{"id":31670,"date":"2023-12-07T10:55:13","date_gmt":"2023-12-07T10:55:13","guid":{"rendered":"https:\/\/masterskills.org\/blog\/phan-phoi-chung-khoan-distribution-of-securities-la-gi.html"},"modified":"2023-12-23T09:39:08","modified_gmt":"2023-12-23T02:39:08","slug":"phan-phoi-chung-khoan-distribution-of-securities-la-gi","status":"publish","type":"post","link":"https:\/\/masterskills.org\/blog\/phan-phoi-chung-khoan-distribution-of-securities-la-gi.html","title":{"rendered":"Ph\u00e2n ph\u1ed1i ch\u1ee9ng kho\u00e1n (Distribution of securities) l\u00e0 g\u00ec?"},"content":{"rendered":"<div class=\"vnbcbc-body vceditor-content wi-active\" data-role=\"content\">\n<div class=\"VCSortableInPreviewMode\" type=\"Photo\" style=\"\">\n<div><\/div>\n<div class=\"PhotoCMS_Caption\">\n<p>H\u00ecnh minh h\u1ecda (Ngu\u1ed3n: Visual Data Media Services)<\/p>\n<\/div>\n<\/div>\n<h2><font style=\"line-height: 22px; font-size: 22px;\" color=\"#3d85c6\">Ph\u00e2n ph\u1ed1i ch\u1ee9ng kho\u00e1n (Distribution of securities)<\/font><\/h2>\n<p><b>Ph\u00e2n ph\u1ed1i ch\u1ee9ng kho\u00e1n<\/b> &#8211; danh t\u1eeb, trong ti\u1ebfng Anh \u0111\u01b0\u1ee3c d\u00f9ng b\u1edfi c\u1ee5m t\u1eeb <b>Distribution of securities<\/b>.<\/p>\n<p><i>Lu\u1eadt ch\u1ee9ng kho\u00e1n n\u0103m 2006 <\/i>qui \u0111\u1ecbnh nh\u01b0 sau:<\/p>\n<p><i>Ph\u00e2n ph\u1ed1i ch\u1ee9ng kho\u00e1n<\/i> l\u00e0 Vi\u1ec7c b\u00e1n ch\u1ee9ng kho\u00e1n th\u00f4ng qua \u0111\u1ea1i l\u00ed ho\u1eb7c b\u1ea3o l\u00e3nh ph\u00e1t h\u00e0nh tr\u00ean c\u01a1 s\u1edf h\u1ee3p \u0111\u1ed3ng.<\/p>\n<p>Vi\u1ec7c <i>ph\u00e2n ph\u1ed1i ch\u1ee9ng kho\u00e1n<\/i> ch\u1ec9 \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n sau khi t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh b\u1ea3o \u0111\u1ea3m ng\u01b0\u1eddi mua ch\u1ee9ng kho\u00e1n ti\u1ebfp c\u1eadn B\u1ea3n c\u00e1o b\u1ea1ch trong h\u1ed3 s\u01a1 \u0111\u0103ng k\u00ed ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n ra c\u00f4ng ch\u00fang \u0111\u01b0\u1ee3c c\u00f4ng b\u1ed1 t\u1ea1i c\u00e1c \u0111\u1ecba \u0111i\u1ec3m ghi trong B\u1ea3n th\u00f4ng b\u00e1o ph\u00e1t h\u00e0nh.<\/p>\n<h3><font style=\"line-height: 22px; font-size: 22px;\" color=\"#3d85c6\">Qui \u0111\u1ecbnh chung v\u1ec1 ho\u1ea1t \u0111\u1ed9ng ph\u00e2n ph\u1ed1i ch\u1ee9ng kho\u00e1n<\/font><\/h3>\n<p>1. T\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh ph\u1ea3i ho\u00e0n th\u00e0nh vi\u1ec7c <i>ph\u00e2n ph\u1ed1i ch\u1ee9ng kho\u00e1n<\/i> trong th\u1eddi h\u1ea1n ch\u00edn m\u01b0\u01a1i ng\u00e0y, k\u1ec3 t\u1eeb ng\u00e0y Gi\u1ea5y ch\u1ee9ng nh\u1eadn ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n ra c\u00f4ng ch\u00fang c\u00f3 hi\u1ec7u l\u1ef1c.<\/p>\n<p>Tr\u01b0\u1eddng h\u1ee3p t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh kh\u00f4ng th\u1ec3 ho\u00e0n th\u00e0nh vi\u1ec7c <i>ph\u00e2n ph\u1ed1i ch\u1ee9ng kho\u00e1n<\/i> ra c\u00f4ng ch\u00fang trong th\u1eddi h\u1ea1n n\u00e0y, U\u1ef7 ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc xem x\u00e9t gia h\u1ea1n vi\u1ec7c <i>ph\u00e2n ph\u1ed1i ch\u1ee9ng kho\u00e1n<\/i> nh\u01b0ng t\u1ed1i \u0111a kh\u00f4ng qu\u00e1 30 ng\u00e0y.<\/p>\n<p>2. T\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh, t\u1ed5 ch\u1ee9c b\u1ea3o l\u00e3nh ph\u00e1t h\u00e0nh ho\u1eb7c t\u1ed5 ch\u1ee9c \u0111\u1ea1i l\u00ed ph\u1ea3i <i>ph\u00e2n ph\u1ed1i ch\u1ee9ng kho\u00e1n<\/i> c\u00f4ng b\u1eb1ng, c\u00f4ng khai v\u00e0 b\u1ea3o \u0111\u1ea3m th\u1eddi h\u1ea1n \u0111\u0103ng k\u00ed mua ch\u1ee9ng kho\u00e1n cho nh\u00e0 \u0111\u1ea7u t\u01b0 t\u1ed1i thi\u1ec3u l\u00e0 20 ng\u00e0y; th\u1eddi h\u1ea1n n\u00e0y ph\u1ea3i \u0111\u01b0\u1ee3c ghi trong B\u1ea3n th\u00f4ng b\u00e1o ph\u00e1t h\u00e0nh.<\/p>\n<p>Tr\u01b0\u1eddng h\u1ee3p s\u1ed1 l\u01b0\u1ee3ng ch\u1ee9ng kho\u00e1n \u0111\u0103ng k\u00ed mua v\u01b0\u1ee3t qu\u00e1 s\u1ed1 l\u01b0\u1ee3ng ch\u1ee9ng kho\u00e1n \u0111\u01b0\u1ee3c ph\u00e9p ph\u00e1t h\u00e0nh th\u00ec t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh ho\u1eb7c t\u1ed5 ch\u1ee9c b\u1ea3o l\u00e3nh ph\u00e1t h\u00e0nh ph\u1ea3i ph\u00e2n ph\u1ed1i h\u1ebft s\u1ed1 ch\u1ee9ng kho\u00e1n \u0111\u01b0\u1ee3c ph\u00e9p ph\u00e1t h\u00e0nh cho nh\u00e0 \u0111\u1ea7u t\u01b0 t\u01b0\u01a1ng \u1ee9ng v\u1edbi t\u1ec9 l\u1ec7 \u0111\u0103ng k\u00ed mua c\u1ee7a t\u1eebng nh\u00e0 \u0111\u1ea7u t\u01b0.<\/p>\n<p>3. Ti\u1ec1n mua ch\u1ee9ng kho\u00e1n ph\u1ea3i \u0111\u01b0\u1ee3c chuy\u1ec3n v\u00e0o t\u00e0i kho\u1ea3n phong to\u1ea3 m\u1edf t\u1ea1i ng\u00e2n h\u00e0ng cho \u0111\u1ebfn khi ho\u00e0n t\u1ea5t \u0111\u1ee3t ch\u00e0o b\u00e1n v\u00e0 b\u00e1o c\u00e1o U\u1ef7 ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc.<\/p>\n<p>Tr\u01b0\u1eddng h\u1ee3p \u0111\u0103ng k\u00ed ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n cho nhi\u1ec1u \u0111\u1ee3t th\u00ec kho\u1ea3ng c\u00e1ch gi\u1eefa \u0111\u1ee3t ch\u00e0o b\u00e1n sau v\u1edbi \u0111\u1ee3t ch\u00e0o b\u00e1n tr\u01b0\u1edbc kh\u00f4ng qu\u00e1 12 th\u00e1ng.<\/p>\n<p>4. Vi\u1ec7c <b>ph\u00e2n ph\u1ed1i ch\u1ee9ng kho\u00e1n<\/b> ch\u1ec9 \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n sau khi t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh b\u1ea3o \u0111\u1ea3m ng\u01b0\u1eddi mua ch\u1ee9ng kho\u00e1n ti\u1ebfp c\u1eadn B\u1ea3n c\u00e1o b\u1ea1ch trong h\u1ed3 s\u01a1 \u0111\u0103ng k\u00ed ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n ra c\u00f4ng ch\u00fang \u0111\u01b0\u1ee3c c\u00f4ng b\u1ed1 t\u1ea1i c\u00e1c \u0111\u1ecba \u0111i\u1ec3m ghi trong B\u1ea3n th\u00f4ng b\u00e1o ph\u00e1t h\u00e0nh.<\/p>\n<p>5. T\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh ho\u1eb7c t\u1ed5 ch\u1ee9c b\u1ea3o l\u00e3nh ph\u00e1t h\u00e0nh ph\u1ea3i b\u00e1o c\u00e1o k\u1ebft qu\u1ea3 \u0111\u1ee3t ch\u00e0o b\u00e1n cho U\u1ef7 ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc trong th\u1eddi h\u1ea1n 10 ng\u00e0y, k\u1ec3 t\u1eeb ng\u00e0y k\u1ebft th\u00fac \u0111\u1ee3t ch\u00e0o b\u00e1n, k\u00e8m theo b\u1ea3n x\u00e1c nh\u1eadn c\u1ee7a ng\u00e2n h\u00e0ng n\u01a1i m\u1edf t\u00e0i kho\u1ea3n phong to\u1ea3 v\u1ec1 s\u1ed1 ti\u1ec1n thu \u0111\u01b0\u1ee3c trong \u0111\u1ee3t ch\u00e0o b\u00e1n.<\/p>\n<p>6. T\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh, t\u1ed5 ch\u1ee9c b\u1ea3o l\u00e3nh ph\u00e1t h\u00e0nh ho\u1eb7c t\u1ed5 ch\u1ee9c \u0111\u1ea1i l\u00ed ph\u1ea3i chuy\u1ec3n giao ch\u1ee9ng kho\u00e1n ho\u1eb7c gi\u1ea5y ch\u1ee9ng nh\u1eadn quy\u1ec1n s\u1edf h\u1eefu ch\u1ee9ng kho\u00e1n cho ng\u01b0\u1eddi mua trong th\u1eddi h\u1ea1n 30 ng\u00e0y, k\u1ec3 t\u1eeb ng\u00e0y k\u1ebft th\u00fac \u0111\u1ee3t ch\u00e0o b\u00e1n. (Theo <i>Lu\u1eadt ch\u1ee9ng kho\u00e1n n\u0103m 2006<\/i>)<\/p>\n<\/p><\/div>\n","protected":false},"excerpt":{"rendered":"<div class=\"vnbcbc-sapo\" data-role=\"sapo\">\n                            Ph\u00e2n ph\u1ed1i ch\u1ee9ng kho\u00e1n (ti\u1ebfng Anh: Distribution of securities) l\u00e0 vi\u1ec7c ph\u00e2n ph\u1ed1i c\u00e1c ch\u1ee9ng kho\u00e1n nh\u01b0 c\u1ed5 phi\u1ebfu, tr\u00e1i phi\u1ebfu cho c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 sau khi t\u1ed5 ch\u1ee9c ph\u00e1t h\u00e0nh \u0111\u01b0\u1ee3c c\u1ea5p gi\u1ea5y ch\u1ee9ng nh\u1eadn ch\u00e0o b\u00e1n ch\u1ee9ng kho\u00e1n ra c\u00f4ng ch\u00fang.\n                        <\/div>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[417],"tags":[],"_links":{"self":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31670"}],"collection":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/comments?post=31670"}],"version-history":[{"count":0,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31670\/revisions"}],"wp:attachment":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/media?parent=31670"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/categories?post=31670"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/tags?post=31670"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}