{"id":30174,"date":"2023-12-07T09:01:23","date_gmt":"2023-12-07T09:01:23","guid":{"rendered":"https:\/\/masterskills.org\/blog\/gian-lan-chung-khoan-securities-fraud-la-gi.html"},"modified":"2023-12-23T06:12:16","modified_gmt":"2023-12-22T23:12:16","slug":"gian-lan-chung-khoan-securities-fraud-la-gi","status":"publish","type":"post","link":"https:\/\/masterskills.org\/blog\/gian-lan-chung-khoan-securities-fraud-la-gi.html","title":{"rendered":"Gian l\u1eadn ch\u1ee9ng kho\u00e1n (Securities Fraud) l\u00e0 g\u00ec?"},"content":{"rendered":"
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H\u00ecnh minh h\u1ecda. Ngu\u1ed3n: robbinsllp<\/i><\/p>\n<\/figcaption><\/figure>\n

Gian l\u1eadn ch\u1ee9ng kho\u00e1n<\/font><\/h2>\n

Kh\u00e1i ni\u1ec7m<\/b><\/p>\n

Gian l\u1eadn ch\u1ee9ng kho\u00e1n<\/b> ho\u1eb7c Gian l\u1eadn \u0111\u1ea7u t\u01b0<\/b> trong ti\u1ebfng Anh l\u00e0 Securities Fraud\/Stock Fraud<\/b> ho\u1eb7c Investment Fraud<\/b>.<\/p>\n

Gian l\u1eadn ch\u1ee9ng kho\u00e1n<\/b> l\u00e0 m\u1ed9t lo\u1ea1i\u00a0t\u1ed9i ph\u1ea1m c\u1ed5 c\u1ed3n tr\u1eafng<\/font>\u00a0nghi\u00eam tr\u1ecdng c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n d\u01b0\u1edbi nhi\u1ec1u h\u00ecnh th\u1ee9c nh\u01b0ng ch\u1ee7 y\u1ebfu li\u00ean quan \u0111\u1ebfn th\u00f4ng tin sai l\u1ec7ch m\u00e0 c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 s\u1eed d\u1ee5ng \u0111\u1ec3 \u0111\u01b0a ra quy\u1ebft \u0111\u1ecbnh.<\/p>\n

N\u1ed9i dung<\/font><\/h3>\n

Th\u1ee7 ph\u1ea1m c\u1ee7a v\u1ee5 l\u1eeba \u0111\u1ea3o c\u00f3 th\u1ec3 l\u00e0 m\u1ed9t c\u00e1 nh\u00e2n (v\u00ed d\u1ee5 nh\u01b0 ng\u01b0\u1eddi m\u00f4i gi\u1edbi ch\u1ee9ng kho\u00e1n) ho\u1eb7c l\u00e0 t\u1ed5 ch\u1ee9c (v\u00ed d\u1ee5 nh\u01b0 c\u00f4ng ty m\u00f4i gi\u1edbi, c\u00f4ng ty ho\u1eb7c ng\u00e2n h\u00e0ng \u0111\u1ea7u t\u01b0). C\u00e1c c\u00e1 nh\u00e2n \u0111\u1ed9c l\u1eadp c\u0169ng c\u00f3 th\u1ec3 th\u1ef1c hi\u1ec7n lo\u1ea1i gian l\u1eadn n\u00e0y th\u00f4ng qua c\u00e1c\u00a0giao d\u1ecbch n\u1ed9i gi\u00e1n<\/font>.<\/p>\n

C\u1ee5c \u0110i\u1ec1u tra Li\u00ean bang M\u1ef9 (FBI) m\u00f4 t\u1ea3 gian l\u1eadn ch\u1ee9ng kho\u00e1n l\u00e0 ho\u1ea1t \u0111\u1ed9ng t\u1ed9i ph\u1ea1m c\u00f3 th\u1ec3 bao g\u1ed3m gian l\u1eadn \u0111\u1ea7u t\u01b0 l\u00e3i su\u1ea5t cao,\u00a0m\u00f4 h\u00ecnh Ponzi<\/font>,\u00a0m\u00f4 h\u00ecnh kim t\u1ef1 th\u00e1p<\/font>, m\u00f4 h\u00ecnh ph\u00ed tr\u1ea3 tr\u01b0\u1edbc (advanced fee schemes), gian l\u1eadn li\u00ean quan \u0111\u1ebfn giao d\u1ecbch ngo\u1ea1i h\u1ed1i, h\u00e0nh \u0111\u1ed9ng tham \u00f4 c\u1ee7a m\u00f4i gi\u1edbi, gian l\u1eadn li\u00ean quan \u0111\u1ebfn qu\u0129 ph\u00f2ng h\u1ed9.<\/p>\n

Trong nhi\u1ec1u tr\u01b0\u1eddng h\u1ee3p, k\u1ebb l\u1eeba \u0111\u1ea3o t\u00ecm c\u00e1ch l\u1eeba c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 th\u00f4ng qua s\u1ef1 xuy\u00ean t\u1ea1c v\u00e0 thao t\u00fang th\u1ecb tr\u01b0\u1eddng t\u00e0i ch\u00ednh. T\u1ed9i ph\u1ea1m n\u00e0y bao g\u1ed3m cung c\u1ea5p th\u00f4ng tin sai l\u1ec7ch, gi\u1eef l\u1ea1i th\u00f4ng tin ch\u00ednh, \u0111\u01b0a ra l\u1eddi khuy\u00ean t\u1ed3i v\u00e0 cung c\u1ea5p ho\u1eb7c h\u00e0nh \u0111\u1ed9ng d\u1ef1a tr\u00ean th\u00f4ng tin n\u1ed9i gi\u00e1n.<\/p>\n

M\u1ee5c \u0111\u00edch l\u00e0 \u0111\u1ec3 l\u00e0m t\u0103ng gi\u00e1 trong c\u00e1c c\u1ed5 phi\u1ebfu \u0111\u00f3 (Bump), v\u00e0 sau \u0111\u00f3 khi gi\u00e1 \u0111\u1ea1t \u0111\u1ebfn m\u1ed9t m\u1ee9c nh\u1ea5t \u0111\u1ecbnh th\u00ec h\u1ecd s\u1ebd b\u00e1n ch\u00fang (Dump).<\/p>\n

C\u00e1c lo\u1ea1i gian l\u1eadn ch\u1ee9ng kho\u00e1n<\/font><\/h3>\n

Gian l\u1eadn ch\u1ee9ng kho\u00e1n c\u00f3 nhi\u1ec1u h\u00ecnh th\u1ee9c. Tr\u00ean th\u1ef1c t\u1ebf, nhi\u1ec1u c\u00e1ch \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng \u0111\u1ec3 l\u1eeba c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 b\u1eb1ng c\u00e1ch gian l\u1eadn th\u00f4ng tin<\/b>. Ch\u1eb3ng h\u1ea1n, gian l\u1eadn \u0111\u1ea7u t\u01b0 v\u1edbi l\u00e3i su\u1ea5t cao c\u00f3 th\u1ec3 \u0111i k\u00e8m v\u1edbi s\u1ef1 \u0111\u1ea3m b\u1ea3o v\u1ec1 t\u1ec9 l\u1ec7 ho\u00e0n v\u1ed1n cao. C\u00e1c kho\u1ea3n \u0111\u1ea7u t\u01b0 c\u00f3 th\u1ec3 l\u00e0 h\u00e0ng h\u00f3a, ch\u1ee9ng kho\u00e1n, b\u1ea5t \u0111\u1ed9ng s\u1ea3n v\u00e0 c\u00e1c lo\u1ea1i kh\u00e1c.<\/p>\n

M\u00f4 h\u00ecnh ph\u00ed tr\u1ea3 tr\u01b0\u1edbc<\/b> c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n tinh vi h\u01a1n, trong \u0111\u00f3 k\u1ebb l\u1eeba \u0111\u1ea3o thuy\u1ebft ph\u1ee5c c\u00e1c m\u1ee5c ti\u00eau c\u1ee7a h\u1ecd \u0111\u1ec3 chuy\u1ec3n ti\u1ec1n cho h\u1ecd v\u00e0 h\u1ee9a h\u1eb9n s\u1ebd mang l\u1ea1i l\u1ee3i nhu\u1eadn cao h\u01a1n.<\/p>\n

M\u00f4 h\u00ecnh Ponzi\u00a0v\u00e0\u00a0kim t\u1ef1 th\u00e1p<\/b>\u00a0th\u01b0\u1eddng d\u1ef1a tr\u00ean s\u1ed1 ti\u1ec1n \u0111\u01b0\u1ee3c cung c\u1ea5p b\u1edfi c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 m\u1edbi \u0111\u1ec3 tr\u1ea3 ti\u1ec1n l\u00e3i \u0111\u00e3 \u0111\u01b0\u1ee3c h\u1ee9a cho c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 tr\u01b0\u1edbc \u0111\u00f3. Nh\u1eefng k\u1ebf ho\u1ea1ch nh\u01b0 v\u1eady \u0111\u00f2i h\u1ecfi nh\u1eefng k\u1ebb l\u1eeba \u0111\u1ea3o ph\u1ea3i li\u00ean t\u1ee5c tuy\u1ec3n d\u1ee5ng ng\u00e0y c\u00e0ng nhi\u1ec1u n\u1ea1n nh\u00e2n \u0111\u1ec3 duy tr\u00ec s\u1ef1 l\u1eeba \u0111\u1ea3o c\u00e0ng l\u00e2u c\u00e0ng t\u1ed1t.<\/p>\n

M\u1ed9t trong nh\u1eefng lo\u1ea1i gian l\u1eadn ch\u1ee9ng kho\u00e1n m\u1edbi h\u01a1n l\u00e0 gian l\u1eadn qua Internet<\/b>. Ki\u1ec3u gian l\u1eadn n\u00e0y th\u01b0\u1eddng \u0111\u01b0\u1ee3c g\u1ecdi l\u00e0 “B\u01a1m v\u00e0 X\u1ea3” (pump and dump). Trong \u0111\u00f3, nh\u1eefng k\u1ebb l\u1eeba \u0111\u1ea3o s\u1eed d\u1ee5ng c\u00e1c ph\u00f2ng chat v\u00e0 di\u1ec5n \u0111\u00e0n \u0111\u1ec3 truy\u1ec1n b\u00e1 th\u00f4ng tin sai l\u1ec7ch ho\u1eb7c th\u1ef1c hi\u1ec7n nh\u1eefng h\u00e0nh vi l\u1eeba \u0111\u1ea3o li\u00ean quan \u0111\u1ebfn c\u1ed5 phi\u1ebfu.<\/p>\n

(Ngu\u1ed3n tham kh\u1ea3o: Investopedia<\/i>)<\/p>\n

<\/p><\/div>\n","protected":false},"excerpt":{"rendered":"

\n Gian l\u1eadn ch\u1ee9ng kho\u00e1n (ti\u1ebfng Anh: Securities Fraud) l\u00e0 m\u1ed9t lo\u1ea1i t\u1ed9i ph\u1ea1m c\u1ed5 c\u1ed3n tr\u1eafng nghi\u00eam tr\u1ecdng c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n d\u01b0\u1edbi nhi\u1ec1u h\u00ecnh th\u1ee9c nh\u01b0ng ch\u1ee7 y\u1ebfu li\u00ean quan \u0111\u1ebfn th\u00f4ng tin sai l\u1ec7ch m\u00e0 c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 s\u1eed d\u1ee5ng \u0111\u1ec3 \u0111\u01b0a ra quy\u1ebft \u0111\u1ecbnh.\n <\/div>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[417],"tags":[],"_links":{"self":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/30174"}],"collection":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/comments?post=30174"}],"version-history":[{"count":0,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/30174\/revisions"}],"wp:attachment":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/media?parent=30174"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/categories?post=30174"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/tags?post=30174"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}