{"id":31108,"date":"2023-12-07T10:20:52","date_gmt":"2023-12-07T10:20:52","guid":{"rendered":"https:\/\/masterskills.org\/blog\/hoi-dong-quan-tri-administrative-council-cua-so-giao-dich-chung-khoan-la-gi.html"},"modified":"2023-12-23T07:25:05","modified_gmt":"2023-12-23T00:25:05","slug":"hoi-dong-quan-tri-administrative-council-cua-so-giao-dich-chung-khoan-la-gi","status":"publish","type":"post","link":"https:\/\/masterskills.org\/blog\/hoi-dong-quan-tri-administrative-council-cua-so-giao-dich-chung-khoan-la-gi.html","title":{"rendered":"H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb (Administrative council) c\u1ee7a S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n l\u00e0 g\u00ec?"},"content":{"rendered":"
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H\u00ecnh minh ho\u1ea1 (Ngu\u1ed3n: bizjournals)<\/p>\n<\/div>\n<\/div>\n

H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u1ee7a S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/font><\/b>
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Kh\u00e1i ni\u1ec7m<\/b><\/p>\n

H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/span> <\/b>trong ti\u1ebfng Anh \u0111\u01b0\u1ee3c g\u1ecdi l\u00e0 administrative council.<\/b><\/p>\n

H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/span> l\u00e0 c\u01a1 quan qu\u1ea3n l\u00ed<\/span> c\u1ea5p cao nh\u1ea5t, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/span><\/span> c\u00f3 c\u00e1c th\u00e0nh vi\u00ean \u0111\u1ea1i di\u1ec7n l\u00e0 nh\u1eefng ng\u01b0\u1eddi c\u00f3 li\u00ean quan tr\u1ef1c ti\u1ebfp ho\u1eb7c gi\u00e1n ti\u1ebfp \u0111\u1ebfn th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n.\u00a0<\/p>\n

Th\u00e0nh vi\u00ean\u00a0H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/font><\/h3>\n

Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/span> bao g\u1ed3m:<\/p>\n

– \u0110\u1ea1i di\u1ec7n c\u1ee7a c\u00f4ng ty ch\u1ee9ng kho\u00e1n th\u00e0nh vi\u00ean<\/b><\/p>\n

C\u00e1c \u0111\u1ea1i di\u1ec7n c\u1ee7a c\u00f4ng ty ch\u1ee9ng kho\u00e1n th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c xem l\u00e0 th\u00e0nh vi\u00ean quan tr\u1ecdng nh\u1ea5t c\u1ee7a\u00a0H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/span>. C\u00e1c c\u00f4ng ty ch\u1ee9ng kho\u00e1n th\u00e0nh vi\u00ean c\u00f3 nhi\u1ec1u kinh nghi\u1ec7m v\u00e0 ki\u1ebfn th\u1ee9c trong vi\u1ec7c \u0111i\u1ec1u h\u00e0nh th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n.<\/p>\n

Quy\u1ebft \u0111\u1ecbnh c\u1ee7a\u00a0H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/span>\u00a0c\u00f3 \u1ea3nh h\u01b0\u1edfng tr\u1ef1c ti\u1ebfp t\u1edbi ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a c\u00e1c th\u00e0nh vi\u00ean. V\u00ec v\u1eady, c\u00e1c \u0111\u1ea1i di\u1ec7n c\u1ee7a c\u00e1c th\u00e0nh vi\u00ean n\u00ean \u0111\u01b0\u1ee3c b\u00e0y t\u1ecf\u00a0c\u00e1c \u00fd ki\u1ebfn c\u1ee7a m\u00ecnh t\u1ea1i\u00a0H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/span>.<\/p>\n

– M\u1ed9t s\u1ed1 \u0111\u1ea1i di\u1ec7n kh\u00f4ng ph\u1ea3i l\u00e0 th\u00e0nh vi\u00ean nh\u01b0 t\u1ed5 ch\u1ee9c ni\u00eam y\u1ebft; gi\u1edbi chuy\u00ean m\u00f4n; nh\u00e0 kinh doanh; chuy\u00ean gia lu\u1eadt v\u00e0 th\u00e0nh vi\u00ean \u0111\u1ea1i di\u1ec7n cho Ch\u00ednh ph\u1ee7.<\/b><\/p>\n

B\u00ean c\u1ea1nh th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/span><\/span> l\u00e0 c\u00e1c c\u00f4ng ty ch\u1ee9ng kho\u00e1n, c\u0169ng c\u1ea7n ph\u1ea3i c\u00f3 nh\u1eefng ng\u01b0\u1eddi b\u00ean ngo\u00e0i \u0111\u1ec3 t\u1ea1o t\u00ednh kh\u00e1ch quan, gi\u1ea3m s\u1ef1 ho\u00e0i nghi \u0111\u1ed1i v\u1edbi c\u00e1c quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/span>, khuy\u1ebfn kh\u00edch quan h\u1ec7 gi\u1eefa S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/span>\u00a0v\u00e0 c\u00e1c b\u00ean c\u00f3 li\u00ean quan nh\u01b0 c\u00f4ng ty ni\u00eam y\u1ebft, c\u00e1c t\u1ed5 ch\u1ee9c d\u1ecbch v\u1ee5 chuy\u00ean m\u00f4n\u2026vv.\u00a0<\/p>\n

Tr\u00ean c\u01a1 s\u1edf \u0111\u00f3, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/span><\/span> s\u1ebd \u0111\u01b0a ra nh\u1eefng quy\u1ebft s\u00e1ch ph\u00f9 h\u1ee3p cho ch\u00ednh c\u00e1c th\u00e0nh vi\u00ean b\u00ean trong v\u00e0 th\u00e0nh vi\u00ean b\u00ean ngo\u00e0i c\u0169ng nh\u01b0 t\u00ednh th\u1ef1c ti\u1ec5n c\u1ee7a th\u1ecb tr\u01b0\u1eddng.\u00a0<\/p>\n

\u0110\u1ed1i v\u1edbi c\u00e1c tr\u01b0\u1eddng h\u1ee3p S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/span> do Ch\u00ednh ph\u1ee7 th\u00e0nh l\u1eadp ph\u1ea3i c\u00f3 \u00edt nh\u1ea5t m\u1ed9t \u0111\u1ea1i di\u1ec7n cho Ch\u00ednh ph\u1ee7 trong H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/span><\/span> \u0111\u1ec3 thi h\u00e0nh c\u00e1c ch\u00ednh s\u00e1ch c\u1ee7a Ch\u00ednh ph\u1ee7 \u0111\u1ed1i v\u1edbi ho\u1ea1t \u0111\u1ed9ng c\u1ee7a S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/span> v\u00e0 duy tr\u00ec c\u00e1c m\u1ed1i quan h\u1ec7 h\u00e0i ho\u00e0 v\u00e0 li\u00ean k\u1ebft gi\u1eefa c\u00e1c c\u01a1 quan qu\u1ea3n l\u00ed<\/span> ho\u1ea1t \u0111\u1ed9ng c\u1ee7a th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n.<\/p>\n

Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb tr\u00ean th\u1ebf gi\u1edbi<\/font><\/h3>\n

S\u1ed1 l\u01b0\u1ee3ng th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/span><\/span> c\u1ee7a t\u1eebng S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/span> kh\u00e1c nhau.Tuy nhi\u00ean, c\u00e1c S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/span> \u0111\u00e3 ph\u00e1t tri\u1ec3n th\u01b0\u1eddng c\u00f3 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/span><\/span> nhi\u1ec1u h\u01a1n s\u1ed1 th\u00e0nh vi\u00ean c\u1ee7a S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/span> t\u1ea1i c\u00e1c th\u1ecb tr\u01b0\u1eddng m\u1edbi n\u1ed5i.\u00a0<\/p>\n

L\u00ed do l\u00e0 H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/span><\/span> c\u1ee7a c\u00e1c S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/span>\u00a0\u0111\u00e3 ph\u00e1t tri\u1ec3n th\u01b0\u1eddng c\u00f3 nhi\u1ec1u th\u00e0nh vi\u00ean l\u00e0 \u0111\u1ea1i di\u1ec7n c\u1ee7a c\u00e1c c\u00f4ng ty ch\u1ee9ng kho\u00e1n th\u00e0nh vi\u00ean (s\u1ed1 l\u01b0\u1ee3ng c\u00f4ng ty ch\u1ee9ng kho\u00e1n r\u1ea5t l\u1edbn) v\u00e0 c\u0169ng c\u00f3 s\u1ed1 l\u01b0\u1ee3ng th\u00e0nh vi\u00ean t\u01b0\u01a1ng \u1ee9ng v\u1edbi m\u1ee9c \u0111\u00f3 \u0111\u1ea1i di\u1ec7n cho c\u00f4ng ch\u00fang v\u00e0 c\u00e1c t\u1ed5 ch\u1ee9c kh\u00e1c \u0111\u1ea7u t\u01b0 kh\u00e1c.\u00a0<\/p>\n

V\u00ed d\u1ee5 nh\u01b0:\u00a0<\/p>\n

– H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/b> c\u1ee7a S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/span> H\u00e0n Qu\u1ed1c (KSE)<\/b> c\u00f3 11 th\u00e0nh vi\u00ean. Trong \u0111\u00f3, c\u00f3 01 Ch\u1ee7 t\u1ecbch, 01 Ph\u00f3 ch\u1ee7 t\u1ecbch, 04 U\u1ef7 vi\u00ean l\u00e0 gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh, 03 U\u1ef7 vi\u00ean \u0111\u1ea1i di\u1ec7n cho c\u00f4ng ch\u00fang, 02 u\u1ef7 vi\u00ean \u0111\u01b0\u1ee3c c\u1eed ra t\u1eeb c\u00e1c c\u00f4ng ty th\u00e0nh vi\u00ean.\u00a0<\/p>\n

\u0110\u1eb7c \u0111i\u1ec3m c\u1ee7a KSE l\u00e0 h\u01a1n m\u1ed9t n\u1eeda s\u1ed1\u00a0\u00a0th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/span><\/span> l\u00e0 c\u00e1c gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/span>.\u00a0<\/p>\n

– H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/b> c\u1ee7a\u00a0S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/span> NewYork<\/b> c\u00f3 25 th\u00e0nh vi\u00ean: trong \u0111\u00f3 c\u00f3 01 ch\u1ee7 t\u1ecbch, 12 th\u00e0nh vi\u00ean \u0111\u1ea1i di\u1ec7n cho c\u00f4ng ch\u00fang v\u00e0 12 th\u00e0nh vi\u00ean \u0111\u1ea1i di\u1ec7n cho c\u00e1c c\u00f4ng ty ch\u1ee9ng kho\u00e1n th\u00e0nh vi\u00ean S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n v\u00e0 c\u00e1c c\u00f4ng ty c\u00f3 li\u00ean quan.\u00a0<\/p>\n

\u0110\u1ea1i di\u1ec7n cho c\u00f4ng ch\u00fang l\u00e0 c\u00e1c c\u00f4ng ty ni\u00eam y\u1ebft, c\u00e1c h\u1ecdc gi\u1ea3 v\u00e0 c\u00e1c \u0111\u1ea1i di\u1ec7n kh\u00e1c c\u1ee7a c\u00f4ng ch\u00fang.\u00a0<\/p>\n

– H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u1ee7a S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n Tokyo (TSE)<\/b> c\u00f3 27 th\u00e0nh vi\u00ean, trong\u00a0\u00a0\u0111\u00f3 6 th\u00e0nh vi\u00ean \u0111\u1ea1i di\u1ec7n cho c\u00f4ng ch\u00fang, 6 th\u00e0nh vi\u00ean l\u00e0 c\u00e1c Gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh, 1 T\u1ed5ng gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n v\u00e0 14 th\u00e0nh vi\u00ean \u0111\u1ea1i di\u1ec7n cho c\u00e1c c\u00f4ng ty ch\u1ee9ng kho\u00e1n th\u00e0nh vi\u00ean c\u1ee7a TS.<\/p>\n

(T\u00e0i li\u1ec7u tham kh\u1ea3o: Gi\u00e1o tr\u00ecnh Th\u1ecb tr\u01b0\u1eddng Ch\u1ee9ng kho\u00e1n, , NXB T\u00e0i ch\u00ednh) \u00a0<\/i><\/p>\n<\/p><\/div>\n","protected":false},"excerpt":{"rendered":"

\n H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb (ti\u1ebfng Anh: Administrative council) l\u00e0 c\u01a1 quan qu\u1ea3n l\u00ed c\u1ea5p cao nh\u1ea5t, h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 c\u00e1c th\u00e0nh vi\u00ean \u0111\u1ea1i di\u1ec7n l\u00e0 nh\u1eefng ng\u01b0\u1eddi c\u00f3 li\u00ean quan tr\u1ef1c ti\u1ebfp ho\u1eb7c gi\u00e1n ti\u1ebfp \u0111\u1ebfn th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n.\n <\/div>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[417],"tags":[],"_links":{"self":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31108"}],"collection":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/comments?post=31108"}],"version-history":[{"count":0,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31108\/revisions"}],"wp:attachment":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/media?parent=31108"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/categories?post=31108"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/tags?post=31108"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}