{"id":31604,"date":"2023-12-07T10:52:04","date_gmt":"2023-12-07T10:52:04","guid":{"rendered":"https:\/\/masterskills.org\/blog\/thuyen-chuyen-trong-quan-li-niem-yet-chung-khoan-la-gi.html"},"modified":"2023-12-23T09:38:35","modified_gmt":"2023-12-23T02:38:35","slug":"thuyen-chuyen-trong-quan-li-niem-yet-chung-khoan-la-gi","status":"publish","type":"post","link":"https:\/\/masterskills.org\/blog\/thuyen-chuyen-trong-quan-li-niem-yet-chung-khoan-la-gi.html","title":{"rendered":"Thuy\u00ean chuy\u1ec3n trong qu\u1ea3n l\u00ed ni\u00eam y\u1ebft ch\u1ee9ng kho\u00e1n l\u00e0 g\u00ec?"},"content":{"rendered":"
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H\u00ecnh minh ho\u1ea1 (Ngu\u1ed3n: charteredonline)<\/p>\n<\/div>\n<\/div>\n

Thuy\u00ean chuy\u1ec3n trong qu\u1ea3n l\u00ed ni\u00eam y\u1ebft ch\u1ee9ng kho\u00e1n<\/font><\/strong><\/h2>\n

Kh\u00e1i ni\u1ec7m<\/b><\/p>\n

– Nie\u0302m y\u00ea\u0301t ch\u01b0\u0301ng khoa\u0301n<\/b> la\u0300 qua\u0301 tri\u0300nh\u00a0\u0111i\u0323nh danh ca\u0301c ch\u01b0\u0301ng khoa\u0301n\u00a0\u0111a\u0301p\u00a0\u01b0\u0301ng\u00a0\u0111u\u0309\u00a0tie\u0302u chu\u00e2\u0309n \u0111u\u031b\u01a1\u0323c giao di\u0323ch tre\u0302n\u00a0S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n.\u00a0<\/p>\n

Cu\u0323\u00a0th\u00ea\u0309,\u00a0\u0111a\u0302y la\u0300 qua\u0301 tri\u0300nh\u00a0S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n\u00a0ch\u00e2\u0301p thu\u1ea1\u0302n cho co\u0302ng ty pha\u0301t ha\u0300nh co\u0301 ch\u01b0\u0301ng khoa\u0301n\u00a0\u0111u\u031b\u01a1\u0323c phe\u0301p nie\u0302m y\u00ea\u0301t va\u0300 giao di\u0323ch tre\u0302n\u00a0S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n\u00a0n\u00ea\u0301u co\u0302ng ty\u00a0\u0111o\u0301 \u0111a\u0301p\u00a0\u01b0\u0301ng\u00a0\u0111\u00e2\u0300y\u00a0\u0111u\u0309\u00a0ca\u0301c tie\u0302u chu\u00e2\u0309n v\u00ea\u0300 \u0111i\u0323nh lu\u031b\u01a1\u0323ng cu\u0303ng nhu\u031b \u0111i\u0323nh ti\u0301nh ma\u0300\u00a0S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n\u00a0\u0111\u00ea\u0300\u00a0ra.\u00a0<\/p>\n

Nie\u0302m y\u00ea\u0301t ch\u01b0\u0301ng khoa\u0301n thu\u031b\u01a1\u0300ng bao ha\u0300m vi\u1eb9\u0302c y\u00ea\u0301t te\u0302n t\u00f4\u0309\u00a0ch\u01b0\u0301c pha\u0301t ha\u0300nh va\u0300 gia\u0301 ch\u01b0\u0301ng khoa\u0301n.<\/p>\n

– Vi\u1eb9\u0302c qu\u1ea3n l\u00ed<\/span> ca\u0301c ch\u01b0\u0301ng khoa\u0301n nie\u0302m y\u00ea\u0301t<\/b> la\u0300 co\u0302ng vi\u1eb9\u0302c cu\u0309a h\u1eb9\u0302\u00a0th\u00f4\u0301ng qu\u1ea3n l\u00ed<\/span> ta\u0323i S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/span> v\u01a1\u0301i mu\u0323c\u00a0\u0111i\u0301ch duy tri\u0300 m\u1ecd\u0302t thi\u0323\u00a0tru\u031b\u01a1\u0300ng hoa\u0323t\u00a0\u0111\u1ecd\u0302ng co\u0302ng b\u0103\u0300ng va\u0300 tr\u1ea1\u0302t t\u01b0\u0323.\u00a0<\/p>\n

Gi\u00f4\u0301ng nhu\u031b\u00a0m\u1ecd\u0302t t\u00f4\u0309\u00a0ch\u01b0\u0301c t\u01b0\u0323 qua\u0309n, S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/span> pha\u0309i\u00a0\u0111\u00ea\u0300\u00a0ra ca\u0301c nghi\u0303a vu\u0323\u00a0cho ca\u0301c co\u0302ng ty nie\u0302m y\u00ea\u0301t va\u0300 ca\u0301c bi\u1eb9\u0302n pha\u0301p tr\u01b0\u0300ng pha\u0323t\u00a0\u0111\u00f4\u0301i v\u01a1\u0301i co\u0302ng ty nie\u0302m y\u00ea\u0301t kho\u0302ng th\u01b0\u0323c hi\u1eb9\u0302n\u00a0\u0111\u00e2\u0300y\u00a0\u0111u\u0309\u00a0ca\u0301c nghi\u0303a vu\u0323\u00a0cu\u0309a mi\u0300nh.<\/p>\n

– Thuy\u00ean chuy\u1ec3n<\/b> trong qu\u1ea3n l\u00ed ni\u00eam y\u1ebft ch\u1ee9ng kho\u00e1n l\u00e0 vi\u1ec7c m\u1ed9t c\u00f4ng ty ni\u00eam y\u1ebft b\u1ecb thuy\u00ean chuy\u1ec3n t\u1eeb th\u1ecb tr\u01b0\u1eddng ni\u00eam y\u1ebft c\u00f3 ti\u00eau chu\u1ea9n cao sang th\u1ecb tr\u01b0\u1eddng giao d\u1ecbch c\u00f3 ti\u00eau chu\u1ea9n th\u1ea5p (\u0111\u1ed1i v\u1edbi m\u00f4 h\u00ecnh th\u1ecb tr\u01b0\u1eddng t\u1ed5 ch\u1ee9c th\u00e0nh 2 khu v\u1ef1c: ti\u00eau chu\u1ea9n ni\u00eam y\u1ebft cao v\u00e0 ti\u00eau chu\u1ea9n ni\u00eam y\u1ebft th\u1ea5p)\u00a0<\/p>\n

Ho\u1eb7c khu v\u1ef1c giao d\u1ecbch B\u1ea3ng II (Second Board) n\u1ebfu c\u00f4ng ty kh\u00f4ng \u0111\u00e1p \u1ee9ng \u0111\u01b0\u1ee3c \u0111\u1ea7y \u0111\u1ee7 c\u00e1c \u0111i\u1ec1u ki\u1ec7n ni\u00eam y\u1ebft.<\/p>\n

Ti\u00eau chu\u1ea9n thuy\u00ean chuy\u1ec3n<\/font><\/b><\/h3>\n

Ti\u00eau chu\u1ea9n \u0111\u1ec3 thuy\u00ean chuy\u1ec3n bao g\u1ed3m:<\/p>\n

– Vi\u1ec7c chi tr\u1ea3 c\u1ed5 t\u1ee9c th\u1ea5p h\u01a1n ti\u00eau chu\u1ea9n qui \u0111\u1ecbnh<\/span><\/p>\n

– T\u1ec9 l\u1ec7<\/span> n\u1ee3 tr\u00ean v\u1ed1n c\u1ed5 ph\u1ea7n cao h\u01a1n m\u1ee9c ti\u00eau chu\u1ea9n qui \u0111\u1ecbnh<\/span><\/p>\n

– Ph\u00e2n b\u1ed5 c\u1ed5 \u0111\u00f4ng kh\u00f4ng h\u1ee3p l\u00ed, khi t\u1ec9 l\u1ec7<\/span> n\u1eafm gi\u1eef c\u1ed5 phi\u1ebfu c\u1ee7a c\u00e1c c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp, ho\u1eb7c c\u1ed5 \u0111\u00f4ng ngo\u00e0i c\u00f4ng ch\u00fang th\u1ea5p h\u01a1n m\u1ee9c qui \u0111\u1ecbnh<\/span><\/p>\n

– Khi c\u00f4ng ty ni\u00eam y\u1ebft kh\u00f4ng n\u1ed9p \u0111\u1ea7y \u0111\u1ee7 c\u00e1c b\u00e1o c\u00e1o theo h\u1ea1n \u0111\u1ecbnh<\/p>\n

– Khi \u00fd ki\u1ebfn c\u1ee7a ki\u1ec3m to\u00e1n vi\u00ean \u0111\u1ed1i v\u1edbi c\u00e1c b\u00e1o c\u00e1o t\u00e0i ch\u00ednh l\u00e0 “ph\u1ea3n \u00a0\u0111\u1ed1i” ho\u1eb7c “t\u1eeb ch\u1ed1i cho \u00fd ki\u1ebfn<\/p>\n

– Khi gi\u00e1 tr\u1ecb th\u1ef1c (t\u00e0i s\u1ea3n thu\u1ea7n) c\u1ee7a c\u00f4ng ty l\u00e0 con s\u1ed1 \u00e2m<\/p>\n

– Khi S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/span> nh\u1eadn ra r\u1eb1ng c\u00f4ng ty ni\u00eam y\u1ebft \u0111\u00e3 b\u1ecb \u0111\u00ecnh ch\u1ec9 c\u00e1c ho\u1ea1t \u00a0\u0111\u1ed9ng kinh doanh theo gi\u1ea5y ph\u00e9p ch\u00ednh<\/p>\n

Khi m\u1ed9t c\u00f4ng ty ni\u00eam y\u1ebft b\u1ecb thuy\u00ean chuy\u1ec3n sang th\u1ecb tr\u01b0\u1eddng giao d\u1ecbch c\u1ed5 phi\u1ebfu ho\u1eb7c sang khu v\u1ef1c b\u1ea3ng II, c\u00e1c giao d\u1ecbch c\u1ed5 phi\u1ebfu c\u1ee7a c\u00f4ng ty c\u1ea7n ph\u1ea3i ng\u1eebng l\u1ea1i trong m\u1ed9t th\u1eddi gian nh\u1ea5t \u0111\u1ecbnh \u0111\u1ec3 th\u00f4ng b\u00e1o cho c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0.\u00a0<\/p>\n

Tuy nhi\u00ean, th\u1eddi gian ng\u1eebng giao d\u1ecbch c\u00e0ng ng\u1eafn c\u00e0ng t\u1ed1t cho vi\u1ec7c t\u1ea1o ra t\u00ednh thanh kho\u1ea3n cho c\u00e1c c\u1ed5 phi\u1ebfu.<\/p>\n

(T\u00e0i li\u1ec7u tham kh\u1ea3o: Gi\u00e1o tr\u00ecnh Th\u1ecb tr\u01b0\u1eddng Ch\u1ee9ng kho\u00e1n, , NXB T\u00e0i ch\u00ednh<\/i>) \u00a0<\/p>\n<\/p><\/div>\n","protected":false},"excerpt":{"rendered":"

\n Thuy\u00ean chuy\u1ec3n trong qu\u1ea3n l\u00ed ni\u00eam y\u1ebft ch\u1ee9ng kho\u00e1n l\u00e0 m\u1ed9t trong nh\u1eefng bi\u1ec7n ph\u00e1p tr\u1eebng ph\u1ea1t \u0111\u1ed1i v\u1edbi c\u00f4ng ty ni\u00eam y\u1ebft kh\u00f4ng th\u1ef1c hi\u1ec7n \u0111\u1ea7y \u0111\u1ee7 c\u00e1c ngh\u0129a v\u1ee5 c\u1ee7a m\u00ecnh.\n <\/div>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[417],"tags":[],"_links":{"self":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31604"}],"collection":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/comments?post=31604"}],"version-history":[{"count":0,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31604\/revisions"}],"wp:attachment":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/media?parent=31604"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/categories?post=31604"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/tags?post=31604"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}