{"id":31606,"date":"2023-12-07T10:52:08","date_gmt":"2023-12-07T10:52:08","guid":{"rendered":"https:\/\/masterskills.org\/blog\/tham-dinh-so-bo-preliminary-appraisal-trong-thu-tuc-niem-yet-chung-khoan-la-gi.html"},"modified":"2023-12-23T09:38:36","modified_gmt":"2023-12-23T02:38:36","slug":"tham-dinh-so-bo-preliminary-appraisal-trong-thu-tuc-niem-yet-chung-khoan-la-gi","status":"publish","type":"post","link":"https:\/\/masterskills.org\/blog\/tham-dinh-so-bo-preliminary-appraisal-trong-thu-tuc-niem-yet-chung-khoan-la-gi.html","title":{"rendered":"Th\u1ea9m \u0111\u1ecbnh s\u01a1 b\u1ed9 (Preliminary appraisal) trong th\u1ee7 t\u1ee5c ni\u00eam y\u1ebft ch\u1ee9ng kho\u00e1n l\u00e0 g\u00ec?"},"content":{"rendered":"
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H\u00ecnh minh ho\u1ea1 (Ngu\u1ed3n: southbayhr)<\/p>\n<\/div>\n<\/div>\n

Th\u1ea9m \u0111\u1ecbnh s\u01a1 b\u1ed9 trong th\u1ee7 t\u1ee5c ni\u00eam y\u1ebft ch\u1ee9ng kho\u00e1n<\/font><\/b><\/h2>\n

Kh\u1ea3i ni\u1ec7m<\/b><\/p>\n

Th\u1ea9m \u0111\u1ecbnh s\u01a1 b\u1ed9<\/b> trong ti\u1ebfng Anh \u0111\u01b0\u1ee3c g\u1ecdi l\u00e0\u00a0preliminary appraisal.<\/b><\/p>\n

Th\u1ea9m \u0111\u1ecbnh s\u01a1 b\u1ed9<\/b> l\u00e0 vi\u1ec7c v\u1ea1ch ra ph\u01b0\u01a1ng h\u01b0\u1edbng cung c\u1ea5p cho nh\u1eefng ng\u01b0\u1eddi mua c\u1ed5 phi\u1ebfu ch\u00e0o b\u00e1n ra c\u00f4ng ch\u00fang bi\u1ebft tr\u01b0\u1edbc \u0111\u01b0\u1ee3c t\u00ednh kh\u1ea3 m\u1ea1i c\u1ee7a ch\u1ee9ng kho\u00e1n nh\u1eb1m r\u00fat b\u1edbt th\u1eddi gian th\u1ea9m \u0111\u1ecbnh ch\u00ednh th\u1ee9c.\u00a0<\/p>\n

Cho d\u00f9 vi\u1ec7c th\u1ea9m \u0111\u1ecbnh n\u00e0y kh\u00f4ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n m\u1ed9t c\u00e1ch ch\u00ednh th\u1ee9c nh\u01b0ng n\u00f3 c\u00f3 t\u00e1c \u00a0d\u1ee5ng quan tr\u1ecdng trong vi\u1ec7c \u0111\u01b0a ra quy\u1ebft \u0111\u1ecbnh cu\u1ed1i c\u00f9ng trong vi\u1ec7c ch\u1ea5p thu\u1eadn hay t\u1eeb ch\u1ed1i vi\u1ec7c ni\u00eam y\u1ebft.\u00a0<\/p>\n

H\u1ea7u h\u1ebft c\u00e1c c\u00f4ng ty kh\u00f4ng \u0111\u1ea1t ti\u00eau chu\u1ea9n b\u1ecb lo\u1ea1i ra ngay khi th\u1ea9m \u0111\u1ecbnh s\u01a1 b\u1ed9 tr\u01b0\u1edbc khi n\u1ed9p \u0111\u01a1n xin ni\u00eam y\u1ebft ch\u00ednh th\u1ee9c. \u00a0<\/p>\n

C\u00e1c v\u1ea5n \u0111\u1ec1 c\u1ea7n ch\u00fa tr\u1ecdng khi th\u1ea9m \u0111\u1ecbnh<\/font><\/h3>\n

Khi th\u1ea9m \u0111\u1ecbnh s\u01a1 b\u1ed9, S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/span> ch\u00fa tr\u1ecdng \u0111\u1ebfn c\u00e1c v\u1ea5n \u0111\u1ec1<\/p>\n

– C\u00f4ng ty ni\u00eam y\u1ebft ph\u1ea3i c\u00f3 m\u1ed9t n\u1ec1n t\u1ea3ng ho\u1ea1t \u0111\u1ed9ng c\u00f3 l\u00e3i v\u00e0 trong t\u01b0\u01a1ng lai ph\u1ea3i c\u00f3 kh\u1ea3 n\u0103ng sinh l\u1eddi t\u1ed1t\u00a0<\/p>\n

– C\u00f4ng ty xin ni\u00eam y\u1ebft ph\u1ea3i c\u00f3 ban l\u00e3nh \u0111\u1ea1o c\u00f3 c\u01a1 c\u1ea5u c\u1ee7a m\u1ed9t c\u00f4ng ty \u0111\u1ea1i ch\u00fang<\/p>\n

– T\u1ed5 ch\u1ee9c c\u00f4ng b\u1ed1 th\u00f4ng tin th\u01b0\u1eddng xuy\u00ean<\/p>\n

– C\u00e1c c\u1ed5 phi\u1ebfu ph\u1ea3i \u0111\u1ea1t \u0111\u01b0\u1ee3c m\u1ee9c \u0111\u1ed9 thanh kho\u1ea3n nh\u1ea5t \u0111\u1ecbnh theo th\u1ee9 b\u1eadc do S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n qui \u0111\u1ecbnh<\/span><\/p>\n

– C\u00f4ng ty ni\u00eam y\u1ebft kh\u00f4ng \u0111\u01b0\u1ee3c vi ph\u1ea1m \u0111\u1ebfn quy\u1ec1n l\u1ee3i c\u1ee7a c\u00f4ng ch\u00fang \u0111\u1ea7u t\u01b0 \u0111\u1ea1i di\u1ec7n cho quy\u1ec1n l\u1ee3i c\u1ee7a c\u00e1c b\u00ean tham gia nh\u01b0 c\u00e1c c\u1ed5 \u0111\u00f4ng ki\u1ec3m so\u00e1t hay c\u00f4ng ty m\u1eb9<\/p>\n

Ti\u1ebfn tr\u00ecnh th\u1ea9m \u0111\u1ecbnh<\/font><\/h3>\n

Ti\u1ebfn tr\u00ecnh th\u1ea9m \u0111\u1ecbnh s\u01a1 b\u1ed9 h\u1ed3 s\u01a1 g\u1ed3m c\u00e1c b\u01b0\u1edbc sau: \u00a0<\/p>\n

B\u01b0\u1edbc 1: S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/span> ki\u1ec3m tra c\u00e1c t\u00e0i li\u1ec7u do c\u00f4ng ty xin ni\u00eam y\u1ebft n\u1ed9p<\/p>\n

B\u01b0\u1edbc 2: S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/span> \u0111\u1eb7t c\u00e1c c\u00e2u h\u1ecfi cho c\u00f4ng ty xin ni\u00eam y\u1ebft v\u1ec1 c\u00e1c t\u00e0i li\u1ec7u \u0111\u00e3 n\u1ed9p<\/p>\n

B\u01b0\u1edbc 3: C\u00f4ng ty xin ni\u00eam y\u1ebft tr\u1ea3 l\u1eddi c\u00e2u h\u1ecfi c\u1ee7a S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/span> v\u1ec1 c\u00e1c th\u1ee7 t\u1ee5c t\u1eeb b\u01b0\u1edbc 1 \u0111\u1ebfn b\u01b0\u1edbc 3 v\u00e0 l\u1eb7p \u0111i l\u1eb7p l\u1ea1i cho \u0111\u1ebfn khi c\u00e1c chi ti\u1ebft \u0111\u01b0\u1ee3c l\u00e0m s\u00e1ng t\u1ecf ho\u00e0n to\u00e0n<\/p>\n

B\u01b0\u1edbc 4:\u00a0S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/span> t\u00ecm hi\u1ec3u th\u00eam v\u1ec1 c\u00f4ng ty ni\u00eam y\u1ebft v\u00e0 c\u00f3 th\u1ec3 \u0111\u1ebfn c\u00f4ng ty ni\u00eam y\u1ebft \u0111\u1ec3 ki\u1ec3m tra c\u00e1c t\u00e0i li\u1ec7u v\u00e0 thu th\u1eadp th\u00eam c\u00e1c th\u00f4ng tin c\u1ea7n thi\u1ebft cho vi\u1ec7c th\u1ea9m \u0111\u1ecbnh ni\u00eam y\u1ebft ch\u00ednh th\u1ee9c<\/p>\n

B\u01b0\u1edbc 5: Nh\u00e2n vi\u00ean S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/span> th\u1ea3o lu\u1eadn v\u1ec1 k\u1ebft qu\u1ea3 c\u1ee7a vi\u1ec7c th\u1ea9m tra trong \u0111\u00f3 c\u00f3 c\u00e1c k\u1ebft qu\u1ea3 khi th\u1ef1c hi\u1ec7n t\u00ecm hi\u1ec3u c\u00f4ng ty<\/p>\n

B\u01b0\u1edbc 6:\u00a0S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/span> \u0111\u01b0a ra quy\u1ebft \u0111\u1ecbnh cu\u1ed1i c\u00f9ng v\u00e0 th\u00f4ng b\u00e1o quy\u1ebft \u0111\u1ecbnh n\u00e0y cho c\u00f4ng ty ni\u00eam y\u1ebft<\/p>\n

(T\u00e0i li\u1ec7u tham kh\u1ea3o: Gi\u00e1o tr\u00ecnh Th\u1ecb tr\u01b0\u1eddng Ch\u1ee9ng kho\u00e1n, , NXB T\u00e0i ch\u00ednh) \u00a0<\/i><\/p>\n<\/p><\/div>\n","protected":false},"excerpt":{"rendered":"

\n Th\u1ea9m \u0111\u1ecbnh s\u01a1 b\u1ed9 (ti\u1ebfng Anh: Preliminary appraisal) l\u00e0 b\u01b0\u1edbc \u0111\u1ea7u ti\u00ean trong qui tr\u00ecnh ni\u00eam y\u1ebft ch\u1ee9ng kho\u00e1n do S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n th\u1ef1c hi\u1ec7n.\n <\/div>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[417],"tags":[],"_links":{"self":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31606"}],"collection":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/comments?post=31606"}],"version-history":[{"count":0,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31606\/revisions"}],"wp:attachment":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/media?parent=31606"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/categories?post=31606"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/tags?post=31606"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}