{"id":31532,"date":"2023-12-07T10:42:39","date_gmt":"2023-12-07T10:42:39","guid":{"rendered":"https:\/\/masterskills.org\/blog\/chu-truong-cho-dau-tu-tap-the-trong-chung-khoan-chuyen-nhuong-ucits-la-gi.html"},"modified":"2023-12-23T09:38:33","modified_gmt":"2023-12-23T02:38:33","slug":"chu-truong-cho-dau-tu-tap-the-trong-chung-khoan-chuyen-nhuong-ucits-la-gi","status":"publish","type":"post","link":"https:\/\/masterskills.org\/blog\/chu-truong-cho-dau-tu-tap-the-trong-chung-khoan-chuyen-nhuong-ucits-la-gi.html","title":{"rendered":"Ch\u1ee7 tr\u01b0\u01a1ng cho \u0111\u1ea7u t\u01b0 t\u1eadp th\u1ec3 trong ch\u1ee9ng kho\u00e1n chuy\u1ec3n nh\u01b0\u1ee3ng (UCITS) l\u00e0 g\u00ec?"},"content":{"rendered":"
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Hi\u0300nh minh ho\u0323a. Ngu\u00f4\u0300n: Aqmetrics.com<\/i><\/p>\n<\/div>\n<\/div>\n

Ch\u1ee7 tr\u01b0\u01a1ng cho \u0111\u1ea7u t\u01b0 t\u1eadp th\u1ec3 trong ch\u1ee9ng kho\u00e1n chuy\u1ec3n nh\u01b0\u1ee3ng<\/span><\/font><\/h2>\n

Kha\u0301i ni\u00ea\u0323m<\/b><\/p>\n

Ch\u1ee7 tr\u01b0\u01a1ng cho \u0111\u1ea7u t\u01b0 t\u1eadp th\u1ec3 trong ch\u1ee9ng kho\u00e1n chuy\u1ec3n nh\u01b0\u1ee3ng<\/b> trong ti\u00ea\u0301ng Anh la\u0300 Undertakings Collective Investment in Transferable Securities,<\/b> vi\u1ebft t\u1eaft l\u00e0 UCITS.<\/b><\/p>\n

Th\u00f4ng th\u01b0\u01a1\u0300ng, UCITS<\/b> \u0111\u01b0\u01a1\u0323c xem l\u00e0 m\u1ed9t qu\u0129 t\u01b0\u01a1ng h\u1ed7 c\u00f3 tr\u1ee5 s\u1edf t\u1ea1i Li\u00ean minh Ch\u00e2u \u00c2u. C\u00e1c qu\u0129 UCITS co\u0301 s\u01b0\u0323 qu\u1ea3n l\u00ed ch\u1eb7t che\u0303 \u0111\u01b0\u1ee3c coi l\u00e0 l\u01b0\u0323a cho\u0323n \u0111\u1ea7u t\u01b0 an to\u00e0n v\u00e0 ph\u1ed5 bi\u1ebfn \u1edf Ch\u00e2u \u00c2u, Nam M\u1ef9 v\u00e0 Ch\u00e2u \u00c1, nh\u00e2\u0301t la\u0300 v\u01a1\u0301i c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 kh\u00f4ng mu\u1ed1n \u0111\u1ea7u t\u01b0 v\u00e0o m\u1ed9t c\u00f4ng ty TNHH \u0111\u1ea1i ch\u00fang duy nh\u1ea5t, thay v\u00e0o \u0111\u00f3 l\u00e0 c\u00e1c qu\u0129 t\u00edn th\u00e1c \u0111\u01a1n v\u1ecb \u0111a d\u1ea1ng trong Li\u00ean minh Ch\u00e2u \u00c2u.<\/p>\n

Ca\u0301c qu\u0129 UCITS c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c \u0111\u0103ng k\u00ed<\/span> \u1edf Ch\u00e2u \u00c2u v\u00e0 b\u00e1n cho c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 tr\u00ean to\u00e0n th\u1ebf gi\u1edbi b\u1eb1ng c\u00e1ch a\u0301p d\u1ee5ng c\u00e1c y\u00eau c\u1ea7u b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0 v\u00e0 qu\u0129<\/span> \u0111\u1ecbnh nh\u00e2\u0301t \u0111i\u0323nh. C\u00e1c nh\u00e0 cung c\u1ea5p qu\u0129 UCITS \u0111\u00e1p \u1ee9ng c\u00e1c ti\u00eau chu\u1ea9n \u0111\u01b0\u1ee3c mi\u1ec5n tr\u01b0\u0300 a\u0301p du\u0323ng ca\u0301c qu\u0129<\/span> \u0111\u1ecbnh ri\u00eang le\u0309 cu\u0309a t\u01b0\u0300ng n\u01b0\u01a1\u0301c \u01a1\u0309 Ch\u00e2u \u00c2u.<\/p>\n

L\u1ecbch s\u1eed c\u1ee7a UCITS<\/font><\/b><\/span><\/h3>\n

V\u0103n ba\u0309n UCITS<\/b> \u0111\u1ea7u ti\u00ean \u0111\u01b0\u1ee3c th\u00f4ng qua v\u00e0o ng\u00e0y 20\/12\/1985, v\u1edbi m\u1ee5c \u0111\u00edch l\u00e0 t\u1ea1o \u0111i\u1ec1u ki\u1ec7n cho c\u00e1c hoa\u0323t \u0111\u1ed9ng \u0111\u1ea7u t\u01b0 xuy\u00ean bi\u00ean gi\u1edbi cho c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 t\u01b0 nh\u00e2n. \u0110\u1ea7u nh\u1eefng n\u0103m 1990, c\u00e1c \u0111\u1ec1 xu\u1ea5t s\u1eeda \u0111\u1ed5i \u0111\u00e3 \u0111\u01b0\u1ee3c \u0111\u01b0a ra nh\u01b0ng kh\u00f4ng \u0111\u01b0\u1ee3c ch\u1ea5p nh\u1eadn ho\u00e0n to\u00e0n. Vi\u0300 v\u1eady, \u0111a\u0303 kh\u00f4ng c\u00f3 UCITS II ra \u0111\u01a1\u0300i.\u00a0<\/p>\n

Tuy nhi\u00ean, v\u00e0o n\u0103m 2002, sau c\u00e1c cu\u1ed9c th\u1ea3o lu\u1eadn gi\u1eefa c\u00e1c qu\u1ed1c gia th\u00e0nh vi\u00ean, hai ch\u1ec9 th\u1ecb m\u1edbi \u0111\u00e3 \u0111\u01b0\u1ee3c th\u00f4ng qua. Ch\u1ec9 th\u1ecb 2001\/107\/EC v\u00e0 2001\/108\/EC, c\u00f9ng \u0111\u01b0\u1ee3c g\u1ecdi l\u00e0 UCITS III, \u0111\u00e3 m\u1edf r\u1ed9ng pha\u0323m vi \u0111\u1ea7u t\u01b0 c\u1ee7a c\u00e1c qu\u0129 UCITS v\u00e0 n\u1edbi l\u1ecfng m\u1ed9t s\u1ed1 h\u1ea1n ch\u1ebf \u0111\u1ed1i v\u1edbi c\u00e1c qu\u0129 ch\u1ec9 s\u1ed1.<\/p>\n

UCITS IV hay chi\u0309 thi\u0323 2009\/65\/EC, v\u01a1\u0301i nhi\u00ea\u0300u thay \u0111\u1ed5i h\u01a1n \u0111\u00e3 \u0111\u01b0\u1ee3c th\u00f4ng qua v\u00e0o th\u00e1ng 7 n\u0103m 2011. Cu\u1ed1i c\u00f9ng, UCITS V hay ch\u1ec9 th\u1ecb 2014\/91\/EU, c\u00f3 hi\u1ec7u l\u1ef1c v\u00e0o th\u00e1ng 3 , \u0111i\u00ea\u0300u chi\u0309nh nhi\u1ec7m v\u1ee5 va\u0300 tr\u00e1ch nhi\u1ec7m \u0111\u00f4\u0301i v\u01a1\u0301i c\u00e1c kho\u1ea3n ti\u1ec1n g\u1eedi v\u00e0 ca\u0301c y\u00eau c\u1ea7u th\u00f9 lao c\u1ee7a ng\u01b0\u1eddi qu\u1ea3n l\u00ed qu\u0129 theo lu\u1eadt v\u1ec1 c\u00e1c nh\u00e0 qu\u1ea3n l\u00ed qu\u0129 \u0111\u1ea7u t\u01b0 thay th\u1ebf (AIFMD)<\/b>.<\/p>\n

B\u1edfi v\u00ec ch\u00fang \u0111\u01b0\u1ee3c xem l\u00e0 r\u1ea5t an to\u00e0n v\u00e0 \u0111\u01b0\u1ee3c qu\u1ea3n l\u00ed t\u1ed1t, qu\u0129 UCITS l\u00e0 kho\u1ea3n \u0111\u1ea7u t\u01b0 r\u1ea5t ph\u1ed5 bi\u1ebfn. Theo \u1ee6y ban Ch\u00e2u \u00c2u, h\u1ecd chi\u1ebfm kho\u1ea3ng 75% t\u1ed5ng s\u1ed1 \u0111\u1ea7u t\u01b0 t\u1eadp th\u1ec3 c\u1ee7a c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 nh\u1ecf \u1edf ch\u00e2u \u00c2u. Nhi\u1ec1u nh\u00e0 cung c\u1ea5p qu\u0129 t\u01b0\u01a1ng h\u1ed7 s\u1eed d\u1ee5ng cu\u0323m t\u01b0\u0300 “tu\u00e2n th\u1ee7 UCITS” nh\u01b0 m\u1ed9t chi\u1ebfn l\u01b0\u1ee3c ti\u1ebfp th\u1ecb c\u1ee7a h\u1ecd. M\u0103\u0323c du\u0300 c\u00e1c qu\u0129 \u0111\u01b0\u1ee3c qua\u0309n l\u00ed \u1edf Ch\u00e2u \u00c2u, ng\u01b0\u1eddi mua t\u1eeb kh\u1eafp n\u01a1i tr\u00ean th\u1ebf gi\u1edbi \u0111\u00ea\u0300u c\u00f3 th\u1ec3 \u0111\u1ea7u t\u01b0 v\u00e0o qu\u0129 UCITS.<\/p>\n

Ca\u0301c y\u0301 chi\u0301nh<\/b><\/font><\/span><\/h3>\n

– \u0110i\u1ec1u n\u00e0y \u0111\u1ec1 c\u1eadp \u0111\u1ebfn m\u1ed9t khung ph\u00e1p l\u00ed cho ph\u00e9p b\u00e1n c\u00e1c qu\u0129 t\u01b0\u01a1ng h\u1ed7 xuy\u00ean ch\u00e2u \u00c2u.<\/p>\n

– C\u00e1c qu\u0129 c\u1ee7a UCITS \u0111\u01b0\u1ee3c coi l\u00e0 \u0111\u1ea7u t\u01b0 an to\u00e0n v\u00e0 \u0111\u01b0\u1ee3c qu\u1ea3n l\u00ed t\u1ed1t v\u00e0 ph\u1ed5 bi\u1ebfn trong s\u1ed1 nhi\u1ec1u nh\u00e0 \u0111\u1ea7u t\u01b0 mu\u1ed1n \u0111\u1ea7u t\u01b0 tr\u00ean kh\u1eafp ch\u00e2u \u00c2u.<\/p>\n

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(Theo Investopedia<\/i>)<\/p>\n<\/div><\/div>\n","protected":false},"excerpt":{"rendered":"

\n Ch\u1ee7 tr\u01b0\u01a1ng cho \u0111\u1ea7u t\u01b0 t\u1eadp th\u1ec3 trong ch\u1ee9ng kho\u00e1n chuy\u1ec3n nh\u01b0\u1ee3ng (ti\u00ea\u0301ng Anh: Undertakings Collective Investment in Transferable Securities, vi\u1ebft t\u1eaft: UCITS) l\u00e0 khung ph\u00e1p l\u00ed c\u1ee7a \u1ee6y ban ch\u00e2u \u00c2u cho m\u1ed9t h\u00ea\u0323 th\u00f4\u0301ng th\u00f4\u0301ng nh\u00e2\u0301t \u0111\u1ec3 qu\u1ea3n l\u00ed v\u00e0 b\u00e1n c\u00e1c qu\u0129 t\u01b0\u01a1ng h\u1ed7.\n <\/div>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[417],"tags":[],"_links":{"self":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31532"}],"collection":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/comments?post=31532"}],"version-history":[{"count":0,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31532\/revisions"}],"wp:attachment":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/media?parent=31532"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/categories?post=31532"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/tags?post=31532"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}