{"id":27034,"date":"2023-12-07T03:17:34","date_gmt":"2023-12-07T03:17:34","guid":{"rendered":"https:\/\/masterskills.org\/blog\/cong-ty-dai-chung-public-companies-la-gi-qui-dinh-chung-ve-cong-ty-dai-chung.html"},"modified":"2023-12-22T14:39:04","modified_gmt":"2023-12-22T07:39:04","slug":"cong-ty-dai-chung-public-companies-la-gi-qui-dinh-chung-ve-cong-ty-dai-chung","status":"publish","type":"post","link":"https:\/\/masterskills.org\/blog\/cong-ty-dai-chung-public-companies-la-gi-qui-dinh-chung-ve-cong-ty-dai-chung.html","title":{"rendered":"C\u00f4ng ty \u0111\u1ea1i ch\u00fang (Public companies) l\u00e0 g\u00ec? Qui \u0111\u1ecbnh chung v\u1ec1 c\u00f4ng ty \u0111\u1ea1i ch\u00fang"},"content":{"rendered":"<div class=\"vnbcbc-body vceditor-content wi-active\" data-role=\"content\">\n<div class=\"VCSortableInPreviewMode\" type=\"Photo\" style=\"\">\n<div><\/div>\n<div class=\"PhotoCMS_Caption\">\n<p>H\u00ecnh minh h\u1ecda (Ngu\u1ed3n: Seek)<\/p>\n<\/div>\n<\/div>\n<h2><font style=\"line-height: 22px; font-size: 22px;\" color=\"#3d85c6\">C\u00f4ng ty \u0111\u1ea1i ch\u00fang (Public companies)<\/font><\/h2>\n<p><b>C\u00f4ng ty \u0111\u1ea1i ch\u00fang<\/b> &#8211; danh t\u1eeb, trong ti\u1ebfng Anh g\u1ecdi l\u00e0 <b>Public companies<\/b>, <b>publicly traded<\/b>,\u00a0<b style=\"\">publicly held<\/b><i> company<\/i> ho\u1eb7c <b>public corporation<\/b>.<\/p>\n<p><i>Lu\u1eadt ch\u1ee9ng kho\u00e1n n\u0103m 2006 <\/i>qui \u0111\u1ecbnh nh\u01b0 sau:<\/p>\n<p><i>C\u00f4ng ty \u0111\u1ea1i ch\u00fang<\/i> l\u00e0 c\u00f4ng ty c\u1ed5 ph\u1ea7n thu\u1ed9c m\u1ed9t trong ba lo\u1ea1i h\u00ecnh sau \u0111\u00e2y:<\/p>\n<p>a) C\u00f4ng ty \u0111\u00e3 th\u1ef1c hi\u1ec7n ch\u00e0o b\u00e1n c\u1ed5 phi\u1ebfu ra c\u00f4ng ch\u00fang;<\/p>\n<p>b) C\u00f4ng ty c\u00f3 c\u1ed5 phi\u1ebfu \u0111\u01b0\u1ee3c ni\u00eam y\u1ebft t\u1ea1i S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n ho\u1eb7c Trung t\u00e2m giao d\u1ecbch ch\u1ee9ng kho\u00e1n;<\/p>\n<p>c) C\u00f4ng ty c\u00f3 c\u1ed5 phi\u1ebfu \u0111\u01b0\u1ee3c \u00edt nh\u1ea5t m\u1ed9t tr\u0103m nh\u00e0 \u0111\u1ea7u t\u01b0 s\u1edf h\u1eefu, kh\u00f4ng k\u1ec3 nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n chuy\u00ean nghi\u1ec7p v\u00e0 c\u00f3 v\u1ed1n \u0111i\u1ec1u l\u1ec7 \u0111\u00e3 g\u00f3p t\u1eeb m\u01b0\u1eddi t\u1ec9 \u0111\u1ed3ng Vi\u1ec7t Nam tr\u1edf l\u00ean.<\/p>\n<h3><b><font style=\"line-height: 22px; font-size: 22px;\" color=\"#3d85c6\">Qui \u0111\u1ecbnh chung v\u1ec1 c\u00f4ng ty \u0111\u1ea1i ch\u00fang<\/font><\/b><\/h3>\n<p><b>Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a c\u00f4ng ty \u0111\u1ea1i ch\u00fang<\/b><\/p>\n<p>1. <i>C\u00f4ng ty \u0111\u1ea1i ch\u00fang<\/i> c\u00f3 c\u00e1c quy\u1ec1n theo qui \u0111\u1ecbnh c\u1ee7a Lu\u1eadt doanh nghi\u1ec7p v\u00e0 c\u00e1c qui \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/p>\n<p>2. <i>C\u00f4ng ty \u0111\u1ea1i ch\u00fang<\/i> c\u00f3 c\u00e1c ngh\u0129a v\u1ee5 sau \u0111\u00e2y:<\/p>\n<p>a) C\u00f4ng b\u1ed1 th\u00f4ng tin theo qui \u0111\u1ecbnh;<\/p>\n<p>b) Tu\u00e2n th\u1ee7 c\u00e1c nguy\u00ean t\u1eafc qu\u1ea3n tr\u1ecb c\u00f4ng ty theo qui \u0111\u1ecbnh;<\/p>\n<p>c) Th\u1ef1c hi\u1ec7n \u0111\u0103ng k\u00ed, l\u01b0u k\u00ed ch\u1ee9ng kho\u00e1n t\u1eadp trung t\u1ea1i Trung t\u00e2m l\u01b0u k\u00ed ch\u1ee9ng kho\u00e1n theo qui \u0111\u1ecbnh;<\/p>\n<p>d) C\u00e1c ngh\u0129a v\u1ee5 kh\u00e1c theo qui \u0111\u1ecbnh c\u1ee7a Lu\u1eadt doanh nghi\u1ec7p v\u00e0 c\u00e1c qui \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/p>\n<p><b>Nguy\u00ean t\u1eafc qu\u1ea3n tr\u1ecb c\u00f4ng ty<\/b><\/p>\n<p><span style=\"\">1. <i>C\u00f4ng ty \u0111\u1ea1i ch\u00fang<\/i> ph\u1ea3i tu\u00e2n th\u1ee7 c\u00e1c qui \u0111\u1ecbnh c\u1ee7a Lu\u1eadt doanh nghi\u1ec7p v\u1ec1 qu\u1ea3n tr\u1ecb c\u00f4ng ty.<\/span><\/p>\n<p>2. B\u1ed9 T\u00e0i ch\u00ednh qui \u0111\u1ecbnh c\u1ee5 th\u1ec3 v\u1ec1 qu\u1ea3n tr\u1ecb c\u00f4ng ty \u00e1p d\u1ee5ng \u0111\u1ed1i v\u1edbi <i>c\u00f4ng ty \u0111\u1ea1i ch\u00fang<\/i> c\u00f3 c\u1ed5 phi\u1ebfu ni\u00eam y\u1ebft t\u1ea1i S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n ho\u1eb7c Trung t\u00e2m giao d\u1ecbch ch\u1ee9ng kho\u00e1n.<\/p>\n<p><b>B\u00e1o c\u00e1o v\u1ec1 s\u1edf h\u1eefu c\u1ee7a c\u1ed5 \u0111\u00f4ng l\u1edbn<br \/><\/b><\/p>\n<p>1. T\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n tr\u1edf th\u00e0nh c\u1ed5 \u0111\u00f4ng l\u1edbn c\u1ee7a <i>c\u00f4ng ty \u0111\u1ea1i ch\u00fang<\/i> ph\u1ea3i b\u00e1o c\u00e1o <i>c\u00f4ng ty \u0111\u1ea1i ch\u00fang<\/i>, U\u1ef7 ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc v\u00e0 S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n ho\u1eb7c Trung t\u00e2m giao d\u1ecbch ch\u1ee9ng kho\u00e1n n\u01a1i c\u1ed5 phi\u1ebfu c\u1ee7a <i>c\u00f4ng ty \u0111\u1ea1i ch\u00fang<\/i> \u0111\u00f3 \u0111\u01b0\u1ee3c ni\u00eam y\u1ebft trong th\u1eddi h\u1ea1n b\u1ea3y ng\u00e0y, k\u1ec3 t\u1eeb ng\u00e0y tr\u1edf th\u00e0nh c\u1ed5 \u0111\u00f4ng l\u1edbn.<\/p>\n<p>2. B\u00e1o c\u00e1o v\u1ec1 s\u1edf h\u1eefu c\u1ee7a c\u1ed5 \u0111\u00f4ng l\u1edbn bao g\u1ed3m c\u00e1c n\u1ed9i dung sau \u0111\u00e2y:<\/p>\n<p>a) T\u00ean, \u0111\u1ecba ch\u1ec9, ng\u00e0nh, ngh\u1ec1 kinh doanh \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u1edbn l\u00e0 t\u1ed5 ch\u1ee9c; h\u1ecd t\u00ean, tu\u1ed5i, qu\u1ed1c t\u1ecbch, n\u01a1i c\u01b0 tr\u00fa, ngh\u1ec1 nghi\u1ec7p \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u1edbn l\u00e0 c\u00e1 nh\u00e2n;<\/p>\n<p>b) S\u1ed1 l\u01b0\u1ee3ng v\u00e0 t\u1ec9 l\u1ec7 ph\u1ea7n tr\u0103m c\u1ed5 phi\u1ebfu do t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n s\u1edf h\u1eefu ho\u1eb7c c\u00f9ng v\u1edbi t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c s\u1edf h\u1eefu tr\u00ean t\u1ed5ng s\u1ed1 c\u1ed5 phi\u1ebfu \u0111ang l\u01b0u h\u00e0nh.<\/p>\n<p>3. Khi c\u00f3 s\u1ef1 thay \u0111\u1ed5i quan tr\u1ecdng v\u1ec1 th\u00f4ng tin n\u00eau trong b\u00e1o c\u00e1o ho\u1eb7c c\u00f3 thay \u0111\u1ed5i v\u1ec1 s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu s\u1edf h\u1eefu v\u01b0\u1ee3t qu\u00e1 m\u1ed9t ph\u1ea7n tr\u0103m s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu c\u00f9ng lo\u1ea1i \u0111ang l\u01b0u h\u00e0nh, th\u00ec trong th\u1eddi h\u1ea1n b\u1ea3y ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y c\u00f3 s\u1ef1 thay \u0111\u1ed5i tr\u00ean, c\u1ed5 \u0111\u00f4ng l\u1edbn ph\u1ea3i n\u1ed9p b\u00e1o c\u00e1o s\u1eeda \u0111\u1ed5i, b\u1ed5 sung cho <b>c\u00f4ng ty \u0111\u1ea1i ch\u00fang<\/b>, U\u1ef7 ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc v\u00e0 S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n ho\u1eb7c Trung t\u00e2m giao d\u1ecbch ch\u1ee9ng kho\u00e1n n\u01a1i c\u1ed5 phi\u1ebfu \u0111\u01b0\u1ee3c ni\u00eam y\u1ebft.<\/p>\n<p>4.\u00a0 C\u00e1c qui \u0111\u1ecbnh tr\u00ean c\u0169ng \u00e1p d\u1ee5ng \u0111\u1ed1i v\u1edbi nh\u00f3m ng\u01b0\u1eddi c\u00f3 li\u00ean quan s\u1edf h\u1eefu t\u1eeb n\u0103m ph\u1ea7n tr\u0103m tr\u1edf l\u00ean s\u1ed1 c\u1ed5 phi\u1ebfu c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh. (Theo <i>Lu\u1eadt ch\u1ee9ng kho\u00e1n n\u0103m 2006<\/i>)<\/p>\n<\/p><\/div>\n","protected":false},"excerpt":{"rendered":"<div class=\"vnbcbc-sapo\" data-role=\"sapo\">\n                            C\u00f4ng ty \u0111\u1ea1i ch\u00fang (ti\u1ebfng Anh: Public companies) l\u00e0 nh\u1eefng c\u00f4ng ty th\u1ef1c hi\u1ec7n huy \u0111\u1ed9ng v\u1ed1n r\u1ed9ng r\u00e3i t\u1eeb c\u00f4ng ch\u00fang th\u00f4ng qua ph\u00e1t h\u00e0nh ch\u1ee9ng kho\u00e1n (c\u1ed5 phi\u1ebfu, tr\u00e1i phi\u1ebfu) ni\u00eam y\u1ebft t\u1ea1i c\u00e1c trung t\u00e2m giao d\u1ecbch ch\u1ee9ng kho\u00e1n.\n                        <\/div>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[414],"tags":[],"_links":{"self":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/27034"}],"collection":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/comments?post=27034"}],"version-history":[{"count":0,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/27034\/revisions"}],"wp:attachment":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/media?parent=27034"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/categories?post=27034"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/tags?post=27034"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}