{"id":31253,"date":"2023-12-07T10:28:15","date_gmt":"2023-12-07T10:28:15","guid":{"rendered":"https:\/\/masterskills.org\/blog\/qui-dong-closed-end-funds-la-gi-hoat-dong-dau-tu-cua-qui-dong.html"},"modified":"2023-12-23T08:01:00","modified_gmt":"2023-12-23T01:01:00","slug":"qui-dong-closed-end-funds-la-gi-hoat-dong-dau-tu-cua-qui-dong","status":"publish","type":"post","link":"https:\/\/masterskills.org\/blog\/qui-dong-closed-end-funds-la-gi-hoat-dong-dau-tu-cua-qui-dong.html","title":{"rendered":"Qu\u0129 \u0111\u00f3ng (Closed-end funds) l\u00e0 g\u00ec? Ho\u1ea1t \u0111\u1ed9ng \u0111\u1ea7u t\u01b0 c\u1ee7a qu\u0129 \u0111\u00f3ng"},"content":{"rendered":"
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H\u00ecnh minh h\u1ecda (Ngu\u1ed3n: TraderViet)<\/p>\n<\/div>\n<\/div>\n

Qu\u0129 \u0111\u00f3ng (Closed funds)<\/font><\/h2>\n

Qu\u0129 \u0111\u00f3ng<\/b> – danh t\u1eeb, trong ti\u1ebfng Anh g\u1ecdi l\u00e0 Closed funds<\/b>.<\/p>\n

“Qu\u0129 \u0111\u00f3ng\u00a0<\/i>l\u00e0 qu\u0129 \u0111\u1ea1i ch\u00fang m\u00e0 ch\u1ee9ng ch\u1ec9 qu\u0129 \u0111\u00e3 ch\u00e0o b\u00e1n ra c\u00f4ng ch\u00fang kh\u00f4ng \u0111\u01b0\u1ee3c mua l\u1ea1i theo y\u00eau c\u1ea7u c\u1ee7a nh\u00e0 \u0111\u1ea7u t\u01b0.” (Theo Lu\u1eadt ch\u1ee9ng kho\u00e1n n\u0103m 2006<\/i>)<\/p>\n

Ho\u1ea1t \u0111\u1ed9ng \u0111\u1ea7u t\u01b0 c\u1ee7a qu\u0129 \u0111\u00f3ng\u00a0<\/font><\/h3>\n

Qui \u0111\u1ecbnh chung c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 qu\u0129 \u0111\u00f3ng<\/b><\/p>\n

1. Vi\u1ec7c t\u0103ng v\u1ed1n c\u1ee7a qu\u0129 <\/span>\u0111\u00f3ng<\/i> ph\u1ea3i \u0111\u01b0\u1ee3c s\u1ef1 ch\u1ea5p thu\u1eadn c\u1ee7a \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc v\u00e0 \u0111\u00e1p \u1ee9ng c\u00e1c \u0111i\u1ec1u ki\u1ec7n sau \u0111\u00e2y:<\/p>\n

a) \u0110i\u1ec1u l\u1ec7 qu\u0129 <\/span>c\u00f3 qui \u0111\u1ecbnh vi\u1ec7c t\u0103ng v\u1ed1n c\u1ee7a qu\u0129;<\/p>\n

b) L\u1ee3i nhu\u1eadn c\u1ee7a qu\u0129 <\/span>trong n\u0103m li\u1ec1n tr\u01b0\u1edbc n\u0103m \u0111\u1ec1 ngh\u1ecb t\u0103ng v\u1ed1n ph\u1ea3i l\u00e0 s\u1ed1 d\u01b0\u01a1ng;<\/p>\n

c) C\u00f4ng ty qu\u1ea3n l\u00ed\u00a0qu\u0129 <\/span>kh\u00f4ng b\u1ecb x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh v\u1ec1 ho\u1ea1t \u0111\u1ed9ng ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n trong th\u1eddi h\u1ea1n hai n\u0103m, t\u00ednh \u0111\u1ebfn th\u1eddi \u0111i\u1ec3m \u0111\u1ec1 ngh\u1ecb t\u0103ng v\u1ed1n;<\/p>\n

d) Ph\u01b0\u01a1ng \u00e1n ph\u00e1t h\u00e0nh th\u00eam ch\u1ee9ng ch\u1ec9 qu\u0129 <\/span>\u0111\u00f3ng<\/i> ph\u1ea3i \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i nh\u00e0 \u0111\u1ea7u t\u01b0 th\u00f4ng qua.<\/p>\n

2. Ch\u1ee9ng ch\u1ec9 qu\u0129 <\/span>\u0111\u00f3ng<\/i> ch\u1ec9 \u0111\u01b0\u1ee3c ph\u00e1t h\u00e0nh cho nh\u00e0 \u0111\u1ea7u t\u01b0 hi\u1ec7n h\u1eefu c\u1ee7a qu\u0129 <\/span>th\u00f4ng qua ph\u00e1t h\u00e0nh quy\u1ec1n mua ch\u1ee9ng ch\u1ec9 qu\u0129 <\/span>\u0111\u00f3ng<\/i> \u0111\u01b0\u1ee3c chuy\u1ec3n nh\u01b0\u1ee3ng. (Theo\u00a0V\u0103n b\u1ea3n h\u1ee3p nh\u1ea5t s\u1ed1\u00a027\/VBHN-VPQH<\/i>)<\/p>\n

C\u00e1c lo\u1ea1i t\u00e0i s\u1ea3n qu\u0129 \u0111\u00f3ng \u0111\u01b0\u1ee3c ph\u00e9p \u0111\u1ea7u t\u01b0<\/b><\/p>\n

1. G\u1eedi ti\u1ec1n t\u1ea1i c\u00e1c ng\u00e2n h\u00e0ng th\u01b0\u01a1ng m\u1ea1i theo qui \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt ng\u00e2n h\u00e0ng;<\/p>\n

2. C\u00f4ng c\u1ee5 th\u1ecb tr\u01b0\u1eddng ti\u1ec1n t\u1ec7 bao g\u1ed3m gi\u1ea5y t\u1edd c\u00f3 gi\u00e1, c\u00f4ng c\u1ee5 chuy\u1ec3n nh\u01b0\u1ee3ng theo qui \u0111\u1ecbnh trong l\u0129nh v\u1ef1c ng\u00e2n h\u00e0ng;<\/p>\n

3. Tr\u00e1i phi\u1ebfu Ch\u00ednh ph\u1ee7, tr\u00e1i phi\u1ebfu \u0111\u01b0\u1ee3c Ch\u00ednh ph\u1ee7 b\u1ea3o l\u00e3nh, tr\u00e1i phi\u1ebfu ch\u00ednh quy\u1ec1n \u0111\u1ecba ph\u01b0\u01a1ng;<\/p>\n

4. C\u1ed5 phi\u1ebfu ni\u00eam y\u1ebft, c\u1ed5 phi\u1ebfu \u0111\u0103ng k\u00ed giao d\u1ecbch, tr\u00e1i phi\u1ebfu ni\u00eam y\u1ebft tr\u00ean S\u1edf giao ch\u1ee9ng kho\u00e1n c\u1ee7a Vi\u1ec7t Nam;<\/p>\n

5. C\u1ed5 phi\u1ebfu ch\u01b0a ni\u00eam y\u1ebft, c\u1ed5 phi\u1ebfu ch\u01b0a \u0111\u0103ng k\u00ed giao d\u1ecbch c\u1ee7a c\u00f4ng ty \u0111\u1ea1i ch\u00fang; tr\u00e1i phi\u1ebfu ch\u01b0a ni\u00eam y\u1ebft c\u1ee7a c\u00e1c t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh ho\u1ea1t \u0111\u1ed9ng theo ph\u00e1p lu\u1eadt Vi\u1ec7t Nam; c\u1ed5 phi\u1ebfu c\u1ee7a c\u00f4ng ty c\u1ed5 ph\u1ea7n, ph\u1ea7n v\u1ed1n g\u00f3p t\u1ea1i c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n;<\/p>\n

6. C\u00e1c ch\u1ee9ng kho\u00e1n v\u00e0 t\u00e0i s\u1ea3n kh\u00e1c theo qui \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/p>\n

Qui \u0111\u1ecbnh v\u1ec1 C\u01a1 c\u1ea5u danh m\u1ee5c \u0111\u1ea7u t\u01b0 c\u1ee7a qu\u0129 <\/span>\u0111\u00f3ng<\/b><\/p>\n

1. Kh\u00f4ng \u0111\u1ea7u t\u01b0 v\u00e0o ch\u1ee9ng kho\u00e1n c\u1ee7a m\u1ed9t t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh qu\u00e1 15% t\u1ed5ng gi\u00e1 tr\u1ecb ch\u1ee9ng kho\u00e1n \u0111ang l\u01b0u h\u00e0nh c\u1ee7a t\u1ed5 ch\u1ee9c \u0111\u00f3, ngo\u1ea1i tr\u1eeb tr\u00e1i phi\u1ebfu Ch\u00ednh ph\u1ee7;<\/p>\n

2. Kh\u00f4ng \u0111\u1ea7u t\u01b0 qu\u00e1 20% t\u1ed5ng gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n c\u1ee7a qu\u0129 <\/span>v\u00e0o c\u00e1c lo\u1ea1i ch\u1ee9ng kho\u00e1n v\u00e0 c\u00e1c t\u00e0i s\u1ea3n \u0111\u01b0\u1ee3c ph\u00e1t h\u00e0nh b\u1edfi c\u00f9ng m\u1ed9t t\u1ed5 ch\u1ee9c, ngo\u1ea1i tr\u1eeb tr\u00e1i phi\u1ebfu Ch\u00ednh ph\u1ee7;<\/p>\n

3. Kh\u00f4ng \u0111\u1ea7u t\u01b0 qu\u00e1 30% t\u1ed5ng gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n c\u1ee7a qu\u0129 <\/span>v\u00e0o c\u00e1c t\u00e0i s\u1ea3n ph\u00e1t h\u00e0nh b\u1edfi m\u1ed9t t\u1ed5 ch\u1ee9c ho\u1eb7c m\u1ed9t nh\u00f3m c\u00f4ng ty c\u00f3 quan h\u1ec7 s\u1edf h\u1eefu v\u1edbi nhau;<\/p>\n

4. Kh\u00f4ng \u0111\u1ea7u t\u01b0 qu\u00e1 10% t\u1ed5ng gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n c\u1ee7a qu\u0129 <\/span>v\u00e0o b\u1ea5t \u0111\u1ed9ng s\u1ea3n v\u00e0 c\u00e1c t\u00e0i s\u1ea3n t\u00e0i ch\u00ednh;<\/p>\n

5. Kh\u00f4ng \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng v\u1ed1n v\u00e0 t\u00e0i s\u1ea3n c\u1ee7a qu\u0129 <\/span>\u0111\u1ec3 cho vay, b\u1ea3o l\u00e3nh cho c\u00e1c kho\u1ea3n vay, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0111\u1ea7u t\u01b0 ti\u1ec1n g\u1eedi theo qui \u0111\u1ecbnh; kh\u00f4ng \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng t\u00e0i s\u1ea3n c\u1ee7a qu\u0129 <\/span>\u0111\u1ec3 th\u1ef1c hi\u1ec7n c\u00e1c giao d\u1ecbch k\u00ed qu\u0129, b\u00e1n kh\u1ed1ng;<\/p>\n

6. Kh\u00f4ng \u0111\u1ea7u t\u01b0 v\u00e0o ch\u1ee9ng ch\u1ec9 c\u1ee7a ch\u00ednh qu\u0129 <\/span>\u0111\u00f3, \u0111\u1ea7u t\u01b0 v\u00e0o c\u00e1c qu\u0129 <\/span>\u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n, c\u00f4ng ty \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n th\u00e0nh l\u1eadp v\u00e0 ho\u1ea1t \u0111\u1ed9ng t\u1ea1i Vi\u1ec7t Nam;<\/p>\n

7. Tr\u01b0\u1eddng h\u1ee3p qu\u0129 <\/span>\u0111\u0103ng k\u00ed l\u00e0 nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i, trong ho\u1ea1t \u0111\u1ed9ng \u0111\u1ea7u t\u01b0, qu\u0129 <\/span>c\u00f2n ph\u1ea3i tu\u00e2n th\u1ee7 c\u00e1c qui \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt li\u00ean quan v\u1ec1 h\u1ea1n ch\u1ebf s\u1edf h\u1eefu \u0111\u1ed1i v\u1edbi nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i. (Theo Th\u00f4ng t\u01b0 s\u1ed1\u00a0224\/2012\/TT-BTC h\u01b0\u1edbng d\u1eabn th\u00e0nh l\u1eadp v\u00e0 qu\u1ea3n l\u00ed\u00a0qu\u0129 <\/span>\u0111\u00f3ng, qu\u0129 <\/span>th\u00e0nh vi\u00ean<\/i>)<\/p>\n<\/p><\/div>\n","protected":false},"excerpt":{"rendered":"

\n Qu\u0129 \u0111\u00f3ng (ti\u1ebfng Anh: Closed funds) l\u00e0 qu\u0129 \u0111\u1ea1i ch\u00fang m\u00e0 ch\u1ee9ng ch\u1ec9 qu\u0129 \u0111\u00e3 ch\u00e0o b\u00e1n ra c\u00f4ng ch\u00fang kh\u00f4ng \u0111\u01b0\u1ee3c mua l\u1ea1i theo y\u00eau c\u1ea7u c\u1ee7a nh\u00e0 \u0111\u1ea7u t\u01b0. C\u00e1c ho\u1ea1t \u0111\u1ed9ng \u0111\u1ea7u t\u01b0 c\u1ee7a qu\u0129 \u0111\u00f3ng ph\u1ea3i tu\u00e2n th\u1ee7 theo c\u00e1c qui \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.\n <\/div>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[417],"tags":[],"_links":{"self":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31253"}],"collection":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/comments?post=31253"}],"version-history":[{"count":0,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31253\/revisions"}],"wp:attachment":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/media?parent=31253"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/categories?post=31253"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/tags?post=31253"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}