{"id":27021,"date":"2023-12-07T03:17:12","date_gmt":"2023-12-07T03:17:12","guid":{"rendered":"https:\/\/masterskills.org\/blog\/so-giao-dich-chung-khoan-stock-exchanges-la-gi.html"},"modified":"2023-12-22T14:39:04","modified_gmt":"2023-12-22T07:39:04","slug":"so-giao-dich-chung-khoan-stock-exchanges-la-gi","status":"publish","type":"post","link":"https:\/\/masterskills.org\/blog\/so-giao-dich-chung-khoan-stock-exchanges-la-gi.html","title":{"rendered":"S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n (Stock exchanges) l\u00e0 g\u00ec?"},"content":{"rendered":"
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H\u00ecnh minh h\u1ecda (Ngu\u1ed3n: Nymag.com).<\/p>\n<\/div>\n<\/div>\n

S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n (Stock exchanges)<\/font><\/h2>\n

S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/b> – danh t\u1eeb, trong ti\u1ebfng Anh \u0111\u01b0\u1ee3c d\u00f9ng b\u1edfi c\u1ee5m t\u1eeb Stock exchanges.<\/b><\/p>\n

S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n <\/i>l\u00e0 m\u1ed9t ph\u00e1p nh\u00e2n \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp theo qui \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt th\u1ef1c hi\u1ec7n vi\u1ec7c t\u1ed5 ch\u1ee9c giao d\u1ecbch ch\u1ee9ng kho\u00e1n cho ch\u1ee9ng kho\u00e1n c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n ni\u00eam y\u1ebft t\u1ea1i S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/i>.\u00a0<\/p>\n

S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/i> th\u1ef1c hi\u1ec7n v\u1eadn h\u00e0nh th\u1ecb tr\u01b0\u1eddng th\u00f4ng qua b\u1ed9 m\u00e1y t\u1ed5 ch\u1ee9c bao g\u1ed3m nhi\u1ec1u b\u1ed9 ph\u1eadn kh\u00e1c nhau ph\u1ee5c v\u1ee5 ho\u1ea1t \u0111\u1ed9ng tr\u00ean S\u1edf giao d\u1ecbch.<\/p>\n

Ngo\u00e0i ra, S\u1edf giao d\u1ecbch c\u0169ng ban h\u00e0nh nh\u1eefng qui \u0111\u1ecbnh \u0111i\u1ec1u ch\u1ec9nh c\u00e1c ho\u1ea1t \u0111\u1ed9ng giao d\u1ecbch ch\u1ee9ng kho\u00e1n tr\u00ean s\u1edf ph\u00f9 h\u1ee3p v\u1edbi c\u00e1c qui \u0111\u1ecbnh c\u1ee7a Lu\u1eadt ph\u00e1p v\u00e0 c\u1ee7a \u1ee6y ban ch\u1ee9ng kho\u00e1n. (Theo Gi\u00e1o tr\u00ecnh Th\u1ecb tr\u01b0\u1eddng Ch\u1ee9ng kho\u00e1n, NXB T\u00e0i ch\u00ednh)<\/p>\n

N\u1ed9i dung ho\u1ea1t \u0111\u1ed9ng c\u1ee7a S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/font><\/h3>\n

T\u1ed5 ch\u1ee9c th\u1ecb tr\u01b0\u1eddng giao d\u1ecbch ch\u1ee9ng kho\u00e1n
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1. S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/i> t\u1ed5 ch\u1ee9c th\u1ecb tr\u01b0\u1eddng giao d\u1ecbch ch\u1ee9ng kho\u00e1n cho ch\u1ee9ng kho\u00e1n c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n ni\u00eam y\u1ebft t\u1ea1i S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/i>.<\/p>\n

2. Trung t\u00e2m giao d\u1ecbch ch\u1ee9ng kho\u00e1n t\u1ed5 ch\u1ee9c th\u1ecb tr\u01b0\u1eddng giao d\u1ecbch ch\u1ee9ng kho\u00e1n cho ch\u1ee9ng kho\u00e1n c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh kh\u00f4ng \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n ni\u00eam y\u1ebft t\u1ea1i S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/i>.<\/p>\n

3. Ngo\u00e0i S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/i> v\u00e0 Trung t\u00e2m giao d\u1ecbch ch\u1ee9ng kho\u00e1n, kh\u00f4ng t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n n\u00e0o \u0111\u01b0\u1ee3c ph\u00e9p t\u1ed5 ch\u1ee9c th\u1ecb tr\u01b0\u1eddng giao d\u1ecbch ch\u1ee9ng kho\u00e1n.<\/p>\n

T\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng c\u1ee7a S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/b><\/p>\n

1. S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n <\/i>l\u00e0 ph\u00e1p nh\u00e2n th\u00e0nh l\u1eadp v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo m\u00f4 h\u00ecnh c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n ho\u1eb7c c\u00f4ng ty c\u1ed5 ph\u1ea7n theo qui \u0111\u1ecbnh.<\/p>\n

2. Th\u1ee7 t\u01b0\u1edbng Ch\u00ednh ph\u1ee7 quy\u1ebft \u0111\u1ecbnh vi\u1ec7c th\u00e0nh l\u1eadp, gi\u1ea3i th\u1ec3, chuy\u1ec3n \u0111\u1ed5i c\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c, h\u00ecnh th\u1ee9c s\u1edf h\u1eefu c\u1ee7a S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/i> theo \u0111\u1ec1 ngh\u1ecb c\u1ee7a B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u00e0i ch\u00ednh.<\/p>\n

3. S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/i> c\u00f3 ch\u1ee9c n\u0103ng t\u1ed5 ch\u1ee9c v\u00e0 gi\u00e1m s\u00e1t ho\u1ea1t \u0111\u1ed9ng giao d\u1ecbch ch\u1ee9ng kho\u00e1n ni\u00eam y\u1ebft t\u1ea1i S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/i>.<\/p>\n

4. Ho\u1ea1t \u0111\u1ed9ng c\u1ee7a S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n <\/span><\/i> ph\u1ea3i tu\u00e2n th\u1ee7 qui \u0111\u1ecbnh<\/span> c\u1ee7a ph\u00e1p lu\u1eadt v\u00e0 \u0110i\u1ec1u l\u1ec7 S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/i> <\/span>.<\/p>\n

5. S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/i> <\/span> ch\u1ecbu s\u1ef1 qu\u1ea3n l\u00ed<\/span> v\u00e0 gi\u00e1m s\u00e1t c\u1ee7a U\u1ef7 ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc.<\/p>\n

B\u1ed9 m\u00e1y qu\u1ea3n l\u00ed<\/span>, \u0111i\u1ec1u h\u00e0nh c\u1ee7a S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/b><\/p>\n

1. S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/i> c\u00f3 H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Gi\u00e1m \u0111\u1ed1c, Ph\u00f3 Gi\u00e1m \u0111\u1ed1c v\u00e0 Ban ki\u1ec3m so\u00e1t.<\/p>\n

2. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Gi\u00e1m \u0111\u1ed1c S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/i> <\/span> do B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u00e0i ch\u00ednh ph\u00ea chu\u1ea9n theo \u0111\u1ec1 ngh\u1ecb c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, sau khi c\u00f3 \u00fd ki\u1ebfn c\u1ee7a Ch\u1ee7 t\u1ecbch U\u1ef7 ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc.<\/p>\n

3. Quy\u1ec1n v\u00e0 nhi\u1ec7m v\u1ee5 c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Gi\u00e1m \u0111\u1ed1c, Ph\u00f3 Gi\u00e1m \u0111\u1ed1c v\u00e0 Ban ki\u1ec3m so\u00e1t \u0111\u01b0\u1ee3c qui \u0111\u1ecbnh<\/span> t\u1ea1i \u0110i\u1ec1u l\u1ec7 S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n <\/span><\/i>.<\/p>\n

Ni\u00eam y\u1ebft ch\u1ee9ng kho\u00e1n
<\/b><\/p>\n

1. T\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh khi ni\u00eam y\u1ebft ch\u1ee9ng kho\u00e1n t\u1ea1i S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/i> <\/span> ph\u1ea3i \u0111\u00e1p \u1ee9ng c\u00e1c \u0111i\u1ec1u ki\u1ec7n v\u1ec1 v\u1ed1n, ho\u1ea1t \u0111\u1ed9ng kinh doanh v\u00e0 kh\u1ea3 n\u0103ng t\u00e0i ch\u00ednh, s\u1ed1 c\u1ed5 \u0111\u00f4ng ho\u1eb7c s\u1ed1 ng\u01b0\u1eddi s\u1edf h\u1eefu ch\u1ee9ng kho\u00e1n.<\/p>\n

2. T\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh n\u1ed9p h\u1ed3 s\u01a1 ni\u00eam y\u1ebft ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 t\u00ednh ch\u00ednh x\u00e1c, trung th\u1ef1c v\u00e0 \u0111\u1ea7y \u0111\u1ee7 c\u1ee7a h\u1ed3 s\u01a1 ni\u00eam y\u1ebft. T\u1ed5 ch\u1ee9c t\u01b0 v\u1ea5n ni\u00eam y\u1ebft, t\u1ed5 ch\u1ee9c ki\u1ec3m to\u00e1n \u0111\u01b0\u1ee3c ch\u1ea5p thu\u1eadn, ng\u01b0\u1eddi k\u00ed b\u00e1o c\u00e1o ki\u1ec3m to\u00e1n v\u00e0 b\u1ea5t c\u1ee9 t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n n\u00e0o x\u00e1c nh\u1eadn h\u1ed3 s\u01a1 ni\u00eam y\u1ebft ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m trong ph\u1ea1m vi li\u00ean quan \u0111\u1ebfn h\u1ed3 s\u01a1 ni\u00eam y\u1ebft.<\/p>\n

3. Ch\u00ednh ph\u1ee7 qui \u0111\u1ecbnh<\/span> \u0111i\u1ec1u ki\u1ec7n, h\u1ed3 s\u01a1, th\u1ee7 t\u1ee5c ni\u00eam y\u1ebft ch\u1ee9ng kho\u00e1n t\u1ea1i S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/b> <\/span> v\u00e0 vi\u1ec7c ni\u00eam y\u1ebft ch\u1ee9ng kho\u00e1n t\u1ea1i S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n n\u01b0\u1edbc ngo\u00e0i. (Theo Lu\u1eadt ch\u1ee9ng kho\u00e1n n\u0103m 2006<\/i>)<\/p>\n<\/p><\/div>\n","protected":false},"excerpt":{"rendered":"

\n S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n (ti\u1ebfng Anh: Stock exchanges) l\u00e0 ph\u00e1p nh\u00e2n th\u1ef1c hi\u1ec7n vi\u1ec7c t\u1ed5 ch\u1ee9c giao d\u1ecbch ch\u1ee9ng kho\u00e1n cho ch\u1ee9ng kho\u00e1n c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n ni\u00eam y\u1ebft t\u1ea1i S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n.\n <\/div>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[414],"tags":[],"_links":{"self":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/27021"}],"collection":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/comments?post=27021"}],"version-history":[{"count":0,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/27021\/revisions"}],"wp:attachment":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/media?parent=27021"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/categories?post=27021"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/tags?post=27021"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}