{"id":31106,"date":"2023-12-07T10:20:46","date_gmt":"2023-12-07T10:20:46","guid":{"rendered":"https:\/\/masterskills.org\/blog\/tieu-chuan-niem-yet-chung-khoan-listing-requirements-la-gi.html"},"modified":"2023-12-23T07:24:57","modified_gmt":"2023-12-23T00:24:57","slug":"tieu-chuan-niem-yet-chung-khoan-listing-requirements-la-gi","status":"publish","type":"post","link":"https:\/\/masterskills.org\/blog\/tieu-chuan-niem-yet-chung-khoan-listing-requirements-la-gi.html","title":{"rendered":"Ti\u00eau chu\u1ea9n ni\u00eam y\u1ebft ch\u1ee9ng kho\u00e1n (Listing requirements) l\u00e0 g\u00ec?"},"content":{"rendered":"
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H\u00ecnh minh ho\u1ea1 (Ngu\u1ed3n: asx.com.au)<\/p>\n<\/div>\n<\/div>\n

Ti\u00eau chu\u1ea9n ni\u00eam y\u1ebft ch\u1ee9ng kho\u00e1n<\/font><\/b><\/h2>\n

Kh\u00e1i ni\u1ec7m<\/b><\/p>\n

Ti\u00eau chu\u1ea9n ni\u00eam y\u1ebft<\/strong>\u00a0trong ti\u1ebfng Anh \u0111\u01b0\u1ee3c g\u1ecdi l\u00e0 listing requirements.<\/b><\/p>\n

Ti\u00eau chu\u1ea9n ni\u00eam y\u1ebft th\u00f4ng th\u01b0\u1eddng do S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n c\u1ee7a m\u1ed7i qu\u1ed1c gia qui \u0111\u1ecbnh<\/span>, d\u1ef1a tr\u00ean c\u01a1 s\u1edf th\u1ef1c tr\u1ea1ng c\u1ee7a n\u1ec1n kinh t\u1ebf.\u00a0<\/p>\n

Ti\u00eau chu\u1ea9n ni\u00eam y\u1ebft l\u00e0 c\u00e1c \u0111i\u1ec1u ki\u1ec7n v\u1ec1 t\u00e0i ch\u00ednh c\u1ee7a c\u00f4ng ty, ch\u00ednh s\u00e1ch khuy\u1ebfn kh\u00edch hay h\u1ea1n ch\u1ebf ni\u00eam y\u1ebft.<\/p>\n

N\u1ed9i dung v\u00e0 s\u1ef1 th\u1eaft ch\u1eb7t c\u1ee7a c\u00e1c qui \u0111\u1ecbnh<\/span> ni\u00eam y\u1ebft c\u1ee7a m\u1ed7i n\u01b0\u1edbc hay m\u1ed7i S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n \u0111\u01b0\u1ee3c qui \u0111\u1ecbnh<\/span> kh\u00e1c nhau. Th\u00f4ng th\u01b0\u1eddng, \u1edf c\u00e1c qu\u1ed1c gia c\u00f3 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n ph\u00e1t tri\u1ec3n, c\u00e1c ti\u00eau chu\u1ea9n ni\u00eam y\u1ebft ch\u1eb7t ch\u1ebd h\u01a1n c\u00e1c th\u1ecb tr\u01b0\u1eddng m\u1edbi n\u1ed5i.\u00a0<\/p>\n

Ti\u00eau chu\u1ea9n v\u1ec1 ni\u00eam y\u1ebft<\/font><\/b><\/h3>\n

Ti\u00eau chu\u1ea9n v\u1ec1 ni\u00eam y\u1ebft \u0111\u01b0\u1ee3c qui \u0111\u1ecbnh<\/span> d\u01b0\u1edbi hai h\u00ecnh th\u1ee9c: ti\u00eau chu\u1ea9n \u0111\u1ecbnh l\u01b0\u1ee3ng v\u00e0 ti\u00eau chu\u1ea9n \u0111\u1ecbnh t\u00ednh.<\/p>\n

– Ti\u00eau chu\u1ea9n \u0111\u1ecbnh l\u01b0\u1ee3ng \u00a0<\/strong><\/p>\n

+ Th\u1eddi gian ho\u1ea1t \u0111\u1ed9ng t\u1eeb khi th\u00e0nh l\u1eadp c\u00f4ng ty:<\/b> c\u00f4ng ty ni\u00eam y\u1ebft ph\u1ea3i c\u00f3 m\u1ed9t n\u1ec1n t\u1ea3ng kinh doanh hi\u1ec7u qu\u1ea3 v\u00e0 th\u1eddi gian ho\u1ea1t \u0111\u1ed9ng li\u00ean t\u1ee5c trong m\u1ed9t s\u1ed1 n\u0103m nh\u1ea5t \u0111\u1ecbnh t\u00ednh \u0111\u1ebfn th\u1eddi \u0111i\u1ec3m xin ni\u00eam y\u1ebft.\u00a0<\/p>\n

Th\u00f4ng th\u01b0\u1eddng, \u0111\u1ed1i v\u1edbi c\u00e1c th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n truy\u1ec1n th\u1ed1ng c\u00f4ng ty ni\u00eam y\u1ebft ph\u1ea3i c\u00f3 th\u1eddi gian ho\u1ea1t \u0111\u1ed9ng t\u1ed1i thi\u1ec3u 3-5 n\u0103m, ho\u1eb7c c\u1ed5 phi\u1ebfu \u0111\u00e3 t\u1eebng \u0111\u01b0\u1ee3c giao d\u1ecbch tr\u00ean th\u1ecb tr\u01b0\u1eddng phi t\u1eadp trung.<\/p>\n

+ Qui m\u00f4 v\u00e0 c\u01a1 c\u1ea5u s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n c\u00f4ng ty:<\/b> qui m\u00f4<\/span> c\u1ee7a m\u1ed9t c\u00f4ng ty ni\u00eam y\u1ebft ph\u1ea3i \u0111\u1ee7 l\u1edbn \u0111\u1ec3 t\u1ea1o n\u00ean t\u00ednh thanh kho\u1ea3n t\u1ed1i thi\u1ec3u cho ch\u1ee9ng kho\u00e1n c\u1ee7a c\u00f4ng ty. \u00a0<\/p>\n

V\u00ed d\u1ee5: c\u00f4ng ty ni\u00eam y\u1ebft t\u1ea1i Trung t\u00e2m giao d\u1ecbch ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam ph\u1ea3i c\u00f3 v\u1ed1n c\u1ed5 ph\u1ea7n t\u1ed1i thi\u1ec3u 10 t\u1ec9<\/span> \u0111\u1ed3ng. C\u00f3 c\u01a1 c\u1ea5u v\u1ed1n c\u1ee7a c\u00e1c c\u1ed5 \u0111\u00f4ng b\u00ean ngo\u00e0i c\u00f4ng ty t\u1ed1i thi\u1ec3u l\u00e0 20% v\u1ed1n c\u1ed5 ph\u1ea7n, c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp ph\u1ea3i n\u1eafm gi\u1eef t\u1ed1i thi\u1ec3u 20% v\u1ed1n c\u1ed5 ph\u1ea7n v\u00e0 ph\u1ea3i n\u1eafm gi\u1eef trong v\u00f2ng 3 n\u0103m kh\u00f4ng \u0111\u01b0\u1ee3c ph\u00e9p b\u00e1n ra k\u1ec3 t\u1eeb ng\u00e0y ph\u00e1t h\u00e0nh.<\/p>\n

+ L\u1ee3i su\u1ea5t thu \u0111\u01b0\u1ee3c t\u1eeb v\u1ed1n c\u1ed5 ph\u1ea7n:<\/b>\u00a0M\u1ee9c sinh l\u1eddi tr\u00ean v\u1ed1n \u0111\u1ea7u t\u01b0 (c\u1ed5 t\u1ee9c) ph\u1ea3i cao h\u01a1n l\u00e3i su\u1ea5t ti\u1ec1n g\u1eedi ng\u00e2n h\u00e0ng k\u00ec h\u1ea1n<\/span> 1 n\u0103m. Ho\u1eb7c s\u1ed1 n\u0103m ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u00f3 l\u00e3i t\u00ednh \u0111\u1ebfn th\u1eddi \u0111i\u1ec3m xin ni\u00eam y\u1ebft l\u00e0 2-3 n\u0103m.<\/p>\n

+ T\u1ec9<\/span> l\u1ec7 n\u1ee3:<\/b> c\u00f3 th\u1ec3 l\u00e0 t\u1ec9<\/span> l\u1ec7 n\u1ee3 tr\u00ean t\u00e0i s\u1ea3n r\u00f2ng c\u1ee7a c\u00f4ng ty, ho\u1eb7c t\u1ec9<\/span> l\u1ec7 v\u1ed1n kh\u1ea3 d\u1ee5ng \u0111i\u1ec1u ch\u1ec9nh tr\u00ean t\u1ed5ng t\u00e0i s\u1ea3n n\u1ee3 c\u1ee7a c\u00f4ng ty \u1edf m\u1ee9c cho ph\u00e9p, nh\u1eb1m b\u1ea3o \u0111\u1ea3m duy tr\u00ec t\u00ecnh h\u00ecnh t\u00e0i ch\u00ednh l\u00e0nh m\u1ea1nh c\u1ee7a doanh nghi\u1ec7p.<\/p>\n

+ S\u1ef1 ph\u00e2n b\u1ed5 c\u1ed5 \u0111\u00f4ng:<\/b> l\u00e0 x\u00e9t \u0111\u1ebfn s\u1ed1 l\u01b0\u1ee3ng v\u00e0 t\u1ec9<\/span> l\u1ec7 c\u1ed5 phi\u1ebfu do c\u00e1c c\u1ed5 \u0111\u00f4ng thi\u1ec3u s\u1ed1 n\u1eafm gi\u1eef (th\u00f4ng th\u01b0\u1eddng 1%) v\u00e0 c\u00e1c c\u1ed5 \u0111\u00f4ng l\u1edbn (5%); t\u1ec9<\/span> l\u1ec7 c\u1ed5 phi\u1ebfu do c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp v\u00e0 c\u1ed5 \u0111\u00f4ng ngo\u00e0i c\u00f4ng ch\u00fang n\u1eafm gi\u1eef m\u1ee9c t\u1ed1i thi\u1ec3u.<\/p>\n

– Ti\u00eau chu\u1ea9n \u0111\u1ecbnh t\u00ednh \u00a0<\/strong><\/p>\n

+ Tri\u1ec3n v\u1ecdng c\u1ee7a c\u00f4ng ty<\/p>\n

+ Ph\u01b0\u01a1ng \u00e1n kh\u1ea3 thi v\u1ec1 s\u1eed d\u1ee5ng v\u1ed1n c\u1ee7a \u0111\u1ee3t ph\u00e1t h\u00e0nh<\/p>\n

+ \u00dd ki\u1ebfn ki\u1ec3m to\u00e1n v\u1ec1 c\u00e1c b\u00e1o c\u00e1o t\u00e0i ch\u00ednh<\/p>\n

+ C\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c ho\u1ea1t \u0111\u1ed9ng c\u1ee7a c\u00f4ng ty\u00a0<\/p>\n

+ M\u1eabu ch\u1ee9ng ch\u1ec9 ch\u1ee9ng kho\u00e1n.<\/p>\n

+ L\u1ee3i \u00edch mang l\u1ea1i \u0111\u1ed1i v\u1edbi ng\u00e0nh, ngh\u1ec1 trong n\u1ec1n kinh t\u1ebf qu\u1ed1c d\u00e2n<\/p>\n

+ T\u1ed5 ch\u1ee9c c\u00f4ng b\u1ed1 th\u00f4ng tin<\/p>\n

Qui \u0111\u1ecbnh ni\u00eam y\u1ebft trong nh\u1eefng tr\u01b0\u1eddng h\u1ee3p \u0111\u1eb7c bi\u1ec7t<\/font><\/h3>\n

Nh\u1eb1m b\u1ea3o v\u1ec7 c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0, c\u00e1c qui \u0111\u1ecbnh<\/span> v\u1ec1 ni\u00eam y\u1ebft c\u0169ng \u0111\u01b0\u1ee3c qui \u0111\u1ecbnh<\/span> c\u1ee5 th\u1ec3 \u1edf m\u1ed9t s\u1ed1 ng\u00e0nh, ngh\u1ec1, l\u0129nh v\u1ef1c nh\u1ea5t \u0111\u1ecbnh v\u1ec1 v\u1ed1n kinh doanh, th\u1eddi gian ho\u1ea1t \u0111\u1ed9ng, l\u00e3i r\u00f2ng h\u00e0ng n\u0103m v\u00e0 s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 \u0111\u00f4ng t\u1ed1i thi\u1ec3u.\u00a0<\/p>\n

V\u00ed d\u1ee5: c\u00e1c ng\u00e0nh ki\u1ebfn tr\u00fac x\u00e2y d\u1ef1ng v\u00e0 c\u00f4ng ngh\u1ec7 cao l\u00e0 l\u0129nh v\u1ef1c \u0111\u1ea7u t\u01b0 c\u00f3 nhi\u1ec1u r\u1ee7i ro \u00a0n\u00ean ti\u00eau chu\u1ea9n ni\u00eam y\u1ebft th\u01b0\u1eddng \u0111\u01b0a ra cao h\u01a1n. C\u00f2n c\u00e1c l\u0129nh v\u1ef1c ng\u00e2n h\u00e0ng, t\u00e0i ch\u00ednh, b\u1ea3o hi\u1ec3m, c\u00f4ng ty ch\u1ee9ng kho\u00e1n, do \u0111\u1eb7c th\u00f9 v\u1ec1 b\u1ea3n ch\u1ea5t c\u1ee7a ho\u1ea1t \u0111\u1ed9ng t\u00e0i ch\u00ednh, n\u00ean ti\u00eau chu\u1ea9n n\u1ee3 tr\u00ean v\u1ed1n th\u01b0\u1eddng kh\u00f4ng x\u00e9t \u0111\u1ebfn, m\u00e0 ch\u1ec9 x\u00e9t \u0111\u1ebfn y\u1ebfu t\u1ed1 l\u1ee3i nhu\u1eadn tr\u00ean v\u1ed1n c\u1ed5 ph\u1ea7n.<\/p>\n

(T\u00e0i li\u1ec7u tham kh\u1ea3o: Gi\u00e1o tr\u00ecnh Th\u1ecb tr\u01b0\u1eddng Ch\u1ee9ng kho\u00e1n, , NXB T\u00e0i ch\u00ednh)<\/i>\u00a0\u00a0<\/p>\n<\/p><\/div>\n","protected":false},"excerpt":{"rendered":"

\n Ti\u00eau chu\u1ea9n ni\u00eam y\u1ebft ch\u1ee9ng kho\u00e1n (ti\u1ebfng Anh: Listing requirements) th\u00f4ng th\u01b0\u1eddng do S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n c\u1ee7a m\u1ed7i qu\u1ed1c gia qui \u0111\u1ecbnh, d\u1ef1a tr\u00ean c\u01a1 s\u1edf th\u1ef1c tr\u1ea1ng c\u1ee7a n\u1ec1n kinh t\u1ebf.\n <\/div>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[417],"tags":[],"_links":{"self":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31106"}],"collection":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/comments?post=31106"}],"version-history":[{"count":0,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31106\/revisions"}],"wp:attachment":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/media?parent=31106"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/categories?post=31106"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/tags?post=31106"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}