{"id":31314,"date":"2023-12-07T10:31:45","date_gmt":"2023-12-07T10:31:45","guid":{"rendered":"https:\/\/masterskills.org\/blog\/chung-chi-hanh-nghe-chung-khoan-securities-practicing-certificate-la-gi.html"},"modified":"2023-12-23T08:01:20","modified_gmt":"2023-12-23T01:01:20","slug":"chung-chi-hanh-nghe-chung-khoan-securities-practicing-certificate-la-gi","status":"publish","type":"post","link":"https:\/\/masterskills.org\/blog\/chung-chi-hanh-nghe-chung-khoan-securities-practicing-certificate-la-gi.html","title":{"rendered":"Ch\u1ee9ng ch\u1ec9 h\u00e0nh ngh\u1ec1 ch\u1ee9ng kho\u00e1n (Securities practicing certificate) l\u00e0 g\u00ec?"},"content":{"rendered":"
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H\u00ecnh minh ho\u1ea1 (Ngu\u1ed3n: broadgatefinancial)<\/p>\n<\/div>\n<\/div>\n

Ch\u01b0\u0301ng chi\u0309 ha\u0300nh ngh\u00ea\u0300 ch\u01b0\u0301ng khoa\u0301n\u00a0<\/font><\/h2>\n

Kh\u00e1i ni\u1ec7m<\/b><\/p>\n

Ch\u01b0\u0301ng chi\u0309 ha\u0300nh ngh\u00ea\u0300 ch\u01b0\u0301ng khoa\u0301n<\/b> trong ti\u1ebfng Anh \u0111\u01b0\u1ee3c g\u1ecdi l\u00e0\u00a0Securities practicing certificate.<\/b><\/p>\n

Ch\u01b0\u0301ng chi\u0309 ha\u0300nh ngh\u00ea\u0300 ch\u01b0\u0301ng khoa\u0301n<\/b> la\u0300 va\u0306n b\u0103\u0300ng xa\u0301c nh\u1ea1\u0302n ngu\u031b\u01a1\u0300i co\u0301 te\u0302n trong ch\u01b0\u0301ng chi\u0309 \u0111a\u0301p \u01b0\u0301ng \u0111i\u00ea\u0300u ki\u1eb9\u0302n chuye\u0302n mo\u0302n \u0111\u00ea\u0309 la\u0300m vi\u1eb9\u0302c ta\u0323i co\u0302ng ty ch\u01b0\u0301ng khoa\u0301n, co\u0302ng ty qua\u0309n l\u00ed<\/span> qu\u0129<\/span>, co\u0302ng ty \u0111\u00e2\u0300u tu\u031b ch\u01b0\u0301ng khoa\u0301n hoa\u0323t \u0111\u1ecd\u0302ng h\u01a1\u0323p pha\u0301p tre\u0302n la\u0303nh th\u00f4\u0309 nu\u031b\u01a1\u0301c C\u1ecd\u0302ng ho\u0300a Xa\u0303 h\u1ecd\u0302i Chu\u0309 nghi\u0303a Vi\u1eb9\u0302t Nam.<\/p>\n

\u0110i\u00ea\u0300u ki\u1eb9\u0302n c\u00e2\u0301p ch\u01b0\u0301ng chi\u0309 ha\u0300nh ngh\u00ea\u0300 ch\u01b0\u0301ng khoa\u0301n<\/font><\/h3>\n

Theo\u00a0Th\u00f4ng t\u01b0 197\/2015\/TT-BTC Qui \u0111i\u0323nh v\u00ea\u0300\u00a0ha\u0300nh ngh\u00ea\u0300\u00a0ch\u01b0\u0301ng khoa\u0301n.<\/p>\n

1. Ch\u01b0\u0301ng chi\u0309 ha\u0300nh ngh\u00ea\u0300 Mo\u0302i gi\u01a1\u0301i ch\u01b0\u0301ng khoa\u0301n <\/b>\u0111u\u031b\u01a1\u0323c c\u00e2\u0301p cho ca\u0301 nha\u0302n \u0111a\u0301p \u01b0\u0301ng \u0111i\u00ea\u0300u ki\u1eb9\u0302n sau \u0111a\u0302y:<\/p>\n

a) Co\u0301 na\u0306ng l\u01b0\u0323c pha\u0301p lu\u1ea1\u0302t va\u0300 na\u0306ng l\u01b0\u0323c ha\u0300nh vi da\u0302n s\u01b0\u0323 \u0111\u00e2\u0300y \u0111u\u0309; kho\u0302ng thu\u1ecd\u0302c tru\u031b\u01a1\u0300ng h\u01a1\u0323p \u0111ang pha\u0309i ch\u00e2\u0301p ha\u0300nh hi\u0300nh pha\u0323t tu\u0300 ho\u1ea1\u0306c bi\u0323 To\u0300a a\u0301n c\u00e2\u0301m ha\u0300nh ngh\u00ea\u0300 kinh doanh;<\/p>\n

b) Co\u0301 tri\u0300nh \u0111\u1ecd\u0302 t\u01b0\u0300 \u0111a\u0323i ho\u0323c tr\u01a1\u0309 le\u0302n;<\/p>\n

c) \u0110a\u0323t ye\u0302u c\u00e2\u0300u trong k\u00ec<\/span> thi sa\u0301t ha\u0323ch c\u00e2\u0301p ch\u01b0\u0301ng chi\u0309 ha\u0300nh ngh\u00ea\u0300 ch\u01b0\u0301ng khoa\u0301n phu\u0300 h\u01a1\u0323p v\u01a1\u0301i loa\u0323i ch\u01b0\u0301ng chi\u0309 ha\u0300nh ngh\u00ea\u0300 ch\u01b0\u0301ng khoa\u0301n \u0111\u00ea\u0300 nghi\u0323 c\u00e2\u0301p;<\/p>\n

d) Co\u0301 ca\u0301c ch\u01b0\u0301ng chi\u0309 chuye\u0302n mo\u0302n v\u00ea\u0300 ch\u01b0\u0301ng khoa\u0301n, bao g\u00f4\u0300m: Ch\u01b0\u0301ng chi\u0309 Nh\u01b0\u0303ng v\u00e2\u0301n \u0111\u00ea\u0300 co\u031b ba\u0309n v\u00ea\u0300 ch\u01b0\u0301ng khoa\u0301n va\u0300 thi\u0323 tru\u031b\u01a1\u0300ng ch\u01b0\u0301ng khoa\u0301n, ch\u01b0\u0301ng chi\u0309 Pha\u0301p lu\u1ea1\u0302t v\u00ea\u0300 ch\u01b0\u0301ng khoa\u0301n va\u0300 thi\u0323 tru\u031b\u01a1\u0300ng ch\u01b0\u0301ng khoa\u0301n, ch\u01b0\u0301ng chi\u0309 Pha\u0302n ti\u0301ch va\u0300 \u0111\u00e2\u0300u tu\u031b ch\u01b0\u0301ng khoa\u0301n, ch\u01b0\u0301ng chi\u0309 Mo\u0302i gi\u01a1\u0301i ch\u01b0\u0301ng khoa\u0301n va\u0300 tu\u031b v\u00e2\u0301n \u0111\u00e2\u0300u tu\u031b ch\u01b0\u0301ng khoa\u0301n.<\/p>\n

2. Ch\u01b0\u0301ng chi\u0309 ha\u0300nh ngh\u00ea\u0300 Pha\u0302n ti\u0301ch ta\u0300i chi\u0301nh<\/b> \u0111u\u031b\u01a1\u0323c c\u00e2\u0301p cho ca\u0301 nha\u0302n \u0111a\u0301p \u01b0\u0301ng \u0111i\u00ea\u0300u ki\u1eb9\u0302n sau \u0111a\u0302y:<\/p>\n

a) Ca\u0301c \u0111i\u00ea\u0300u ki\u1eb9\u0302n theo qui \u0111i\u0323nh ta\u0323i khoa\u0309n 1 \u0110i\u00ea\u0300u na\u0300y;<\/p>\n

b) Co\u0301 ca\u0301c ch\u01b0\u0301ng chi\u0309 chuye\u0302n mo\u0302n: Ch\u01b0\u0301ng chi\u0309 Tu\u031b v\u00e2\u0301n ta\u0300i chi\u0301nh va\u0300 ba\u0309o la\u0303nh pha\u0301t ha\u0300nh ch\u01b0\u0301ng khoa\u0301n, ch\u01b0\u0301ng chi\u0309 Pha\u0302n ti\u0301ch ba\u0301o ca\u0301o ta\u0300i chi\u0301nh doanh nghi\u1eb9\u0302p.<\/p>\n

3. Ch\u01b0\u0301ng chi\u0309 ha\u0300nh ngh\u00ea\u0300 Qua\u0309n l\u00ed<\/span> qu\u0129<\/span> <\/b>\u0111u\u031b\u01a1\u0323c c\u00e2\u0301p cho ca\u0301 nha\u0302n \u0111a\u0301p \u01b0\u0301ng \u0111i\u00ea\u0300u ki\u1eb9\u0302n sau \u0111a\u0302y:<\/p>\n

a) Ca\u0301c \u0111i\u00ea\u0300u ki\u1eb9\u0302n theo qui \u0111\u1ecbnh<\/span> ta\u0323i khoa\u0309n 2 \u0110i\u00ea\u0300u na\u0300y;\u00a0<\/p>\n

b) Co\u0301 ch\u01b0\u0301ng chi\u0309 chuye\u0302n mo\u0302n Qua\u0309n l\u00ed<\/span> qu\u0129<\/span> va\u0300 ta\u0300i sa\u0309n;<\/p>\n

c) Co\u0301 t\u00f4\u0301i thi\u00ea\u0309u ba (03) na\u0306m kinh nghi\u1eb9\u0302m la\u0300m vi\u1eb9\u0302c trong li\u0303nh v\u01b0\u0323c ta\u0300i chi\u0301nh, nga\u0302n ha\u0300ng ho\u1ea1\u0306c co\u0301 m\u1ecd\u0302t trong ca\u0301c loa\u0323i ch\u01b0\u0301ng chi\u0309 qu\u00f4\u0301c t\u00ea\u0301 CFA (Chartered Financial Analyst), CIIA (Certified International Investment Analyst), ACCA (Association of Chartered Certified Accountants), CPA (Certified Public Accountants).<\/p>\n

4. Ca\u0301c tru\u031b\u01a1\u0300ng h\u01a1\u0323p \u0111u\u031b\u01a1\u0323c mi\u00ea\u0303n ch\u01b0\u0301ng chi\u0309 chuye\u0302n mo\u0302n v\u00ea\u0300 ch\u01b0\u0301ng khoa\u0301n <\/b>qui \u0111\u1ecbnh<\/span> ta\u0323i ca\u0301c khoa\u0309n 1, 2, 3 \u0110i\u00ea\u0300u na\u0300y:<\/p>\n

a) Ca\u0301 nha\u0302n co\u0301 ch\u01b0\u0301ng chi\u0309 qu\u00f4\u0301c t\u00ea\u0301 CIIA (Certified International Investment Analyst) ho\u1ea1\u0306c gi\u00e2\u0301y xa\u0301c nh\u1ea1\u0302n \u0111a\u0303 \u0111a\u0323t k\u00ec<\/span> thi qu\u00f4\u0301c t\u00ea\u0301 CFA b\u1ea1\u0302c II (Chartered Financial Analyst level II) tr\u01a1\u0309 le\u0302n \u0111u\u031b\u01a1\u0323c mi\u00ea\u0303n ch\u01b0\u0301ng chi\u0309 Nh\u01b0\u0303ng v\u00e2\u0301n \u0111\u00ea\u0300 co\u031b ba\u0309n v\u00ea\u0300 ch\u01b0\u0301ng khoa\u0301n va\u0300 thi\u0323 tru\u031b\u01a1\u0300ng ch\u01b0\u0301ng khoa\u0301n, ch\u01b0\u0301ng chi\u0309 Pha\u0302n ti\u0301ch va\u0300 \u0111\u00e2\u0300u tu\u031b ch\u01b0\u0301ng khoa\u0301n, ch\u01b0\u0301ng chi\u0309 Pha\u0302n ti\u0301ch ba\u0301o ca\u0301o ta\u0300i chi\u0301nh doanh nghi\u1eb9\u0302p;<\/p>\n

b) Ca\u0301 nha\u0302n co\u0301 ch\u01b0\u0301ng chi\u0309 qu\u00f4\u0301c t\u00ea\u0301 ACCA (Association of Chartered Certified Accountants), CPA (Certified Public Accountants) ho\u1ea1\u0306c ch\u01b0\u0301ng chi\u0309 ki\u00ea\u0309m toa\u0301n vie\u0302n, ch\u01b0\u0301ng chi\u0309 ha\u0300nh ngh\u00ea\u0300 k\u00ea\u0301 toa\u0301n do B\u1ecd\u0302 Ta\u0300i chi\u0301nh c\u00e2\u0301p\u00a0<\/p>\n

Ho\u1ea1\u0306c gi\u00e2\u0301y xa\u0301c nh\u1ea1\u0302n \u0111a\u0303 \u0111a\u0323t k\u00ec thi qu\u00f4\u0301c t\u00ea\u0301 CFA b\u1ea1\u0302c I (Chartered Financial Analyst level I), CIIA b\u1ea1\u0302c I (Certified International Investment Analyst level I) \u0111u\u031b\u01a1\u0323c mi\u00ea\u0303n ch\u01b0\u0301ng chi\u0309 Nh\u01b0\u0303ng v\u00e2\u0301n \u0111\u00ea\u0300 co\u031b ba\u0309n v\u00ea\u0300 ch\u01b0\u0301ng khoa\u0301n va\u0300 thi\u0323 tru\u031b\u01a1\u0300ng ch\u01b0\u0301ng khoa\u0301n, ch\u01b0\u0301ng chi\u0309 Pha\u0302n ti\u0301ch ba\u0301o ca\u0301o ta\u0300i chi\u0301nh doanh nghi\u1eb9\u0302p;<\/p>\n

c) Ca\u0301 nha\u0302n co\u0301 ch\u01b0\u0301ng chi\u0309 ha\u0300nh ngh\u00ea\u0300 ch\u01b0\u0301ng khoa\u0301n h\u01a1\u0323p pha\u0301p \u01a1\u0309 nu\u031b\u01a1\u0301c ngoa\u0300i ho\u1ea1\u0306c ta\u0300i li\u1eb9\u0302u tu\u031bo\u031bng \u0111u\u031bo\u031bng ch\u01b0\u0301ng minh ca\u0301 nha\u0302n \u0111o\u0301 \u0111ang \u0111u\u031b\u01a1\u0323c phe\u0301p ha\u0300nh ngh\u00ea\u0300 ch\u01b0\u0301ng khoa\u0301n h\u01a1\u0323p pha\u0301p \u01a1\u0309 nu\u031b\u01a1\u0301c ngoa\u0300i \u0111u\u031b\u01a1\u0323c mi\u00ea\u0303n t\u00e2\u0301t ca\u0309 ch\u01b0\u0301ng chi\u0309 chuye\u0302n mo\u0302n v\u00ea\u0300 ch\u01b0\u0301ng khoa\u0301n.<\/p>\n

(T\u00e0i li\u1ec7u tham kh\u1ea3o: Th\u00f4ng t\u01b0 197\/2015\/TT-BTC Qui \u0111i\u0323nh v\u00ea\u0300\u00a0ha\u0300nh ngh\u00ea\u0300\u00a0ch\u01b0\u0301ng khoa\u0301n)<\/i><\/p>\n<\/p><\/div>\n","protected":false},"excerpt":{"rendered":"

\n Ch\u1ee9ng ch\u1ec9 h\u00e0nh ngh\u1ec1 ch\u1ee9ng kho\u00e1n (ti\u1ebfng Anh: Securities practicing certificate) l\u00e0 v\u0103n b\u1eb1ng x\u00e1c nh\u1eadn ng\u01b0\u1eddi c\u00f3 t\u00ean trong ch\u1ee9ng ch\u1ec9 \u0111\u00e1p \u1ee9ng \u0111i\u1ec1u ki\u1ec7n chuy\u00ean m\u00f4n \u0111\u1ec3 l\u00e0m vi\u1ec7c t\u1ea1i c\u00f4ng ty ch\u1ee9ng kho\u00e1n, c\u00f4ng ty qu\u1ea3n l\u00ed qu\u0129, c\u00f4ng ty \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n.\n <\/div>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[417],"tags":[],"_links":{"self":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31314"}],"collection":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/comments?post=31314"}],"version-history":[{"count":0,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31314\/revisions"}],"wp:attachment":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/media?parent=31314"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/categories?post=31314"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/tags?post=31314"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}