{"id":31299,"date":"2023-12-07T10:30:41","date_gmt":"2023-12-07T10:30:41","guid":{"rendered":"https:\/\/masterskills.org\/blog\/chung-khoan-securities-la-gi-cac-loai-chung-khoan.html"},"modified":"2023-12-07T10:30:41","modified_gmt":"2023-12-07T10:30:41","slug":"chung-khoan-securities-la-gi-cac-loai-chung-khoan","status":"publish","type":"post","link":"https:\/\/masterskills.org\/blog\/chung-khoan-securities-la-gi-cac-loai-chung-khoan.html","title":{"rendered":"Ch\u1ee9ng kho\u00e1n (Securities) l\u00e0 g\u00ec? C\u00e1c lo\u1ea1i ch\u1ee9ng kho\u00e1n"},"content":{"rendered":"
\n

\n

\n
\"chung-khoan-1537366590122208472-0-0-365-650-crop-1537366594223829644287\"<\/div>\n
\n

H\u00ecnh minh h\u1ecda ( Ngu\u1ed3n: VNEconomy).<\/i><\/p>\n<\/div>\n<\/div>\n

Ch\u1ee9ng kho\u00e1n\u00a0(Securities)<\/font><\/h2>\n

Kh\u00e1i ni\u1ec7m<\/b><\/p>\n

Ch\u1ee9ng kho\u00e1n<\/b> trong ti\u1ebfng Anh g\u1ecdi l\u00e0 Securities.<\/b><\/p>\n

C\u0103n c\u1ee9 theo qui \u0111\u1ecbnh t\u1ea1i Lu\u1eadt Ch\u1ee9ng kho\u00e1n 2010<\/i>:<\/p>\n

\n

“Ch\u1ee9ng kho\u00e1n l\u00e0 b\u1eb1ng ch\u1ee9ng x\u00e1c nh\u1eadn quy\u1ec1n v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a ng\u01b0\u1eddi s\u1edf h\u1eefu \u0111\u1ed1i v\u1edbi t\u00e0i s\u1ea3n ho\u1eb7c ph\u1ea7n v\u1ed1n c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh. Ch\u1ee9ng kho\u00e1n \u0111\u01b0\u1ee3c th\u1ec3 hi\u1ec7n d\u01b0\u1edbi h\u00ecnh th\u1ee9c ch\u1ee9ng ch\u1ec9, b\u00fat to\u00e1n ghi s\u1ed5 ho\u1eb7c d\u1eef li\u1ec7u \u0111i\u1ec7n t\u1eed, bao g\u1ed3m c\u00e1c lo\u1ea1i sau \u0111\u00e2y:<\/p>\n

a) C\u1ed5 phi\u1ebfu, tr\u00e1i phi\u1ebfu, ch\u1ee9ng ch\u1ec9 qu\u0129;<\/p>\n

b) Quy\u1ec1n mua c\u1ed5 ph\u1ea7n, ch\u1ee9ng quy\u1ec1n, quy\u1ec1n ch\u1ecdn mua, quy\u1ec1n ch\u1ecdn b\u00e1n, h\u1ee3p \u0111\u1ed3ng t\u01b0\u01a1ng lai, nh\u00f3m ch\u1ee9ng kho\u00e1n ho\u1eb7c ch\u1ec9 s\u1ed1 ch\u1ee9ng kho\u00e1n;<\/p>\n

c) H\u1ee3p \u0111\u1ed3ng g\u00f3p v\u1ed1n \u0111\u1ea7u t\u01b0;<\/p>\n

d) C\u00e1c lo\u1ea1i ch\u1ee9ng kho\u00e1n kh\u00e1c do B\u1ed9 T\u00e0i ch\u00ednh qui \u0111\u1ecbnh.”<\/p>\n

C\u00e1c lo\u1ea1i ch\u1ee9ng kho\u00e1n<\/font><\/h3>\n

C\u1ed5 phi\u1ebfu<\/b>: L\u00e0 lo\u1ea1i ch\u1ee9ng kho\u00e1n x\u00e1c nh\u1eadn quy\u1ec1n v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a ng\u01b0\u1eddi s\u1edf h\u1eefu \u0111\u1ed1i v\u1edbi m\u1ed9t ph\u1ea7n v\u1ed1n c\u1ed5 ph\u1ea7n c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh.<\/p>\n

Ph\u00e2n lo\u1ea1i c\u1ed5 phi\u1ebfu<\/i><\/p>\n

Theo quy\u1ec1n l\u1ee3i c\u1ed5 \u0111\u00f4ng:\u00a0<\/i>C\u1ed5 phi\u1ebfu th\u01b0\u1eddng hay c\u1ed5 phi\u1ebfu ph\u1ed5 th\u00f4ng v\u00e0 c\u1ed5 phi\u1ebfu \u01b0u \u0111\u00e3i.<\/p>\n

Theo h\u00ecnh th\u1ee9c g\u00f3p v\u1ed1n:\u00a0<\/i>C\u1ed5 phi\u1ebfu g\u00f3p b\u1eb1ng ti\u1ec1n v\u00e0 c\u1ed5 phi\u1ebfu g\u00f3p b\u1eb1ng hi\u1ec7n v\u1eadt<\/p>\n

Theo t\u00ecnh tr\u1ea1ng ph\u00e1t h\u00e0nh:<\/i>\u00a0C\u1ed5 phi\u1ebfu \u0111\u01b0\u1ee3c quy\u1ec1n ph\u00e1t h\u00e0nh, c\u1ed5 phi\u1ebfu \u0111\u00e3 ph\u00e1t h\u00e0nh, c\u1ed5 phi\u1ebfu qu\u0129.<\/p>\n

Theo kh\u1ea3 n\u0103ng \u0111em l\u1ea1i thu nh\u1eadp:\u00a0<\/i>C\u1ed5 phi\u1ebfu th\u01b0\u1ee3ng h\u1ea1ng, c\u1ed5 phi\u1ebfu t\u0103ng tr\u01b0\u1edfng, c\u1ed5 phi\u1ebfu ph\u00f2ng v\u1ec7, c\u1ed5 phi\u1ebfu thu nh\u1eadp, c\u1ed5 phi\u1ebfu chu k\u00ec,\u00a0 c\u1ed5 phi\u1ebfu th\u1eddi v\u1ee5.<\/p>\n

Tr\u00e1i phi\u1ebfu<\/b>:\u00a0Tr\u00e1i phi\u1ebfu\u00a0l\u00e0 lo\u1ea1i ch\u1ee9ng kho\u00e1n c\u00f3 thu nh\u1eadp c\u1ed1 \u0111\u1ecbnh, n\u00f3 \u0111\u1ea1i di\u1ec7n cho m\u1ed9t ngh\u0129a v\u1ee5 t\u00e0i ch\u00ednh c\u1ee7a ch\u1ee7 th\u1ec3 ph\u00e1t h\u00e0nh, v\u1edbi l\u1eddi h\u1ee9a s\u1ebd thanh to\u00e1n m\u1ed9t kho\u1ea3n ti\u1ec1n x\u00e1c \u0111\u1ecbnh v\u00e0o m\u1ed9t ng\u00e0y c\u1ee5 th\u1ec3 trong t\u01b0\u01a1ng lai. Ph\u00e2n lo\u1ea1i:<\/p>\n

Theo ch\u1ee7 th\u1ec3 ph\u00e1t h\u00e0nh:\u00a0<\/i>Tr\u00e1i phi\u1ebfu Ch\u00ednh ph\u1ee7, tr\u00e1i phi\u1ebfu Ch\u00ednh quy\u1ec1n \u0111\u1ecba ph\u01b0\u01a1ng, tr\u00e1i phi\u1ebfu \u0111\u01b0\u1ee3c Ch\u00ednh ph\u1ee7 b\u1ea3o l\u00e3nh, tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p.<\/p>\n

Theo ph\u01b0\u01a1ng th\u1ee9c \u0111\u1ea3m b\u1ea3o:\u00a0<\/i>Tr\u00e1i phi\u1ebfu c\u00f3 \u0111\u1ea3m b\u1ea3o, tr\u00e1i phi\u1ebfu kh\u00f4ng c\u00f3 \u0111\u1ea3m b\u1ea3o.<\/p>\n

Theo c\u00e1c \u0111i\u1ec1u ki\u1ec7n k\u00e8m theo:<\/i> Tr\u00e1i phi\u1ebfu chuy\u1ec3n \u0111\u1ed5i, tr\u00e1i phi\u1ebfu c\u00f3 th\u1ec3 mua l\u1ea1i (hay c\u00f2n g\u1ecdi l\u00e0 tr\u00e1i phi\u1ebfu thu h\u1ed3i), tr\u00e1i phi\u1ebfu c\u00f3 th\u1ec3 b\u00e1n l\u1ea1i.<\/p>\n

Ch\u1ee9ng ch\u1ec9 qu\u0129 \u0111\u1ea7u t\u01b0<\/b>: L\u00e0 ch\u1ee9ng kho\u00e1n x\u00e1c nh\u1eadn quy\u1ec1n s\u1edf h\u1eefu c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea7u t\u01b0 \u0111\u1ed1i v\u1edbi m\u1ed9t ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a qu\u0129 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n.<\/p>\n

Qu\u1ef9 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n chia l\u00e0m 2 lo\u1ea1i: Qu\u0129 m\u1edf v\u00e0 qu\u0129 \u0111\u00f3ng.<\/p>\n

Ch\u1ee9ng kho\u00e1n ph\u00e1i sinh<\/b>: L\u00e0 nh\u1eefng t\u00e0i s\u1ea3n t\u00e0i ch\u00ednh m\u00e0 gi\u00e1 tr\u1ecb c\u1ee7a n\u00f3 ph\u1ee5 thu\u1ed9c v\u00e0o gi\u00e1 tr\u1ecb ho\u1eb7c m\u1ee9c \u0111\u1ed9 sinh l\u1eddi c\u1ee7a m\u1ed9t t\u00e0i s\u1ea3n kh\u00e1c \u0111\u01b0\u1ee3c g\u1ecdi l\u00e0 t\u00e0i s\u1ea3n tham chi\u1ebfu hay t\u00e0i s\u1ea3n c\u01a1 s\u1edf.<\/p>\n

S\u1ea3n ph\u1ea9m ch\u1ee9ng kho\u00e1n ph\u00e1i sinh bao g\u1ed3m: Quy\u1ec1n mua c\u1ed5 ph\u1ea7n, ch\u1ee9ng quy\u1ec1n, h\u1ee3p \u0111\u1ed3ng k\u00ec h\u1ea1n, h\u1ee3p \u0111\u1ed3ng t\u01b0\u01a1ng l\u1ea1i, h\u1ee3p \u0111\u1ed3ng quy\u1ec1n ch\u1ecdn, h\u1ee3p \u0111\u1ed3ng ho\u00e1n \u0111\u1ed5i.<\/p>\n

C\u00e1c y\u1ebfu t\u1ed1 \u1ea3nh h\u01b0\u1edfng \u0111\u1ebfn gi\u00e1 ch\u1ee9ng kho\u00e1n<\/font><\/h3>\n

C\u00e1c y\u1ebfu t\u1ed1 kinh t\u1ebf<\/b><\/p>\n

– T\u0103ng tr\u01b0\u1edfng kinh t\u1ebf<\/p>\n

– L\u00e3i su\u1ea5t<\/p>\n

C\u00e1c y\u1ebfu t\u1ed1 li\u00ean quan \u0111\u1ebfn th\u1ecb tr\u01b0\u1eddng<\/b><\/p>\n

– T\u00e2m l\u00ed nh\u00e0 \u0111\u00e0u t\u01b0<\/p>\n

– Hi\u1ec7u \u1ee9ng th\u00e1ng ri\u00eang<\/p>\n

C\u00e1c y\u1ebfu t\u1ed1 li\u00ean quan \u0111\u1ebfn t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh<\/b><\/p>\n

– T\u00ecnh h\u00ecnh ho\u1ea1t \u0111\u1ed9ng c\u1ee7a doanh nghi\u1ec7p<\/p>\n

– Ch\u00ednh s\u00e1ch chi tr\u1ea3 c\u1ed5 t\u1ee9c<\/p>\n

– S\u1ef1 \u0111\u1ed9t bi\u1ebfn v\u1ec1 l\u1ee3i nhu\u1eadn c\u1ee7a c\u00f4ng ty<\/p>\n

– Mua b\u00e1n s\u00e1p nh\u1eadp doanh nghi\u1ec7p<\/p>\n

– K\u00ec v\u1ecdng v\u1ec1 c\u00f4ng ty<\/p>\n

(T\u00e0i li\u1ec7u tham kh\u1ea3o: Gi\u00e1o tr\u00ecnh Th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n, H\u1ecdc vi\u1ec7n Ng\u00e2n H\u00e0ng, NXB Th\u1eddi \u0110\u1ea1i)<\/i><\/p>\n<\/p><\/div>\n","protected":false},"excerpt":{"rendered":"

\n Ch\u1ee9ng kho\u00e1n (ti\u1ebfng Anh: Securities) l\u00e0 b\u1eb1ng ch\u1ee9ng x\u00e1c nh\u1eadn quy\u1ec1n v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a ng\u01b0\u1eddi s\u1edf h\u1eefu \u0111\u1ed1i v\u1edbi t\u00e0i s\u1ea3n ho\u1eb7c ph\u1ea7n v\u1ed1n c\u1ee7a t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh.\n <\/div>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[417],"tags":[],"_links":{"self":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31299"}],"collection":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/comments?post=31299"}],"version-history":[{"count":0,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31299\/revisions"}],"wp:attachment":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/media?parent=31299"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/categories?post=31299"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/tags?post=31299"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}