{"id":31197,"date":"2023-12-07T10:25:20","date_gmt":"2023-12-07T10:25:20","guid":{"rendered":"https:\/\/masterskills.org\/blog\/thanh-vien-giao-dich-exchange-membership-cua-so-giao-dich-chung-khoan-la-ai.html"},"modified":"2023-12-23T07:28:24","modified_gmt":"2023-12-23T00:28:24","slug":"thanh-vien-giao-dich-exchange-membership-cua-so-giao-dich-chung-khoan-la-ai","status":"publish","type":"post","link":"https:\/\/masterskills.org\/blog\/thanh-vien-giao-dich-exchange-membership-cua-so-giao-dich-chung-khoan-la-ai.html","title":{"rendered":"Th\u00e0nh vi\u00ean giao d\u1ecbch (Exchange membership) c\u1ee7a S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n l\u00e0 ai?"},"content":{"rendered":"
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H\u00ecnh minh h\u1ecda (Ngu\u1ed3n: The Atlantic)<\/p>\n<\/div>\n<\/div>\n

Th\u00e0nh vi\u00ean giao d\u1ecbch (Exchange membership)<\/font><\/h2>\n

Th\u00e0nh vi\u00ean giao d\u1ecbch<\/b>\u00a0– danh t\u1eeb, trong ti\u1ebfng Anh \u0111\u01b0\u1ee3c d\u00f9ng b\u1edfi c\u1ee5m t\u1eeb\u00a0Exchange membership<\/b>.<\/p>\n

Th\u00e0nh vi\u00ean giao d\u1ecbch<\/i> c\u1ee7a S\u1edf <\/span>giao d\u1ecbch ch\u1ee9ng kho\u00e1n bao g\u1ed3m c\u00e1c Nh\u00e0 m\u00f4i gi\u1edbi ch\u1ee9ng kho\u00e1n v\u00e0 c\u00e1c Nh\u00e0 kinh doanh ch\u1ee9ng kho\u00e1n, \u0111\u00e1p \u1ee9ng \u0111\u01b0\u1ee3c c\u00e1c ti\u00eau chu\u1ea9n \u0111\u1ec1 ra nh\u01b0 t\u00ecnh tr\u1ea1ng t\u00e0i ch\u00ednh v\u1eefng m\u1ea1nh, trang thi\u1ebft b\u1ecb t\u1ed1t v\u00e0 tr\u00ecnh \u0111\u1ed9 chuy\u00ean m\u00f4n cao, \u0111\u1ee7 kh\u1ea3 n\u0103ng th\u1ef1c hi\u1ec7n c\u00e1c ho\u1ea1t \u0111\u1ed9ng nghi\u1ec7p v\u1ee5 v\u1ec1 ch\u1ee9ng kho\u00e1n.<\/p>\n

T\u00f9y theo lu\u1eadt ph\u00e1p m\u1ed7i n\u01b0\u1edbc qui \u0111\u1ecbnh, th\u00e0nh vi\u00ean giao d\u1ecbch<\/i> c\u1ee7a S\u1edf <\/span>giao d\u1ecbch ch\u1ee9ng kho\u00e1n c\u00f3 th\u1ec3 l\u00e0 c\u00e1 nh\u00e2n ho\u1eb7c ph\u00e1p nh\u00e2n. Hi\u1ec7n nay, xu h\u01b0\u1edbng chung \u1edf nhi\u1ec1u n\u01b0\u1edbc qui \u0111\u1ecbnh th\u00e0nh vi\u00ean<\/i> c\u1ee7a S\u1edf <\/span>giao d\u1ecbch ch\u1ee9ng kho\u00e1n ph\u1ea3i l\u00e0 ph\u00e1p nh\u00e2n, ch\u1eb3ng h\u1ea1n \u1edf H\u00e0n Qu\u1ed1c qui \u0111\u1ecbnh ch\u1ec9 c\u00f3\u00a0c\u00f4ng ty ch\u1ee9ng kho\u00e1n\u00a0m\u1edbi \u0111\u01b0\u1ee3c l\u00e0m th\u00e0nh vi\u00ean<\/i> c\u1ee7a S\u1edf <\/span>giao d\u1ecbch. (Theo Gi\u00e1o tr\u00ecnh Th\u1ecb tr\u01b0\u1eddng Ch\u1ee9ng kho\u00e1n, NXB T\u00e0i ch\u00ednh<\/i>)<\/p>\n

\u0110i\u1ec1u ki\u1ec7n tr\u1edf th\u00e0nh th\u00e0nh vi\u00ean giao d\u1ecbch c\u1ee7a S\u1edf <\/span>giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/b><\/font><\/p>\n

\u0110\u1ec3 tr\u1edf th\u00e0nh th\u00e0nh vi\u00ean<\/i> c\u1ee7a S\u1edf <\/span>giao d\u1ecbch ch\u1ee9ng kho\u00e1n , tr\u01b0\u1edbc h\u1ebft ph\u1ea3i \u0111\u00e1p \u1ee9ng \u0111\u01b0\u1ee3c c\u00e1c ti\u00eau chu\u1ea9n th\u00e0nh vi\u00ean<\/i> c\u1ee7a S\u1edf. M\u1ed7i S\u1edf <\/span>giao d\u1ecbch ch\u1ee9ng kho\u00e1n \u0111\u1ec1u \u0111\u1ec1 ra nh\u1eefng ti\u00eau chu\u1ea9n nh\u1ea5t \u0111\u1ecbnh v\u1ec1 th\u00e0nh vi\u00ean <\/i>c\u1ee7a m\u00ecnh d\u1ef1a tr\u00ean c\u01a1 S\u1edf <\/span>t\u00ecnh h\u00ecnh ph\u00e1t tri\u1ec3n c\u1ee7a th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n c\u0169ng nh\u01b0 s\u1ef1 ph\u00e1t tri\u1ec3n c\u1ee7a c\u00f4ng ty ch\u1ee9ng kho\u00e1n.<\/p>\n

Th\u00f4ng th\u01b0\u1eddng, c\u00e1c ti\u00eau chu\u1ea9n \u0111\u1ec1 ra l\u00e0 th\u00e0nh vi\u00ean<\/i> c\u1ee7a S\u1edf <\/span>giao d\u1ecbch ch\u1ee9ng kho\u00e1n bao g\u1ed3m nh\u1eefng n\u1ed9i dung sau<\/p>\n

Y\u00eau c\u1ea7u v\u1ec1 t\u00e0i ch\u00ednh<\/b><\/p>\n

Th\u00f4ng th\u01b0\u1eddng y\u00eau c\u1ea7u \u0111\u1eb7t ra l\u00e0 th\u00e0nh vi\u00ean<\/i> ph\u1ea3i c\u00f3 m\u1ed9t s\u1ed1 v\u1ed1n t\u1ed1i thi\u1ec3u nh\u1ea5t \u0111\u1ecbnh. Vi\u1ec7c qui \u0111\u1ecbnh c\u00e1c s\u1ed1 v\u1ed1n t\u1ed1i thi\u1ec3u ch\u1ee7 y\u1ebfu l\u00e0 nh\u1eb1m \u0111\u1ea3m b\u1ea3o cho th\u00e0nh vi\u00ean<\/i> c\u1ee7a S\u1edf <\/span>s\u1ebd c\u00f3 \u0111\u1ee7 n\u0103ng l\u1ef1c t\u00e0i ch\u00ednh th\u1ef1c hi\u1ec7n ho\u1ea1t \u0111\u1ed9ng nghi\u1ec7p v\u1ee5 b\u00ecnh th\u01b0\u1eddng, t\u1ea1o s\u1ef1 tin t\u01b0\u1edfng c\u1ee7a kh\u00e1ch h\u00e0ng \u0111\u1ed1i v\u1edbi c\u00e1c th\u00e0nh vi\u00ean.<\/p>\n

Y\u00eau c\u1ea7u v\u1ec1 nh\u00e2n s\u1ef1<\/b><\/p>\n

M\u1ed9t s\u1ed1 t\u1ed5 ch\u1ee9c (nh\u01b0 c\u00f4ng ty ch\u1ee9ng kho\u00e1n) \u0111\u1ec3 tr\u1edf th\u00e0nh th\u00e0nh vi\u00ean<\/i> c\u1ee7a S\u1edf <\/span>giao d\u1ecbch \u0111\u00f2i h\u1ecfi ph\u1ea3i c\u00f3 Ban gi\u00e1m \u0111\u1ed1c v\u00e0 \u0111\u1ed9i ng\u0169 chuy\u00ean gia c\u00f3 n\u0103ng l\u1ef1c, tr\u00ecnh \u0111\u1ed9 chuy\u00ean m\u00f4n cao v\u1ec1 kinh doanh v\u00e0 c\u00f3 ph\u1ea9m ch\u1ea5t \u0111\u1ea1o \u0111\u1ee9c t\u1ed1t.\u00a0<\/p>\n

Y\u00eau c\u1ea7u n\u00e0y c\u0169ng nh\u1eb1m \u0111\u1ec3 \u0111\u1ea3m b\u1ea3o cho ho\u1ea1t \u0111\u1ed9ng mua b\u00e1n ch\u1ee9ng kho\u00e1n \u1edf S\u1edf <\/span>giao d\u1ecbch ch\u1ee9ng kho\u00e1n \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n m\u1ed9t c\u00e1ch c\u00f4ng b\u1eb1ng v\u00e0 l\u00e0nh m\u1ea1nh.<\/p>\n

Y\u00eau c\u1ea7u v\u1ec1 c\u01a1 S\u1edf <\/span>v\u1eadt ch\u1ea5t k\u0129 thu\u1eadt<\/b><\/p>\n

T\u1ed5 ch\u1ee9c l\u00e0 th\u00e0nh vi\u00ean<\/i> c\u1ee7a S\u1edf <\/span>giao d\u1ecbch ch\u1ee9ng kho\u00e1n ph\u1ea3i \u0111\u00e1p \u1ee9ng \u0111i\u1ec1u ki\u1ec7n c\u01a1 S\u1edf <\/span>v\u1eadt ch\u1ea5t k\u0129 thu\u1eadt \u0111\u1ea3m b\u1ea3o ho\u1ea1t \u0111\u1ed9ng giao d\u1ecbch ch\u1ee9ng kho\u00e1n \u1edf S\u1edf <\/span>giao d\u1ecbch.<\/p>\n

\u0110\u1ec3 tr\u1edf th\u00e0nh th\u00e0nh vi\u00ean <\/i>c\u1ee7a S\u1edf <\/span>giao d\u1ecbch, c\u00f4ng ty ch\u1ee9ng kho\u00e1n ph\u1ea3i l\u00e0m \u0111\u01a1n v\u00e0 h\u1ed3 s\u01a1 n\u1ed9p cho S\u1edf <\/span>giao d\u1ecbch ch\u1ee9ng kho\u00e1n. Vi\u1ec7c xem x\u00e9t k\u1ebft n\u1ea1p th\u00e0nh vi\u00ean<\/b> c\u1ee7a S\u1edf <\/span>\u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo tr\u00ecnh t\u1ef1 th\u1ee7 t\u1ee5c nh\u1ea5t \u0111\u1ecbnh do S\u1edf <\/span>giao d\u1ecbch ch\u1ee9ng kho\u00e1n qui \u0111\u1ecbnh. (Theo Gi\u00e1o tr\u00ecnh Th\u1ecb tr\u01b0\u1eddng Ch\u1ee9ng kho\u00e1n, NXB T\u00e0i ch\u00ednh<\/i>)<\/p>\n<\/p><\/div>\n","protected":false},"excerpt":{"rendered":"

\n Th\u00e0nh vi\u00ean giao d\u1ecbch (ti\u1ebfng Anh: Exchange membership) c\u1ee7a S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n bao g\u1ed3m c\u00e1c Nh\u00e0 m\u00f4i gi\u1edbi ch\u1ee9ng kho\u00e1n v\u00e0 Nh\u00e0 kinh doanh ch\u1ee9ng kho\u00e1n t\u00f9y v\u00e0o ch\u1ee9c n\u0103ng v\u00e0 vai tr\u00f2 ho\u1ea1t \u0111\u1ed9ng kh\u00e1c nhau.\n <\/div>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[417],"tags":[],"_links":{"self":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31197"}],"collection":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/comments?post=31197"}],"version-history":[{"count":0,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31197\/revisions"}],"wp:attachment":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/media?parent=31197"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/categories?post=31197"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/tags?post=31197"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}