{"id":29718,"date":"2023-12-07T08:37:00","date_gmt":"2023-12-07T08:37:00","guid":{"rendered":"https:\/\/masterskills.org\/blog\/hiep-hoi-giao-dich-tuong-lai-my-national-futures-association-la-gi-dac-diem.html"},"modified":"2023-12-23T06:10:21","modified_gmt":"2023-12-22T23:10:21","slug":"hiep-hoi-giao-dich-tuong-lai-my-national-futures-association-la-gi-dac-diem","status":"publish","type":"post","link":"https:\/\/masterskills.org\/blog\/hiep-hoi-giao-dich-tuong-lai-my-national-futures-association-la-gi-dac-diem.html","title":{"rendered":"Hi\u1ec7p h\u1ed9i giao d\u1ecbch t\u01b0\u01a1ng lai M\u1ef9 (National Futures Association) l\u00e0 g\u00ec? \u0110\u1eb7c \u0111i\u1ec3m"},"content":{"rendered":"
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\u1ea2nh minh h\u1ecda. Ngu\u1ed3n: Glassdoor.<\/p>\n<\/div>\n<\/div>\n

Hi\u1ec7p h\u1ed9i giao d\u1ecbch t\u01b0\u01a1ng lai M\u1ef9 <\/span><\/b><\/h2>\n

Kh\u00e1i ni\u1ec7m<\/b><\/p>\n

Hi\u1ec7p h\u1ed9i giao d\u1ecbch t\u01b0\u01a1ng lai M\u1ef9<\/b> ti\u1ebfng Anh l\u00e0 National Futures Association<\/b>, vi\u1ebft t\u1eaft l\u00e0 NFA<\/b>.<\/p>\n

Hi\u1ec7p h\u1ed9i giao d\u1ecbch t\u01b0\u01a1ng lai M\u1ef9 (NFA)<\/b> l\u00e0 m\u1ed9t t\u1ed5 ch\u1ee9c t\u1ef1 \u0111i\u1ec1u ch\u1ec9nh \u0111\u1ed9c l\u1eadp cho th\u1ecb tr\u01b0\u1eddng ph\u00e1i sinh v\u00e0 t\u01b0\u01a1ng lai M\u1ef9. \u0110\u01b0\u1ee3c ch\u1ec9 \u0111\u1ecbnh b\u1edfi\u00a0\u1ee6y ban giao d\u1ecbch h\u00e0ng h\u00f3a t\u01b0\u01a1ng lai\u00a0(CFTC), nhi\u1ec7m v\u1ee5 c\u1ee7a NFA l\u00e0 b\u1ea3o v\u1ec7 s\u1ef1 to\u00e0n v\u1eb9n c\u1ee7a th\u1ecb tr\u01b0\u1eddng ph\u00e1i sinh, b\u1ea3o v\u1ec7 c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 v\u00e0 \u0111\u1ea3m b\u1ea3o r\u1eb1ng c\u00e1c th\u00e0nh vi\u00ean th\u1ef1c hi\u1ec7n ngh\u0129a v\u1ee5 ph\u00e1p l\u00ed c\u1ee7a m\u00ecnh.<\/p>\n

NFA ho\u1ea1t \u0111\u1ed9ng mi\u1ec5n ph\u00ed cho ng\u01b0\u1eddi n\u1ed9p thu\u1ebf v\u00e0 ch\u1ee7 y\u1ebfu \u0111\u01b0\u1ee3c t\u00e0i tr\u1ee3 b\u1edfi c\u00e1c kho\u1ea3n ph\u00ed th\u00e0nh vi\u00ean, l\u1ec7 ph\u00ed v\u00e0 \u0111\u00e1nh gi\u00e1 \u0111\u01b0\u1ee3c tr\u1ea3 ph\u00ed b\u1edfi c\u00e1c th\u00e0nh vi\u00ean v\u00e0 ng\u01b0\u1eddi d\u00f9ng kh\u00e1c tr\u00ean th\u1ecb tr\u01b0\u1eddng ph\u00e1i sinh.<\/p>\n

\u0110\u1eb7c \u0111i\u1ec3m c\u1ee7a Hi\u1ec7p h\u1ed9i giao d\u1ecbch t\u01b0\u01a1ng lai M\u1ef9<\/span><\/span><\/b><\/h3>\n

T\u01b0 c\u00e1ch th\u00e0nh vi\u00ean NFA \u0111\u1ea3m b\u1ea3o v\u1edbi c\u00f4ng ch\u00fang \u0111\u1ea7u t\u01b0 r\u1eb1ng t\u1ea5t c\u1ea3 c\u00e1c c\u00f4ng ty, trung gian v\u00e0 \u0111\u1ed1i t\u00e1c th\u1ef1c hi\u1ec7n kinh doanh v\u1edbi h\u1ecd tr\u00ean c\u00e1c s\u00e0n giao d\u1ecbch t\u01b0\u01a1ng lai c\u1ee7a M\u1ef9 ph\u1ea3i tu\u00e2n th\u1ee7 c\u00e1c ti\u00eau chu\u1ea9n cao v\u1ec1 h\u00e0nh vi chuy\u00ean nghi\u1ec7p. C\u00e1c c\u00f4ng ty l\u00e0m vi\u1ec7c trong ng\u00e0nh ph\u1ea3i tr\u1ea3 ph\u00ed th\u00e0nh vi\u00ean cho NFA, \u0111\u00f3 l\u00e0 c\u00e1ch NFA t\u1ea1o ra thu nh\u1eadp.<\/p>\n

NFA b\u1eaft \u0111\u1ea7u ho\u1ea1t \u0111\u1ed9ng v\u00e0o n\u0103m 1982, sau khi th\u00e0nh l\u1eadp \u1ee6y ban giao d\u1ecbch h\u00e0ng h\u00f3a t\u01b0\u01a1ng lai (CFTC) v\u00e0o n\u0103m 1974. Lu\u1eadt n\u00e0y c\u0169ng cho ph\u00e9p t\u1ea1o ra c\u00e1c s\u00e0n giao d\u1ecbch t\u01b0\u01a1ng lai \u0111\u00e3 \u0111\u0103ng k\u00ed, t\u1eeb \u0111\u00f3 t\u1ea1o \u0111i\u1ec1u ki\u1ec7n cho vi\u1ec7c th\u00e0nh l\u1eadp m\u1ed9t t\u1ed5 ch\u1ee9c qu\u1ed1c gia t\u1ef1 \u0111i\u1ec1u ch\u1ec9nh.<\/p>\n

Ngo\u00e0i qui \u0111\u1ecbnh c\u1ee7a th\u1ecb tr\u01b0\u1eddng t\u01b0\u01a1ng lai M\u1ef9, c\u00e1c nhi\u1ec7m v\u1ee5 v\u00e0 ch\u1ee9c n\u0103ng c\u1ee7a NFA bao g\u1ed3m \u0111\u0103ng k\u00ed, tu\u00e2n th\u1ee7 v\u00e0 ph\u00e2n x\u1eed. N\u00f3 ch\u1ed1ng l\u1ea1i gian l\u1eadn v\u00e0 l\u1ea1m d\u1ee5ng trong th\u1ecb tr\u01b0\u1eddng t\u01b0\u01a1ng lai th\u00f4ng qua s\u1ef1 k\u1ebft h\u1ee3p c\u1ee7a c\u00e1c y\u00eau c\u1ea7u \u0111\u0103ng k\u00ed, qui t\u1eafc tu\u00e2n th\u1ee7, c\u01a1 quan th\u1ef1c thi m\u1ea1nh m\u1ebd v\u00e0 gi\u00e1m s\u00e1t th\u1ecb tr\u01b0\u1eddng theo th\u1eddi gian th\u1ef1c.<\/p>\n

Th\u00e0nh vi\u00ean c\u1ee7a Hi\u1ec7p h\u1ed9i giao d\u1ecbch t\u01b0\u01a1ng lai M\u1ef9<\/span><\/span><\/b><\/h3>\n

C\u00e1c qui \u0111\u1ecbnh c\u1ee7a CFTC c\u0169ng y\u00eau c\u1ea7u, v\u1edbi m\u1ed9t v\u00e0i ngo\u1ea1i l\u1ec7, r\u1eb1ng c\u00e1c c\u00f4ng ty \u0111\u00e3 \u0111\u0103ng k\u00ed t\u1ea1i CFTC ph\u1ea3i l\u00e0 th\u00e0nh vi\u00ean c\u1ee7a NFA. T\u1ea5t c\u1ea3 c\u00e1c chuy\u00ean gia giao d\u1ecbch t\u01b0\u01a1ng lai \u0111\u1ec1u ph\u1ea3i tr\u1ea3i qua m\u1ed9t cu\u1ed9c \u0111i\u1ec1u tra l\u00ed l\u1ecbch tr\u01b0\u1edbc khi h\u1ecd c\u00f3 th\u1ec3 \u0111\u0103ng k\u00ed.<\/p>\n

C\u00e1c chuy\u00ean gia giao d\u1ecbch t\u01b0\u01a1ng lai \u0111\u01b0\u1ee3c chia th\u00e0nh c\u00e1c lo\u1ea1i sau:<\/p>\n

– Ng\u01b0\u1eddi huy \u0111\u1ed9ng qu\u0129 h\u00e0ng h\u00f3a (CPO): Nh\u1eefng ng\u01b0\u1eddi ho\u1eb7c t\u1ed5 ch\u1ee9c ho\u1ea1t \u0111\u1ed9ng v\u00e0 thu h\u00fat v\u1ed1n cho m\u1ed9t nh\u00f3m h\u00e0ng h\u00f3a. <\/p>\n

– C\u1ed1 v\u1ea5n giao d\u1ecbch h\u00e0ng h\u00f3a (CTA): Nh\u1eefng ng\u01b0\u1eddi ho\u1eb7c t\u1ed5 ch\u1ee9c t\u01b0 v\u1ea5n cho kh\u00e1ch h\u00e0ng v\u1ec1 c\u00e1c giao d\u1ecbch ph\u00e1i sinh.<\/p>\n

– Nh\u00e0 giao d\u1ecbch h\u1ee3p \u0111\u1ed3ng t\u01b0\u01a1ng lai (FCM): M\u1ed9t th\u1ef1c th\u1ec3 ch\u1ea5p nh\u1eadn ho\u1eb7c thu h\u00fat c\u00e1c giao d\u1ecbch.<\/p>\n

– Ng\u01b0\u1eddi gi\u1edbi thi\u1ec7u cho s\u00e0n (IB): Nh\u1eefng ng\u01b0\u1eddi ho\u1eb7c t\u1ed5 ch\u1ee9c k\u1ebft n\u1ed1i kh\u00e1ch h\u00e0ng v\u1edbi m\u1ed9t s\u00e0n giao d\u1ecbch\/nh\u00e0 m\u00f4i gi\u1edbi.<\/p>\n

– C\u00f4ng ty giao d\u1ecbch ngo\u1ea1i h\u1ed1i (RFED): \u0110\u1ed1i t\u00e1c c\u1ee7a c\u00e1c giao d\u1ecbch ti\u1ec1n t\u1ec7 ngo\u00e0i n\u01b0\u1edbc M\u1ef9.<\/p>\n

– Nh\u00e0 giao d\u1ecbch ho\u00e1n \u0111\u1ed5i: T\u1ea1o ra th\u1ecb tr\u01b0\u1eddng v\u00e0 th\u1ef1c hi\u1ec7n c\u00e1c giao d\u1ecbch ho\u00e1n \u0111\u1ed5i.<\/p>\n

Ngo\u00e0i ra, c\u00e1c c\u00f4ng ty v\u00e0 c\u00e1 nh\u00e2n kh\u00f4ng thu\u1ed9c M\u1ef9 sau c\u0169ng ph\u1ea3i \u0111\u0103ng k\u00ed:<\/p>\n

– C\u00e1c c\u00f4ng ty mi\u1ec5n tr\u1eeb kh\u00f4ng thu\u1ed9c M\u1ef9: ch\u1ec9 giao d\u1ecbch kinh doanh c\u00e1c h\u1ee3p \u0111\u1ed3ng t\u01b0\u01a1ng lai tr\u1ef1c ti\u1ebfp v\u1edbi kh\u00e1ch h\u00e0ng M\u1ef9 \u0111\u01b0\u1ee3c giao d\u1ecbch tr\u00ean c\u00e1c s\u00e0n giao d\u1ecbch ngo\u00e0i M\u1ef9.<\/p>\n

– Ng\u01b0\u1eddi li\u00ean k\u1ebft (AP): M\u1ed9t ng\u01b0\u1eddi thu h\u00fat kh\u00e1ch h\u00e0ng, \u0111\u01a1n \u0111\u1eb7t h\u00e0ng ho\u1eb7c ti\u1ec1n thay m\u1eb7t cho CPO, CTA, FCM, IB ho\u1eb7c RFED.<\/p>\n

–\u00a0Ng\u01b0\u1eddi m\u00f4i gi\u1edbi t\u1ea1i s\u00e0n\u00a0(FB): M\u1ed9t c\u00e1 nh\u00e2n mua ho\u1eb7c b\u00e1n c\u00e1c s\u1ea3n ph\u1ea9m ph\u00e1i sinh cho b\u1ea5t k\u00ec ng\u01b0\u1eddi n\u00e0o kh\u00e1c.<\/p>\n

–\u00a0Ng\u01b0\u1eddi giao d\u1ecbch t\u1ea1i s\u00e0n\u00a0(FT): M\u1ed9t ng\u01b0\u1eddi mua ho\u1eb7c b\u00e1n c\u00e1c c\u00f4ng c\u1ee5 ph\u00e1i sinh cho t\u00e0i kho\u1ea3n c\u1ee7a ch\u00ednh h\u1ecd.<\/p>\n

\u00a0 (Theo\u00a0Investopedia<\/i>)<\/p>\n<\/p><\/div>\n","protected":false},"excerpt":{"rendered":"

\n Hi\u1ec7p h\u1ed9i giao d\u1ecbch t\u01b0\u01a1ng lai M\u1ef9 (ti\u1ebfng Anh: National Futures Association, vi\u1ebft t\u1eaft NFA) l\u00e0 m\u1ed9t t\u1ed5 ch\u1ee9c t\u1ef1 \u0111i\u1ec1u ch\u1ec9nh \u0111\u1ed9c l\u1eadp cho th\u1ecb tr\u01b0\u1eddng ph\u00e1i sinh v\u00e0 t\u01b0\u01a1ng lai M\u1ef9.\n <\/div>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[417],"tags":[],"_links":{"self":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/29718"}],"collection":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/comments?post=29718"}],"version-history":[{"count":0,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/29718\/revisions"}],"wp:attachment":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/media?parent=29718"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/categories?post=29718"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/tags?post=29718"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}