{"id":27023,"date":"2023-12-07T03:17:16","date_gmt":"2023-12-07T03:17:16","guid":{"rendered":"https:\/\/masterskills.org\/blog\/cong-ty-chung-khoan-securities-companies-la-gi-vai-tro-cua-cong-ty-chung-khoan.html"},"modified":"2023-12-22T14:38:05","modified_gmt":"2023-12-22T07:38:05","slug":"cong-ty-chung-khoan-securities-companies-la-gi-vai-tro-cua-cong-ty-chung-khoan","status":"publish","type":"post","link":"https:\/\/masterskills.org\/blog\/cong-ty-chung-khoan-securities-companies-la-gi-vai-tro-cua-cong-ty-chung-khoan.html","title":{"rendered":"C\u00f4ng ty ch\u1ee9ng kho\u00e1n (Securities companies) l\u00e0 g\u00ec? Vai tr\u00f2 c\u1ee7a c\u00f4ng ty ch\u1ee9ng kho\u00e1n"},"content":{"rendered":"
\n
\n
<\/div>\n
\n

H\u00ecnh minh h\u1ecda (Ngu\u1ed3n: Ch\u1ee9ng kho\u00e1n Online)<\/p>\n<\/div>\n<\/div>\n

C\u00f4ng ty ch\u1ee9ng kho\u00e1n (Securities companies)<\/font><\/h2>\n

C\u00f4ng ty ch\u1ee9ng kho\u00e1n<\/b> – danh t\u1eeb, trong ti\u1ebfng Anh \u0111\u01b0\u1ee3c d\u00f9ng b\u1edfi c\u1ee5m t\u1eeb Securities companies<\/b>.<\/p>\n

“C\u00f4ng ty ch\u1ee9ng kho\u00e1n<\/i> l\u00e0 m\u1ed9t lo\u1ea1i h\u00ecnh ch\u1ebf \u0111\u1ecbnh trung gian \u0111\u1eb7c bi\u1ec7t tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n, th\u1ef1c hi\u1ec7n c\u00e1c ho\u1ea1t \u0111\u1ed9ng kinh doanh ch\u1ee9ng kho\u00e1n nh\u01b0 h\u00e0nh ngh\u1ec1 kinh doanh ch\u00ednh.” (Theo Gi\u00e1o tr\u00ecnh Th\u1ecb tr\u01b0\u1eddng Ch\u1ee9ng kho\u00e1n, NXB T\u00e0i ch\u00ednh<\/i>)<\/p>\n

Vai tr\u00f2 c\u1ee7a c\u00f4ng ty ch\u1ee9ng kho\u00e1n\u00a0<\/font><\/h3>\n

Vai tr\u00f2 huy \u0111\u1ed9ng v\u1ed1n<\/b><\/p>\n

C\u00f4ng ty ch\u1ee9ng kho\u00e1n<\/i> l\u00e0 m\u1ed9t trong nh\u1eefng trung gian t\u00e0i ch\u00ednh c\u00f3 ch\u1ee9c n\u0103ng huy \u0111\u1ed9ng v\u1ed1n. Hay n\u00f3i c\u00e1ch kh\u00e1c c\u00f3 vai tr\u00f2 l\u00e0m chi\u1ebfc c\u1ea7u n\u1ed1i v\u00e0 l\u00e0 k\u00eanh d\u1eabn v\u1ed1n ch\u1ea3y t\u1eeb m\u1ed9t hay m\u1ed9t s\u1ed1 b\u1ed9 ph\u1eadn n\u00e0o \u0111\u00f3 c\u1ee7a n\u1ec1n kinh t\u1ebf c\u00f3 d\u01b0 th\u1eeba v\u1ed1n (v\u1ed1n nh\u00e0n r\u1ed7i) \u0111\u1ebfn c\u00e1c b\u1ed9 ph\u1eadn kh\u00e1c c\u1ee7a n\u1ec1n kinh t\u1ebf \u0111ang thi\u1ebfu v\u1ed1n (c\u1ea7n huy \u0111\u1ed9ng v\u1ed1n).\u00a0<\/p>\n

C\u00e1c c\u00f4ng ty ch\u1ee9ng kho\u00e1n <\/i>th\u01b0\u1eddng \u0111\u1ea3m nh\u1eadn vai tr\u00f2 n\u00e0y th\u00f4ng qua ho\u1ea1t \u0111\u1ed9ng b\u1ea3o l\u00e3nh ph\u00e1t h\u00e0nh v\u00e0 m\u00f4i gi\u1edbi ch\u1ee9ng kho\u00e1n.<\/p>\n

Vai tr\u00f2 h\u00ecnh th\u00e0nh gi\u00e1 c\u1ea3 ch\u1ee9ng kho\u00e1n\u00a0<\/b><\/p>\n

Tr\u00ean th\u1ecb tr\u01b0\u1eddng s\u01a1 c\u1ea5p, khi th\u1ef1c hi\u1ec7n ho\u1ea1t \u0111\u1ed9ng b\u1ea3o l\u00e3nh ph\u00e1t h\u00e0nh ch\u1ee9ng kho\u00e1n cho c\u00e1c t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh, c\u00f4ng ty ch\u1ee9ng kho\u00e1n<\/i> th\u1ef1c hi\u1ec7n vai tr\u00f2 h\u00ecnh th\u00e0nh gi\u00e1 c\u1ea3 ch\u1ee9ng kho\u00e1n th\u00f4ng qua vi\u1ec7c x\u00e1c \u0111\u1ecbnh v\u00e0 t\u01b0 v\u1ea5n cho t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh m\u1ee9c gi\u00e1 ph\u00e1t h\u00e0nh h\u1ee3p l\u00ed \u0111\u1ed1i v\u1edbi c\u00e1c ch\u1ee9ng kho\u00e1n trong \u0111\u1ee3t ph\u00e1t h\u00e0nh.<\/p>\n

Th\u00f4ng th\u01b0\u1eddng, m\u1ee9c gi\u00e1 ph\u00e1t h\u00e0nh th\u01b0\u1eddng do c\u00e1c c\u00f4ng ty ch\u1ee9ng kho\u00e1n<\/i> x\u00e1c \u0111\u1ecbnh tr\u00ean c\u01a1 s\u1edf ti\u1ebfp x\u00fac, t\u00ecm hi\u1ec3u, th\u1ecfa thu\u1eadn v\u1edbi c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 ti\u1ec1m n\u0103ng l\u1edbn trong \u0111\u1ee3t ph\u00e1t h\u00e0nh \u0111\u00f3 v\u00e0 t\u01b0 v\u1ea5n cho t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh.<\/p>\n

Tr\u00ean th\u1ecb tr\u01b0\u1eddng th\u1ee9 c\u1ea5p, d\u00f9 l\u00e0 th\u1ecb tr\u01b0\u1eddng \u0111\u1ea5u l\u1ec7nh hay th\u1ecb tr\u01b0\u1eddng \u0111\u1ea5u gi\u00e1, c\u00f4ng ty ch\u1ee9ng kho\u00e1n<\/i> lu\u00f4n c\u00f3 vai tr\u00f2 gi\u00fap c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 \u0111\u00e1nh gi\u00e1 \u0111\u00fang th\u1ef1c t\u1ebf v\u00e0 ch\u00ednh x\u00e1c v\u1ec1 c\u00e1c kho\u1ea3n \u0111\u1ea7u t\u01b0 c\u1ee7a m\u00ecnh.<\/p>\n

C\u00f4ng ty ch\u1ee9ng kho\u00e1n <\/i>c\u00f2n c\u00f3 ch\u1ee9c n\u0103ng quan tr\u1ecdng l\u00e0 can thi\u1ec7p tr\u00ean th\u1ecb tr\u01b0\u1eddng, g\u00f3p ph\u1ea7n \u0111i\u1ec1u ti\u1ebft gi\u00e1 c\u1ea3 ch\u1ee9ng kho\u00e1n. Theo qui \u0111\u1ecbnh c\u1ee7a c\u00e1c n\u01b0\u1edbc, c\u00f4ng ty ch\u1ee9ng kho\u00e1n<\/i> b\u1eaft bu\u1ed9c ph\u1ea3i d\u00e0nh ra m\u1ed9t t\u1ec9 l\u1ec7 nh\u1ea5t \u0111\u1ecbnh giao d\u1ecbch c\u1ee7a m\u00ecnh \u0111\u1ec3 mua ch\u1ee9ng kho\u00e1n v\u00e0o khi ch\u1ee9ng kho\u00e1n tr\u00ean th\u1ecb tr\u01b0\u1eddng \u0111ang gi\u1ea3m v\u00e0 b\u00e1n ra khi th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n cao.<\/p>\n

Vai tr\u00f2 th\u1ef1c thi t\u00ednh ho\u00e1n t\u1ec7 c\u1ee7a ch\u1ee9ng kho\u00e1n<\/b><\/p>\n

C\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 lu\u00f4n mu\u1ed1n c\u00f3 \u0111\u01b0\u1ee3c kh\u1ea3 n\u0103ng chuy\u1ec3n ti\u1ec1n m\u1eb7t th\u00e0nh ch\u1ee9ng kho\u00e1n v\u00e0 ng\u01b0\u1ee3c l\u1ea1i trong m\u1ed9t m\u00f4i tr\u01b0\u1eddng \u0111\u1ea7u t\u01b0 \u1ed5n \u0111\u1ecbnh. C\u00e1c c\u00f4ng ty ch\u1ee9ng kho\u00e1n<\/i> \u0111\u1ea3m nh\u1eadn \u0111\u01b0\u1ee3c ch\u1ee9c n\u0103ng chuy\u1ec3n \u0111\u1ed5i n\u00e0y, gi\u00fap cho nh\u00e0 \u0111\u1ea7u t\u01b0 \u00edt ph\u1ea3i ch\u1ecbu thi\u1ec7t h\u1ea1i nh\u1ea5t khi ti\u1ebfn h\u00e0nh \u0111\u1ea7u t\u01b0.<\/p>\n

Trong h\u1ea7u h\u1ebft c\u00e1c nghi\u1ec7p v\u1ee5 \u0111\u1ea7u t\u01b0 \u1edf s\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng phi t\u1eadp trung, m\u1ed9t nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00f3 th\u1ec3 h\u1eb1ng ng\u00e0y chuy\u1ec3n \u0111\u1ed5i ti\u1ec1n m\u1eb7t th\u00e0nh ch\u1ee9ng kho\u00e1n v\u00e0 ng\u01b0\u1ee3c l\u1ea1i m\u00e0 kh\u00f4ng ph\u1ea3i ch\u1ecbu thi\u1ec7t h\u1ea1i \u0111\u00e1ng k\u1ec3 \u0111\u1ed1i v\u1edbi gi\u00e1 tr\u1ecb kho\u1ea3n \u0111\u1ea7u t\u01b0 c\u1ee7a m\u00ecnh.<\/p>\n

Th\u1ef1c hi\u1ec7n t\u01b0 v\u1ea5n \u0111\u1ea7u t\u01b0<\/b><\/p>\n

C\u00e1c c\u00f4ng ty ch\u1ee9ng kho\u00e1n<\/b> kh\u00f4ng ch\u1ec9 th\u1ef1c hi\u1ec7n theo m\u1ec7nh l\u1ec7nh c\u1ee7a kh\u00e1ch h\u00e0ng m\u00e0 c\u00f2n tham gia v\u00e0o nhi\u1ec1u d\u1ecbch v\u1ee5 t\u01b0 v\u1ea5n kh\u00e1c nhau th\u00f4ng qua vi\u1ec7c nghi\u00ean c\u1ee9u th\u1ecb tr\u01b0\u1eddng r\u1ed3i cung c\u1ea5p c\u00e1c th\u00f4ng tin \u0111\u00f3 cho c\u00e1c c\u00f4ng ty v\u00e0 c\u00e1c c\u00e1 nh\u00e2n \u0111\u1ea7u t\u01b0. D\u1ecbch v\u1ee5 t\u01b0 v\u1ea5n c\u00f3 th\u1ec3 g\u1ed3m:<\/p>\n

– Thu th\u1eadp th\u00f4ng tin ph\u1ee5c v\u1ee5 m\u1ee5c \u0111\u00edch c\u1ee7a kh\u00e1ch h\u00e0ng;<\/p>\n

– Cung c\u1ea5p th\u00f4ng tin v\u00e0 c\u00e1c kh\u1ea3 n\u0103ng \u0111\u1ea7u t\u01b0 kh\u00e1c nhau c\u0169ng nh\u01b0 tri\u1ec3n v\u1ecdng ng\u1eafn v\u00e0 d\u00e0i h\u1ea1n c\u1ee7a c\u00e1c kho\u1ea3n \u0111\u1ea7u t\u01b0 \u0111\u00f3 trong t\u01b0\u01a1ng lai;<\/p>\n

– Cung c\u1ea5p th\u00f4ng tin v\u1ec1 ch\u00ednh s\u00e1ch t\u00e0i ch\u00ednh ti\u1ec1n t\u1ec7 c\u1ee7a Ch\u00ednh ph\u1ee7 c\u00f3 li\u00ean quan \u0111\u1ebfn c\u00e1c kho\u1ea3n \u0111\u1ea7u t\u01b0 m\u00e0 kh\u00e1ch h\u00e0ng \u0111ang c\u00e2n nh\u1eafc. (Theo Gi\u00e1o tr\u00ecnh Th\u1ecb tr\u01b0\u1eddng Ch\u1ee9ng kho\u00e1n, NXB T\u00e0i ch\u00ednh<\/i>)<\/p>\n<\/p><\/div>\n","protected":false},"excerpt":{"rendered":"

\n C\u00f4ng ty ch\u1ee9ng kho\u00e1n (ti\u1ebfng Anh: Securities companies) l\u00e0 m\u1ed9t lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p \u0111\u1eb7c bi\u1ec7t. H\u00e3y c\u00f9ng t\u00ecm hi\u1ec3u xem c\u00f4ng ty ch\u1ee9ng kho\u00e1n c\u00f3 vai tr\u00f2 nh\u01b0 th\u1ebf n\u00e0o.\n <\/div>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[414],"tags":[],"_links":{"self":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/27023"}],"collection":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/comments?post=27023"}],"version-history":[{"count":0,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/27023\/revisions"}],"wp:attachment":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/media?parent=27023"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/categories?post=27023"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/tags?post=27023"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}