{"id":31199,"date":"2023-12-07T10:25:27","date_gmt":"2023-12-07T10:25:27","guid":{"rendered":"https:\/\/masterskills.org\/blog\/nha-moi-gioi-chung-khoan-securities-broker-la-ai-phan-loai-nha-moi-gioi-chung-khoan.html"},"modified":"2023-12-23T08:00:57","modified_gmt":"2023-12-23T01:00:57","slug":"nha-moi-gioi-chung-khoan-securities-broker-la-ai-phan-loai-nha-moi-gioi-chung-khoan","status":"publish","type":"post","link":"https:\/\/masterskills.org\/blog\/nha-moi-gioi-chung-khoan-securities-broker-la-ai-phan-loai-nha-moi-gioi-chung-khoan.html","title":{"rendered":"Nh\u00e0 m\u00f4i gi\u1edbi ch\u1ee9ng kho\u00e1n (Securities Broker) l\u00e0 ai? Ph\u00e2n lo\u1ea1i nh\u00e0 m\u00f4i gi\u1edbi ch\u1ee9ng kho\u00e1n"},"content":{"rendered":"
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H\u00ecnh minh h\u1ecda (Ngu\u1ed3n: SmartAsset)<\/p>\n<\/div>\n<\/div>\n

Nh\u00e0 m\u00f4i gi\u1edbi ch\u1ee9ng kho\u00e1n (Securities Broker)<\/b><\/font><\/p>\n

Nh\u00e0 m\u00f4i gi\u1edbi ch\u1ee9ng kho\u00e1n<\/b>\u00a0– danh t\u1eeb, trong ti\u1ebfng Anh g\u1ecdi l\u00e0\u00a0<\/span>Securities Broker<\/b>.<\/span><\/p>\n

Nh\u00e0 m\u00f4i gi\u1edbi ch\u1ee9ng kho\u00e1n<\/i> l\u00e0 ng\u01b0\u1eddi trung gian gi\u1eefa ng\u01b0\u1eddi mua v\u00e0 ng\u01b0\u1eddi b\u00e1n. T\u00f9y theo c\u00e1ch th\u1ee9c t\u1ed5 ch\u1ee9c ho\u1ea1t \u0111\u1ed9ng c\u1ee7a S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n \u1edf m\u1ed7i n\u01b0\u1edbc v\u00e0 c\u0103n c\u1ee9 v\u00e0o vai tr\u00f2 ho\u1ea1t \u0111\u1ed9ng c\u00f3 th\u1ec3 ph\u00e2n bi\u1ec7t c\u00e1c lo\u1ea1i nh\u00e0 m\u00f4i gi\u1edbi<\/i> kh\u00e1c nhau.\u00a0(Theo Gi\u00e1o tr\u00ecnh Th\u1ecb tr\u01b0\u1eddng Ch\u1ee9ng kho\u00e1n, NXB T\u00e0i ch\u00ednh<\/i>)<\/p>\n

Ph\u00e2n lo\u1ea1i nh\u00e0 m\u00f4i gi\u1edbi ch\u1ee9ng kho\u00e1n<\/font><\/h3>\n

Nh\u00e0 m\u00f4i gi\u1edbi h\u01b0\u1edfng hoa h\u1ed3ng\u00a0<\/b><\/p>\n

L\u00e0 ng\u01b0\u1eddi th\u1ef1c hi\u1ec7n c\u00e1c giao d\u1ecbch cho kh\u00e1ch h\u00e0ng v\u00e0 nh\u1eadn \u0111\u01b0\u1ee3c hoa h\u1ed3ng hay ph\u00ed m\u00f4i gi\u1edbi do kh\u00e1ch h\u00e0ng tr\u1ea3 khi ho\u00e0n th\u00e0nh d\u1ecbch v\u1ee5 giao d\u1ecbch. Nh\u00e0 m\u00f4i gi\u1edbi<\/i> h\u01b0\u1edfng hoa h\u1ed3ng kh\u00f4ng b\u1ecb r\u1ee7i ro, b\u1edfi v\u00ec h\u1ecd kh\u00f4ng n\u1eafm gi\u1eef ch\u1ee9ng kho\u00e1n trong khi th\u1ef1c hi\u1ec7n c\u00e1c ho\u1ea1t \u0111\u1ed9ng c\u1ee7a m\u00ecnh.<\/p>\n

Nh\u00e0 m\u00f4i gi\u1edbi <\/i>h\u01b0\u1edfng hoa h\u1ed3ng l\u00e0 th\u00e0nh vi\u00ean ch\u1ee7 y\u1ebfu c\u1ee7a c\u00e1c S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n.<\/p>\n

Nh\u00e0 m\u00f4i gi\u1edbi chuy\u00ean m\u00f4n hay c\u00f2n \u0111\u01b0\u1ee3c g\u1ecdi l\u00e0 nh\u00e0 chuy\u00ean gia ch\u1ee9ng kho\u00e1n (Specialist)<\/b><\/p>\n

\u0110\u00e2y l\u00e0 lo\u1ea1i nh\u00e0 m\u00f4i gi\u1edbi<\/i> c\u00f3 \u1edf m\u1ed9t s\u1ed1 S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n New York c\u1ee7a M\u1ef9. T\u1ea1i S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n n\u00e0y, m\u1ed7i lo\u1ea1i ch\u1ee9ng kho\u00e1n \u0111\u01b0\u1ee3c giao d\u1ecbch t\u1ea1i m\u1ed9t qu\u1ea7y giao d\u1ecbch nh\u1ea5t \u0111\u1ecbnh. Trong m\u1ed7i qu\u1ea7y giao d\u1ecbch c\u00f3 m\u1ed9t s\u1ed1 nh\u00e0 m\u00f4i gi\u1edbi<\/i> chuy\u00ean m\u00f4n \u0111\u01b0\u1ee3c H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u1ee7a S\u1edf ph\u00e2n c\u00f4ng th\u1ef1c hi\u1ec7n mua, b\u00e1n m\u1ed9t s\u1ed1 lo\u1ea1i ch\u1ee9ng kho\u00e1n nh\u1ea5t \u0111\u1ecbnh.<\/p>\n

Nh\u00e0 m\u00f4i gi\u1edbi<\/i> chuy\u00ean m\u00f4n th\u1ef1c hi\u1ec7n hai ch\u1ee9c n\u0103ng ch\u1ee7 y\u1ebfu:<\/p>\n

– Th\u1ef1c hi\u1ec7n c\u00e1c l\u1ec7nh giao d\u1ecbch<\/p>\n

– T\u1ea1o th\u1ecb tr\u01b0\u1eddng cho m\u1ed9t s\u1ed1 c\u1ed5 phi\u1ebfu \u0111\u01b0\u1ee3c ph\u00e2n c\u00f4ng.<\/p>\n

Khi th\u1ef1c hi\u1ec7n c\u00e1c l\u1ec7nh giao d\u1ecbch, c\u00e1c chuy\u00ean gia n\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c ph\u00ed m\u00f4i gi\u1edbi nh\u01b0 nh\u1eefng nh\u00e0 m\u00f4i gi\u1edbi <\/i>kh\u00e1c.\u00a0<\/p>\n

Khi th\u1ef1c hi\u1ec7n ch\u1ee9c n\u0103ng l\u00e0 nh\u00e0 t\u1ea1o th\u1ecb tr\u01b0\u1eddng nh\u00e0 m\u00f4i gi\u1edbi <\/i>chuy\u00ean m\u00f4n ph\u1ea3i duy tr\u00ec m\u1ed9t th\u1ecb tr\u01b0\u1eddng \u1ed5n \u0111\u1ecbnh b\u1eb1ng c\u00e1ch khi c\u00f3 c\u00e1c lo\u1ea1i ch\u1ee9ng kho\u00e1n do m\u00ecnh \u0111\u1ea3m nh\u1eadn c\u00f3 m\u1ee9c ch\u00eanh l\u1ec7ch l\u1edbn gi\u1eefa gi\u00e1 b\u00e1n v\u00e0 gi\u00e1 mua, nh\u00e0 m\u00f4i gi\u1edbi<\/i> chuy\u00ean m\u00f4n s\u1ebd ch\u00e0o b\u00e1n ho\u1eb7c \u0111\u1eb7t mua ch\u1ee9ng kho\u00e1n \u0111\u00f3 cho m\u00ecnh v\u1edbi gi\u00e1 \u1edf gi\u1eefa hai m\u1ee9c gi\u00e1 tr\u00ean.<\/p>\n

K\u1ebft qu\u1ea3 l\u00e0 thu h\u1eb9p \u0111\u01b0\u1ee3c m\u1ee9c ch\u00eanh l\u1ec7ch gi\u1eefa gi\u00e1 mua v\u00e0 gi\u00e1 b\u00e1n.<\/p>\n

Ngo\u00e0i hai lo\u1ea1i nh\u00e0 m\u00f4i gi\u1edbi<\/i> tr\u00ean, \u1edf S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n New York c\u00f2n c\u00f3 nh\u00e0 m\u00f4i gi\u1edbi \u0111\u1ed9c l\u1eadp<\/i>\u00a0c\u0169ng l\u00e0 th\u00e0nh vi\u00ean c\u1ee7a S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n, nh\u01b0ng l\u00e0 m\u1ed9t nh\u00e0 m\u00f4i gi\u1edbi <\/i>kh\u00f4ng ph\u1ee5 thu\u1ed9c v\u00e0o b\u1ea5t k\u00ec c\u00f4ng ty m\u00f4i gi\u1edbi n\u00e0o.<\/p>\n

H\u1ecd c\u00f3 quy\u1ec1n th\u1ef1c hi\u1ec7n c\u00e1c l\u1ec7nh giao d\u1ecbch cho b\u1ea5t k\u00ec c\u00f4ng ty n\u00e0o nh\u1edd h\u1ecd v\u00e0 th\u01b0\u1eddng \u0111\u01b0\u1ee3c tr\u1ea3 th\u00f9 lao 2$ cho 100 c\u1ed5 phi\u1ebfu \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n giao d\u1ecbch.\u00a0<\/p>\n

Ng\u00e0y nay, kho\u1ea3n chi ph\u00ed m\u00f4i gi\u1edbi c\u1ee7a c\u00e1c nh\u00e0 m\u00f4i gi\u1edbi <\/b>\u0111\u1ed9c l\u1eadp n\u00e0y \u0111\u00e3 cao h\u01a1n 2$, nh\u01b0ng ng\u01b0\u1eddi ta v\u1eabn quen g\u1ecdi nh\u01b0 v\u1eady. (Theo Gi\u00e1o tr\u00ecnh Th\u1ecb tr\u01b0\u1eddng Ch\u1ee9ng kho\u00e1n, NXB T\u00e0i ch\u00ednh<\/i>)<\/p>\n<\/p><\/div>\n","protected":false},"excerpt":{"rendered":"

\n Nh\u00e0 m\u00f4i gi\u1edbi ch\u1ee9ng kho\u00e1n (ti\u1ebfng Anh: Securities Broker) l\u00e0 th\u00e0nh vi\u00ean c\u1ee7a S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n. T\u00f9y theo lu\u1eadt ph\u00e1p c\u1ee7a m\u1ed7i n\u01b0\u1edbc, nh\u00e0 m\u00f4i gi\u1edbi ch\u1ee9ng kho\u00e1n c\u00f3 th\u1ec3 l\u00e0 c\u00e1 nh\u00e2n ho\u1eb7c ph\u00e1p nh\u00e2n \u0111\u00e1p \u1ee9ng \u0111\u01b0\u1ee3c c\u00e1c \u0111i\u1ec1u ki\u1ec7n theo qui \u0111\u1ecbnh.\n <\/div>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[417],"tags":[],"_links":{"self":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31199"}],"collection":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/comments?post=31199"}],"version-history":[{"count":0,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31199\/revisions"}],"wp:attachment":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/media?parent=31199"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/categories?post=31199"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/tags?post=31199"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}