{"id":31320,"date":"2023-12-07T10:32:12","date_gmt":"2023-12-07T10:32:12","guid":{"rendered":"https:\/\/masterskills.org\/blog\/thanh-vien-cua-so-giao-dich-exchange-member-la-gi-noi-dung-ve-thanh-vien-cua-so-giao-dich.html"},"modified":"2023-12-23T08:01:20","modified_gmt":"2023-12-23T01:01:20","slug":"thanh-vien-cua-so-giao-dich-exchange-member-la-gi-noi-dung-ve-thanh-vien-cua-so-giao-dich","status":"publish","type":"post","link":"https:\/\/masterskills.org\/blog\/thanh-vien-cua-so-giao-dich-exchange-member-la-gi-noi-dung-ve-thanh-vien-cua-so-giao-dich.html","title":{"rendered":"Th\u00e0nh vi\u00ean c\u1ee7a S\u1edf giao d\u1ecbch (Exchange member) l\u00e0 g\u00ec? N\u1ed9i dung v\u1ec1 th\u00e0nh vi\u00ean c\u1ee7a S\u1edf giao d\u1ecbch"},"content":{"rendered":"
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H\u00ecnh minh h\u1ecda (Ngu\u1ed3n: mecuanywhere.com)<\/p>\n<\/div>\n<\/div>\n

Th\u00e0nh vi\u00ean c\u1ee7a S\u1edf giao d\u1ecbch (Exchange member)<\/font><\/h2>\n

Kh\u00e1i ni\u1ec7m<\/b><\/p>\n

Th\u00e0nh vi\u00ean c\u1ee7a S\u1edf giao d\u1ecbch<\/b> trong ti\u1ebfng Anh l\u00e0 Exchange member.<\/b><\/p>\n

Th\u00e0nh vi\u00ean c\u1ee7a S\u1edf giao d\u1ecbch<\/i> l\u00e0 m\u1ed9t c\u00f4ng ty m\u00f4i gi\u1edbi (ho\u1eb7c nh\u00e0 m\u00f4i gi\u1edbi) \u0111\u00e3 \u0111\u01b0\u1ee3c c\u1ea5p t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean tr\u00ean m\u1ed9t s\u00e0n giao d\u1ecbch ch\u1ee9ng kho\u00e1n hay s\u00e0n giao d\u1ecbch h\u00e0ng h\u00f3a c\u00f3 t\u1ed5 ch\u1ee9c. Theo Encyclopedia Britannica, c\u00f3 1.366 gh\u1ebf tr\u00ean s\u00e0n giao d\u1ecbch ch\u1ee9ng kho\u00e1n New York (NYSE), m\u1ed9t gi\u1edbi h\u1ea1n \u0111\u01b0\u1ee3c \u0111\u1eb7t ra v\u00e0o n\u0103m 1953.<\/p>\n

\u0110\u1ea1i l\u00ed m\u00f4i gi\u1edbi ho\u1eb7c nh\u00e0 m\u00f4i gi\u1edbi tr\u1edf th\u00e0nh th\u00e0nh vi\u00ean c\u1ee7a NYSE hay Nasdaq b\u1eb1ng c\u00e1ch \u0111i\u1ec1n v\u00e0o c\u00e1c bi\u1ec3u m\u1eabu th\u00edch h\u1ee3p v\u00e0 g\u1eedi s\u00e9c cho t\u1ed5 ch\u1ee9c.<\/p>\n

N\u1ed9i dung v\u1ec1 th\u00e0nh vi\u00ean c\u1ee7a S\u1edf giao d\u1ecbch<\/font><\/h3>\n

Th\u00e0nh vi\u00ean NYSE<\/b><\/p>\n

B\u1ea5t k\u00ec \u0111\u1ea1i l\u00ed m\u00f4i gi\u1edbi m\u1edbi n\u00e0o \u0111\u00e3 \u0111\u0103ng k\u00ed v\u00e0 c\u00f3 tr\u1ee5 s\u1edf t\u1ea1i Hoa K\u1ef3 l\u00e0 th\u00e0nh vi\u00ean c\u1ee7a m\u1ed9t t\u1ed5 ch\u1ee9c t\u1ef1 qu\u1ea3n l\u00ed (SRO) v\u00e0 c\u00f3 k\u1ebft n\u1ed1i th\u00e0nh l\u1eadp v\u1edbi m\u1ed9t c\u00f4ng ty thanh to\u00e1n b\u00f9 tr\u1eeb \u0111\u1ec1u c\u00f3 th\u1ec3 tr\u1edf th\u00e0nh th\u00e0nh vi\u00ean c\u1ee7a NYSE.\u00a0<\/p>\n

M\u1ed9t \u0111\u1ea1i l\u00ed m\u00f4i gi\u1edbi ph\u1ea3i g\u1eedi \u0111\u01a1n \u0111\u0103ng k\u00ed th\u00e0nh vi\u00ean, th\u1ecfa thu\u1eadn v\u00e0 c\u00e1c h\u00ecnh th\u1ee9c th\u00edch h\u1ee3p kh\u00e1c cho c\u00e1c d\u1ecbch v\u1ee5 quan h\u1ec7 kh\u00e1ch h\u00e0ng, mua gi\u1ea5y ph\u00e9p giao d\u1ecbch v\u00e0 g\u1eedi m\u1ed9t b\u1ea3n sao c\u00f3 ch\u1eef k\u00ed c\u1ee7a x\u00e1c nh\u1eadn c\u1ee7a c\u00f4ng ty \u1ee9ng vi\u00ean v\u00e0 l\u1ec7 ph\u00ed n\u1ed9p \u0111\u01a1n cho NYSE.\u00a0<\/p>\n

M\u1ed9t nh\u00e0 m\u00f4i gi\u1edbi tr\u1edf th\u00e0nh th\u00e0nh vi\u00ean b\u1eb1ng c\u00e1ch \u0111i\u1ec1n v\u00e0o bi\u1ec3u m\u1eabu NYSE th\u00edch h\u1ee3p, ch\u1eb3ng h\u1ea1n nh\u01b0 th\u1ecfa thu\u1eadn \u0111\u1ea1i di\u1ec7n cho vay ch\u1ee9ng kho\u00e1n, \u0111\u01a1n xin gi\u1ea5y ph\u00e9p giao d\u1ecbch v\u1ed1n c\u1ed5 ph\u1ea7n ho\u1eb7c \u0111\u01a1n xin gi\u1ea5y ph\u00e9p giao d\u1ecbch v\u1ed1n c\u1ed5 ph\u1ea7n m\u1ed9t ng\u00e0y v\u00e0 g\u1eedi qua s\u00e9c cho NYSE.<\/p>\n

Th\u00e0nh vi\u00ean Nasdaq<\/b><\/p>\n

M\u1ed9t c\u00f4ng ty l\u00e0 th\u00e0nh vi\u00ean FINRA, S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n Philadelphia (PHLX) ho\u1eb7c Bernie Exchange (BX) tr\u1edf th\u00e0nh th\u00e0nh vi\u00ean c\u1ee7a Nasdaq b\u1eb1ng c\u00e1ch ho\u00e0n th\u00e0nh \u0111\u01a1n \u0111\u0103ng k\u00ed v\u00e0 th\u1ecfa thu\u1eadn th\u00e0nh vi\u00ean c\u1ee7a Nasdaq c\u00f9ng v\u1edbi th\u1ecfa thu\u1eadn d\u1ecbch v\u1ee5 Nasdaq v\u00e0 g\u1eedi c\u1ea3 hai t\u1ea5m s\u00e9c tr\u1ecb gi\u00e1 2.000 USD.\u00a0<\/p>\n

C\u00e1c c\u00f4ng ty th\u01b0\u01a1ng m\u1ea1i \u0111\u1ed9c quy\u1ec1n l\u00e0 th\u00e0nh vi\u00ean c\u1ee7a m\u1ed9t t\u1ed5 ch\u1ee9c t\u1ef1 qu\u1ea3n l\u00ed kh\u00e1c n\u1ed9p \u0111\u01a1n \u0111\u0103ng k\u00ed v\u00e0 th\u1ecfa thu\u1eadn th\u00e0nh vi\u00ean \u0111\u1ea7y \u0111\u1ee7 c\u1ee7a Nasdaq c\u00f9ng v\u1edbi m\u1ed9t t\u00e0i li\u1ec7u th\u00f4ng tin b\u1ed5 sung, th\u1ecfa thu\u1eadn d\u1ecbch v\u1ee5 Nasdaq v\u00e0 danh s\u00e1ch ki\u1ec3m tra th\u1ee7 t\u1ee5c gi\u00e1m s\u00e1t b\u1eb1ng v\u0103n b\u1ea3n. T\u1ea5t c\u1ea3 c\u00e1c t\u00e0i li\u1ec7u ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi v\u1edbi m\u1ed9t t\u1ea5m s\u00e9c $2.000 \u0111\u1ebfn Nasdaq.<\/p>\n

So s\u00e1nh v\u1ec1 t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean c\u1ee7a S\u1edf giao d\u1ecbch NYSE v\u00e0 Nasdaq.
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V\u00ec m\u1ed9t th\u00e0nh vi\u00ean c\u1ee7a S\u1edf giao d\u1ecbch<\/i> Nasdaq ph\u1ea3i \u0111\u00e1p \u1ee9ng \u0111\u01b0\u1ee3c c\u00e1c y\u00eau c\u1ea7u t\u1ed1i thi\u1ec3u th\u1ea5p h\u01a1n \u0111\u1ec3 \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n ni\u00eam y\u1ebft, c\u00e1c c\u00f4ng ty nh\u1ecf h\u01a1n \u0111\u01b0\u1ee3c ni\u00eam y\u1ebft tr\u00ean m\u1ed9t s\u00e0n giao d\u1ecbch l\u1edbn s\u1ebd t\u0103ng th\u00eam uy t\u00edn cho c\u00e1c s\u1ea3n ph\u1ea9m v\u00e0 d\u1ecbch v\u1ee5 c\u1ee7a h\u1ecd. Nasdaq c\u0169ng c\u00f3 ph\u00ed ni\u00eam y\u1ebft th\u1ea5p h\u01a1n.\u00a0<\/p>\n

V\u00ed d\u1ee5: ph\u00ed ni\u00eam y\u1ebft c\u1ee7a Nasdaq cho \u0111\u1ee3t ch\u00e0o b\u00e1n c\u00f4ng khai ban \u0111\u1ea7u (IPO) b\u1eb1ng m\u1ed9t n\u1eeda so v\u1edbi NYSE. Ngo\u00e0i ra, Nasdaq c\u00f3 \u0111\u1eb7c \u0111i\u1ec3m l\u00e0 giao d\u1ecbch \u0111i\u1ec7n t\u1eed ho\u00e0n to\u00e0n v\u1edbi kh\u1ea3 n\u0103ng th\u1ef1c hi\u1ec7n nhanh h\u01a1n, n\u00f3 ng\u00e0y c\u00e0ng tr\u1edf th\u00e0nh ti\u00eau chu\u1ea9n tr\u00ean c\u00e1c s\u00e0n giao d\u1ecbch tr\u00ean to\u00e0n th\u1ebf gi\u1edbi. NYSE v\u1eabn s\u1eed d\u1ee5ng c\u00e1c chuy\u00ean gia l\u00e0m vi\u1ec7c tr\u00ean s\u00e0n mua v\u00e0 b\u00e1n c\u1ed5 phi\u1ebfu.<\/p>\n

Tuy nhi\u00ean, c\u00e1c nh\u00e0 giao d\u1ecbch coi c\u00e1c th\u00e0nh vi\u00ean c\u1ee7a Nasdaq l\u00e0 \u00edt c\u00f3 ti\u1ebfng h\u01a1n v\u00e0 \u00edt kh\u1ea3 thi v\u1ec1 t\u00e0i ch\u00ednh h\u01a1n. V\u00ec NYSE \u0111\u00e3 h\u01a1n 200 n\u0103m tu\u1ed5i v\u00e0 \u0111\u01b0\u1ee3c coi l\u00e0 c\u00f3 uy t\u00edn h\u01a1n, c\u00e1c c\u00f4ng ty nh\u01b0 Nortel v\u00e0 E*Trade \u0111\u00e3 chuy\u1ec3n t\u1eeb Nasdaq sang NYSE.<\/p>\n

(T\u00e0i li\u1ec7u tham kh\u1ea3o: investopedia.com)<\/i><\/p>\n<\/p><\/div>\n","protected":false},"excerpt":{"rendered":"

\n Th\u00e0nh vi\u00ean c\u1ee7a S\u1edf giao d\u1ecbch (ti\u1ebfng Anh: Exchange member) l\u00e0 m\u1ed9t c\u00f4ng ty m\u00f4i gi\u1edbi (ho\u1eb7c nh\u00e0 m\u00f4i gi\u1edbi) \u0111\u00e3 \u0111\u01b0\u1ee3c c\u1ea5p t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean tr\u00ean m\u1ed9t s\u00e0n giao d\u1ecbch ch\u1ee9ng kho\u00e1n hay s\u00e0n giao d\u1ecbch h\u00e0ng h\u00f3a c\u00f3 t\u1ed5 ch\u1ee9c.\n <\/div>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[417],"tags":[],"_links":{"self":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31320"}],"collection":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/comments?post=31320"}],"version-history":[{"count":0,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31320\/revisions"}],"wp:attachment":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/media?parent=31320"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/categories?post=31320"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/tags?post=31320"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}