{"id":31293,"date":"2023-12-07T10:30:25","date_gmt":"2023-12-07T10:30:25","guid":{"rendered":"https:\/\/masterskills.org\/blog\/trung-tam-luu-ki-chung-khoan-securities-depository-centers-la-gi.html"},"modified":"2023-12-23T08:01:18","modified_gmt":"2023-12-23T01:01:18","slug":"trung-tam-luu-ki-chung-khoan-securities-depository-centers-la-gi","status":"publish","type":"post","link":"https:\/\/masterskills.org\/blog\/trung-tam-luu-ki-chung-khoan-securities-depository-centers-la-gi.html","title":{"rendered":"Trung t\u00e2m l\u01b0u k\u00ed ch\u1ee9ng kho\u00e1n (Securities depository centers) l\u00e0 g\u00ec?"},"content":{"rendered":"
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H\u00ecnh minh h\u1ecda (Ngu\u1ed3n: Trung t\u00e2m l\u01b0u k\u00ed ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam)<\/p>\n<\/div>\n<\/div>\n

Trung t\u00e2m l\u01b0u k\u00ed ch\u1ee9ng kho\u00e1n (Securities depository centers)<\/font><\/h2>\n

Trung t\u00e2m l\u01b0u k\u00ed ch\u1ee9ng kho\u00e1n<\/b> – danh t\u1eeb, trong ti\u1ebfng Anh \u0111\u01b0\u1ee3c d\u00f9ng b\u1edfi c\u1ee5m t\u1eeb\u00a0Securities depository centers<\/b>.<\/p>\n

Trung t\u00e2m l\u01b0u k\u00ed ch\u1ee9ng kho\u00e1n<\/i> l\u00e0 t\u1ed5 ch\u1ee9c cung c\u1ea5p c\u00e1c d\u1ecbch v\u1ee5 \u0111\u0103ng k\u00ed<\/span>, l\u01b0u k\u00ed<\/span>, b\u00f9 tr\u1eeb, thanh to\u00e1n ch\u1ee9ng kho\u00e1n v\u00e0 c\u00e1c d\u1ecbch v\u1ee5 h\u1ed7 tr\u1ee3 vi\u1ec7c giao d\u1ecbch mua, b\u00e1n ch\u1ee9ng kho\u00e1n, g\u00f3p ph\u1ea7n t\u00edch c\u1ef1c v\u00e0o vi\u1ec7c duy tr\u00ec ho\u1ea1t \u0111\u1ed9ng thanh to\u00e1n an to\u00e0n v\u00e0 th\u00f4ng su\u1ed1t c\u1ee7a th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n, b\u1ea3o m\u1eadt th\u00f4ng tin c\u1ee7a nh\u00e0 \u0111\u1ea7u t\u01b0. (Theo Trung t\u00e2m l\u01b0u k\u00ed ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam – VSD<\/i>)<\/p>\n

Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a Trung t\u00e2m l\u01b0u k\u00ed ch\u1ee9ng kho\u00e1n<\/font><\/h3>\n

Quy\u1ec1n c\u1ee7a Trung t\u00e2m l\u01b0u k\u00ed ch\u1ee9ng kho\u00e1n<\/b><\/p>\n

1. Ban h\u00e0nh qui ch\u1ebf<\/span> \u0111\u0103ng k\u00ed<\/span>, l\u01b0u k\u00ed<\/span>, b\u00f9 tr\u1eeb v\u00e0 thanh to\u00e1n ch\u1ee9ng kho\u00e1n sau khi \u0111\u01b0\u1ee3c \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc ch\u1ea5p thu\u1eadn.<\/p>\n

2. Ch\u1ea5p thu\u1eadn, h\u1ee7y b\u1ecf t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean l\u01b0u k\u00ed<\/span>; gi\u00e1m s\u00e1t vi\u1ec7c tu\u00e2n th\u1ee7 qui \u0111\u1ecbnh<\/span> c\u1ee7a th\u00e0nh vi\u00ean l\u01b0u k\u00ed<\/span> theo qui ch\u1ebf<\/span> c\u1ee7a Trung t\u00e2m l\u01b0u k\u00ed<\/span> ch\u1ee9ng kho\u00e1n<\/i>.<\/p>\n

3. Cung c\u1ea5p d\u1ecbch v\u1ee5 \u0111\u0103ng k\u00ed<\/span>, l\u01b0u k\u00ed<\/span>, b\u00f9 tr\u1eeb v\u00e0 thanh to\u00e1n ch\u1ee9ng kho\u00e1n v\u00e0 d\u1ecbch v\u1ee5 kh\u00e1c c\u00f3 li\u00ean quan \u0111\u1ebfn l\u01b0u k\u00ed ch\u1ee9ng kho\u00e1n<\/i> theo y\u00eau c\u1ea7u c\u1ee7a kh\u00e1ch h\u00e0ng.<\/p>\n

4. Thu ph\u00ed theo qui \u0111\u1ecbnh<\/span> c\u1ee7a B\u1ed9 T\u00e0i ch\u00ednh.<\/p>\n

Ngh\u0129a v\u1ee5 c\u1ee7a Trung t\u00e2m l\u01b0u k\u00ed ch\u1ee9ng kho\u00e1n<\/b><\/p>\n

1. B\u1ea3o \u0111\u1ea3m c\u01a1 s\u1edf v\u1eadt ch\u1ea5t, k\u0129 thu\u1eadt ph\u1ee5c v\u1ee5 cho c\u00e1c ho\u1ea1t \u0111\u1ed9ng \u0111\u0103ng k\u00ed<\/span>, l\u01b0u k\u00ed<\/span>, b\u00f9 tr\u1eeb v\u00e0 thanh to\u00e1n ch\u1ee9ng kho\u00e1n.<\/p>\n

2. X\u00e2y d\u1ef1ng qui tr\u00ecnh ho\u1ea1t \u0111\u1ed9ng v\u00e0 qu\u1ea3n l\u00ed<\/span> r\u1ee7i ro cho t\u1eebng nghi\u1ec7p v\u1ee5.<\/p>\n

3. Qu\u1ea3n l\u00ed<\/span> t\u00e1ch bi\u1ec7t t\u00e0i s\u1ea3n c\u1ee7a kh\u00e1ch h\u00e0ng.<\/p>\n

4. B\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i cho kh\u00e1ch h\u00e0ng trong tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng th\u1ef1c hi\u1ec7n ngh\u0129a v\u1ee5 g\u00e2y thi\u1ec7t h\u1ea1i \u0111\u1ebfn l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a kh\u00e1ch h\u00e0ng, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p b\u1ea5t kh\u1ea3 kh\u00e1ng.<\/p>\n

5. Ho\u1ea1t \u0111\u1ed9ng v\u00ec l\u1ee3i \u00edch c\u1ee7a ng\u01b0\u1eddi g\u1eedi ch\u1ee9ng kho\u00e1n ho\u1eb7c ng\u01b0\u1eddi s\u1edf h\u1eefu ch\u1ee9ng kho\u00e1n.<\/p>\n

6. C\u00f3 bi\u1ec7n ph\u00e1p b\u1ea3o v\u1ec7 c\u01a1 s\u1edf d\u1eef li\u1ec7u v\u00e0 l\u01b0u gi\u1eef c\u00e1c ch\u1ee9ng t\u1eeb g\u1ed1c v\u1ec1 \u0111\u0103ng k\u00ed<\/span>, l\u01b0u k\u00ed<\/span>, b\u00f9 tr\u1eeb v\u00e0 thanh to\u00e1n ch\u1ee9ng kho\u00e1n theo qui \u0111\u1ecbnh<\/span> c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 k\u1ebf to\u00e1n, th\u1ed1ng k\u00ea.<\/p>\n

7. Tr\u00edch l\u1eadp qu\u0129 ph\u00f2ng ng\u1eeba r\u1ee7i ro nghi\u1ec7p v\u1ee5 \u0111\u1ec3 b\u00f9 \u0111\u1eafp c\u00e1c t\u1ed5n th\u1ea5t cho kh\u00e1ch h\u00e0ng do s\u1ef1 c\u1ed1 k\u0129 thu\u1eadt, do s\u01a1 su\u1ea5t c\u1ee7a nh\u00e2n vi\u00ean trong qu\u00e1 tr\u00ecnh ho\u1ea1t \u0111\u1ed9ng. Qu\u0129 ph\u00f2ng ng\u1eeba r\u1ee7i ro nghi\u1ec7p v\u1ee5 \u0111\u01b0\u1ee3c tr\u00edch l\u1eadp t\u1eeb c\u00e1c kho\u1ea3n thu nghi\u1ec7p v\u1ee5 theo qui \u0111\u1ecbnh<\/span> c\u1ee7a B\u1ed9 T\u00e0i ch\u00ednh.<\/p>\n

8. Cung c\u1ea5p c\u00e1c th\u00f4ng tin li\u00ean quan \u0111\u1ebfn vi\u1ec7c s\u1edf h\u1eefu ch\u1ee9ng kho\u00e1n c\u1ee7a kh\u00e1ch h\u00e0ng theo y\u00eau c\u1ea7u c\u1ee7a c\u00f4ng ty \u0111\u1ea1i ch\u00fang, t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh.<\/p>\n

9. Th\u1ef1c hi\u1ec7n ch\u1ebf \u0111\u1ed9 k\u1ebf to\u00e1n, ki\u1ec3m to\u00e1n, th\u1ed1ng k\u00ea, ngh\u0129a v\u1ee5 t\u00e0i ch\u00ednh theo qui \u0111\u1ecbnh<\/span> c\u1ee7a ph\u00e1p lu\u1eadt; th\u1ef1c hi\u1ec7n ch\u1ebf \u0111\u1ed9 b\u00e1o c\u00e1o v\u1ec1 ho\u1ea1t \u0111\u1ed9ng l\u01b0u k\u00ed<\/span> ch\u1ee9ng kho\u00e1n<\/b> theo qui \u0111\u1ecbnh<\/span> c\u1ee7a B\u1ed9 T\u00e0i ch\u00ednh.<\/p>\n

10. Ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 ho\u1ea1t \u0111\u1ed9ng l\u01b0u k\u00ed<\/span>, thanh to\u00e1n t\u1ea1i tr\u1ee5 s\u1edf ch\u00ednh, chi nh\u00e1nh \u0111\u00e3 \u0111\u0103ng k\u00ed<\/span> ho\u1ea1t \u0111\u1ed9ng l\u01b0u k\u00ed<\/span>. (Theo Lu\u1eadt ch\u1ee9ng kho\u00e1n n\u0103m 2006<\/i>)<\/p>\n<\/p><\/div>\n","protected":false},"excerpt":{"rendered":"

\n Trung t\u00e2m l\u01b0u k\u00ed ch\u1ee9ng kho\u00e1n (ti\u1ebfng Anh: Securities depository centers) l\u00e0 t\u1ed5 ch\u1ee9c cung c\u1ea5p c\u00e1c d\u1ecbch v\u1ee5 \u0111\u0103ng k\u00ed, l\u01b0u k\u00ed, b\u00f9 tr\u1eeb, thanh to\u00e1n ch\u1ee9ng kho\u00e1n v\u00e0 c\u00e1c d\u1ecbch v\u1ee5 h\u1ed7 tr\u1ee3 vi\u1ec7c giao d\u1ecbch mua, b\u00e1n ch\u1ee9ng kho\u00e1n.\n <\/div>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[417],"tags":[],"_links":{"self":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31293"}],"collection":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/comments?post=31293"}],"version-history":[{"count":0,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31293\/revisions"}],"wp:attachment":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/media?parent=31293"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/categories?post=31293"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/tags?post=31293"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}