{"id":30683,"date":"2023-12-07T09:43:29","date_gmt":"2023-12-07T09:43:29","guid":{"rendered":"https:\/\/masterskills.org\/blog\/to-chuc-trung-gian-tren-thi-truong-chung-khoan-intermediaries-in-stock-market-la-gi.html"},"modified":"2023-12-23T06:14:11","modified_gmt":"2023-12-22T23:14:11","slug":"to-chuc-trung-gian-tren-thi-truong-chung-khoan-intermediaries-in-stock-market-la-gi","status":"publish","type":"post","link":"https:\/\/masterskills.org\/blog\/to-chuc-trung-gian-tren-thi-truong-chung-khoan-intermediaries-in-stock-market-la-gi.html","title":{"rendered":"T\u1ed5 ch\u1ee9c trung gian tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n (Intermediaries In Stock Market) l\u00e0 g\u00ec?"},"content":{"rendered":"
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H\u00ecnh minh ho\u1ea1 (Ngu\u1ed3n: vir)<\/p>\n<\/figcaption><\/figure>\n

T\u1ed5 ch\u1ee9c trung gian tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n<\/font><\/h2>\n

Kh\u00e1i ni\u1ec7m<\/b><\/p>\n

T\u1ed5 ch\u1ee9c trung gian tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n<\/b> trong ti\u1ebfng Anh \u0111\u01b0\u1ee3c g\u1ecdi l\u00e0\u00a0Intermediaries In Stock Market.<\/b><\/p>\n

T\u1ed5 ch\u1ee9c trung gian tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n l\u00e0 nh\u1eefng t\u1ed5 ch\u1ee9c kh\u00f4ng tr\u1ef1c ti\u1ebfp ti\u1ebfn h\u00e0nh \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n gi\u1ed1ng nh\u01b0 m\u1ed9t nh\u00e0 \u0111\u1ea7u t\u01b0 \u0111\u01a1n thu\u1ea7n, kh\u00f4ng c\u00f3 vai tr\u00f2 gi\u00e1m s\u00e1t ho\u1ea1t \u0111\u1ed9ng c\u1ee7a th\u1ecb tr\u01b0\u1eddng.<\/p>\n

Nh\u01b0ng c\u00f3 ch\u1ee9c n\u0103ng trung gian, m\u00f4i gi\u1edbi, h\u1ed7 tr\u1ee3 th\u1ef1c hi\u1ec7n c\u00e1c giao d\u1ecbch ch\u1ee9ng kho\u00e1n, qu\u1ea3n l\u00ed v\u00e0 gi\u00e1m s\u00e1t c\u00e1c kho\u1ea3n \u0111\u1ea7u t\u01b0 \u0111\u1ec3 gi\u1ea3m thi\u1ec3u r\u1ee7i ro, b\u1ea3o v\u1ec7 quy\u1ec1n l\u1ee3i c\u1ee7a c\u00e1c b\u00ean tham gia giao d\u1ecbch v\u00e0 b\u1ea3o \u0111\u1ea3m an to\u00e0n ph\u00e1p l\u00ed cho ho\u1ea1t \u0111\u1ed9ng \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n c\u1ee7a c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 v\u00e0 cho to\u00e0n th\u1ecb tr\u01b0\u1eddng.<\/p>\n

C\u00e1c lo\u1ea1i t\u1ed5 ch\u1ee9c trung gian tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n<\/font><\/h3>\n

Tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n, ng\u01b0\u1eddi ta th\u01b0\u1eddng bi\u1ebft \u0111\u1ebfn c\u00e1c lo\u1ea1i h\u00ecnh t\u1ed5 ch\u1ee9c trung gian \u0111i\u1ec3n h\u00ecnh sau \u0111\u00e2y:<\/p>\n

– C\u00f4ng ty ch\u1ee9ng kho\u00e1n:<\/b> L\u00e0 c\u00e1c \u0111\u01a1n v\u1ecb trung gian m\u00f4i gi\u1edbi mua, b\u00e1n, ph\u00e1t h\u00e0nh ch\u1ee9ng kho\u00e1n, t\u01b0 v\u1ea5n \u0111\u1ea7u t\u01b0 v\u00e0 th\u1ef1c hi\u1ec7n m\u1ed9t s\u1ed1 d\u1ecbch v\u1ee5 kh\u00e1c cho c\u1ea3 ng\u01b0\u1eddi \u0111\u1ea7u t\u01b0 v\u00e0 ng\u01b0\u1eddi ph\u00e1t h\u00e0nh.<\/p>\n

Nghi\u1ec7p v\u1ee5 bao g\u1ed3m: <\/b>M\u00f4i gi\u1edbi, t\u1ef1 doanh, b\u1ea3o l\u00e3nh ph\u00e1t h\u00e0nh v\u00e0 t\u01b0 v\u1ea5n \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n. Ngo\u00e0i ra c\u00f4ng ty ch\u1ee9ng kho\u00e1n c\u00f2n \u0111\u01b0\u1ee3c cung c\u1ea5p d\u1ecbch v\u1ee5 t\u01b0 v\u1ea5n t\u00e0i ch\u00ednh v\u00e0 c\u00e1c d\u1ecbch v\u1ee5 t\u00e0i ch\u00ednh kh\u00e1c cho kh\u00e1ch h\u00e0ng.<\/p>\n

– C\u00f4ng ty qu\u1ea3n l\u00ed qu\u0129 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n:<\/b> L\u00e0 nh\u1eefng \u0111\u01a1n v\u1ecb \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp \u0111\u1ec3 qu\u1ea3n l\u00ed c\u00e1c qu\u0129 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n v\u00e0 qu\u1ea3n l\u00ed danh m\u1ee5c \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n.<\/p>\n

Nghi\u1ec7p v\u1ee5 bao g\u1ed3m:<\/b> Qu\u1ea3n l\u00ed qu\u0129 \u0111\u1ea7u t\u01b0 v\u00e0 qu\u1ea3n l\u00ed danh m\u1ee5c \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n. Ngo\u00e0i ra, c\u00f4ng ty qu\u1ea3n l\u00ed qu\u0129 \u0111\u01b0\u1ee3c huy \u0111\u1ed9ng v\u00e0 qu\u1ea3n l\u00ed c\u00e1c qu\u0129 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i c\u00f3 m\u1ee5c ti\u00eau \u0111\u1ea7u t\u01b0 v\u00e0o Vi\u1ec7t Nam.<\/p>\n

– Trung t\u00e2m l\u01b0u k\u00ed ch\u1ee9ng kho\u00e1n:<\/b> L\u00e0 \u0111\u01a1n v\u1ecb c\u00f3 ch\u1ee9c n\u0103ng t\u1ed5 ch\u1ee9c v\u00e0 gi\u00e1m s\u00e1t c\u00e1c ho\u1ea1t \u0111\u1ed9ng \u0111\u0103ng k\u00ed, l\u01b0u k\u00ed, b\u00f9 tr\u1eeb v\u00e0 thanh to\u00e1n ch\u1ee9ng kho\u00e1n.<\/p>\n

Nghi\u1ec7p v\u1ee5 bao g\u1ed3m:<\/b> \u0110\u0103ng k\u00ed v\u00e0 l\u01b0u k\u00ed ch\u1ee9ng kho\u00e1n, ho\u1ea1t \u0111\u1ed9ng b\u00f9 tr\u1eeb, thanh to\u00e1n ti\u1ec1n b\u00e1n ch\u1ee9ng kho\u00e1n.<\/p>\n

– Ng\u00e2n h\u00e0ng gi\u00e1m s\u00e1t: <\/b>Ng\u00e2n h\u00e0ng gi\u00e1m s\u00e1t l\u00e0 ng\u00e2n h\u00e0ng th\u01b0\u01a1ng m\u1ea1i c\u00f3 gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00ed ho\u1ea1t \u0111\u1ed9ng l\u01b0u k\u00ed ch\u1ee9ng kho\u00e1n c\u00f3 ch\u1ee9c n\u0103ng th\u1ef1c hi\u1ec7n c\u00e1c d\u1ecbch v\u1ee5 l\u01b0u k\u00ed v\u00e0 gi\u00e1m s\u00e1t vi\u1ec7c qu\u1ea3n l\u00ed qu\u0129 \u0111\u1ea1i ch\u00fang, c\u00f4ng ty \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n.<\/p>\n

Ho\u1ea1t \u0111\u1ed9ng ch\u1ee7 y\u1ebfu<\/b> l\u00e0 gi\u00e1m s\u00e1t vi\u1ec7c qu\u1ea3n l\u00ed qu\u0129 \u0111\u1ea1i ch\u00fang, c\u00f4ng ty \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n. B\u00ean c\u1ea1nh \u0111\u00f3, ng\u00e2n h\u00e0ng gi\u00e1m s\u00e1t c\u0169ng c\u00f3 th\u1ec3 th\u1ef1c hi\u1ec7n c\u00e1c d\u1ecbch v\u1ee5 l\u01b0u k\u00ed ch\u1ee9ng kho\u00e1n nh\u01b0 c\u00e1c trung t\u00e2m l\u01b0u k\u00ed ch\u1ee9ng kho\u00e1n.<\/p>\n

(T\u00e0i li\u1ec7u tham kh\u1ea3o: Gi\u00e1o tr\u00ecnh Lu\u1eadt Ch\u1ee9ng kho\u00e1n, TS. Nguy\u1ec5n V\u0103n Tuy\u1ebfn, NXB Gi\u00e1o d\u1ee5c Vi\u1ec7t Nam)<\/i><\/p>\n<\/p><\/div>\n","protected":false},"excerpt":{"rendered":"

\n T\u1ed5 ch\u1ee9c trung gian tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n (ti\u1ebfng Anh: Intermediaries In Stock Market) l\u00e0 nh\u1eefng t\u1ed5 ch\u1ee9c kh\u00f4ng tr\u1ef1c ti\u1ebfp ti\u1ebfn h\u00e0nh \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n gi\u1ed1ng nh\u01b0 m\u1ed9t nh\u00e0 \u0111\u1ea7u t\u01b0 \u0111\u01a1n thu\u1ea7n, kh\u00f4ng c\u00f3 vai tr\u00f2 gi\u00e1m s\u00e1t ho\u1ea1t \u0111\u1ed9ng c\u1ee7a th\u1ecb tr\u01b0\u1eddng.\n <\/div>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[417],"tags":[],"_links":{"self":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/30683"}],"collection":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/comments?post=30683"}],"version-history":[{"count":0,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/30683\/revisions"}],"wp:attachment":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/media?parent=30683"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/categories?post=30683"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/tags?post=30683"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}