{"id":31678,"date":"2023-12-07T10:55:32","date_gmt":"2023-12-07T10:55:32","guid":{"rendered":"https:\/\/masterskills.org\/blog\/trung-tam-giao-dich-chung-khoan-securities-trading-centers-la-gi.html"},"modified":"2023-12-23T09:39:09","modified_gmt":"2023-12-23T02:39:09","slug":"trung-tam-giao-dich-chung-khoan-securities-trading-centers-la-gi","status":"publish","type":"post","link":"https:\/\/masterskills.org\/blog\/trung-tam-giao-dich-chung-khoan-securities-trading-centers-la-gi.html","title":{"rendered":"Trung t\u00e2m giao d\u1ecbch ch\u1ee9ng kho\u00e1n (Securities trading centers) l\u00e0 g\u00ec?"},"content":{"rendered":"
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H\u00ecnh minh h\u1ecda (Ngu\u1ed3n: PIMCO)<\/p>\n<\/div>\n<\/div>\n

Trung t\u00e2m giao d\u1ecbch ch\u1ee9ng kho\u00e1n (Securities trading centers)<\/font><\/h2>\n

Trung t\u00e2m giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/b> – danh t\u1eeb, trong ti\u1ebfng Anh \u0111\u01b0\u1ee3c d\u00f9ng b\u1edfi c\u1ee5m t\u1eeb\u00a0Securities trading centers<\/b>.<\/p>\n

Giao d\u1ecbch ch\u1ee9ng kho\u00e1n l\u00e0 vi\u1ec7c mua, b\u00e1n ch\u1ee9ng kho\u00e1n tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n.<\/p>\n

Trung t\u00e2m giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/i> c\u00f3 th\u1ec3 hi\u1ec3u l\u00e0 t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00ed, \u0111i\u1ec1u h\u00e0nh v\u00e0 gi\u00e1m s\u00e1t c\u00e1c ho\u1ea1t \u0111\u1ed9ng mua b\u00e1n ch\u1ee9ng kho\u00e1n tr\u00ean th\u1ecb tr\u01b0\u1eddng giao d\u1ecbch ch\u1ee9ng kho\u00e1n t\u1eadp trung.<\/p>\n

Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a Trung t\u00e2m giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/font><\/h2>\n

Quy\u1ec1n c\u1ee7a Trung t\u00e2m giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/b><\/p>\n

1. Ban h\u00e0nh c\u00e1c qui ch\u1ebf v\u1ec1 ni\u00eam y\u1ebft ch\u1ee9ng kho\u00e1n, giao d\u1ecbch ch\u1ee9ng kho\u00e1n, c\u00f4ng b\u1ed1 th\u00f4ng tin v\u00e0 th\u00e0nh vi\u00ean giao d\u1ecbch sau khi \u0111\u01b0\u1ee3c \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc ch\u1ea5p thu\u1eadn.<\/p>\n

2. T\u1ed5 ch\u1ee9c v\u00e0 \u0111i\u1ec1u h\u00e0nh ho\u1ea1t \u0111\u1ed9ng giao d\u1ecbch ch\u1ee9ng kho\u00e1n t\u1ea1i <\/span>Trung t\u00e2m giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/i>.<\/p>\n

3. T\u1ea1m ng\u1eebng, \u0111\u00ecnh ch\u1ec9 ho\u1eb7c h\u1ee7y b\u1ecf giao d\u1ecbch ch\u1ee9ng kho\u00e1n theo Qui ch\u1ebf giao d\u1ecbch ch\u1ee9ng kho\u00e1n c\u1ee7a <\/span>Trung t\u00e2m giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/i> trong tr\u01b0\u1eddng h\u1ee3p c\u1ea7n thi\u1ebft \u0111\u1ec3 b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0.<\/p>\n

4. Ch\u1ea5p thu\u1eadn, h\u1ee7y b\u1ecf ni\u00eam y\u1ebft ch\u1ee9ng kho\u00e1n v\u00e0 gi\u00e1m s\u00e1t vi\u1ec7c duy tr\u00ec \u0111i\u1ec1u ki\u1ec7n ni\u00eam y\u1ebft ch\u1ee9ng kho\u00e1n c\u1ee7a c\u00e1c t\u1ed5 ch\u1ee9c ni\u00eam y\u1ebft t\u1ea1i <\/span>Trung t\u00e2m giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/i>.<\/p>\n

5. Ch\u1ea5p thu\u1eadn, h\u1ee7y b\u1ecf t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean giao d\u1ecbch; gi\u00e1m s\u00e1t ho\u1ea1t \u0111\u1ed9ng giao d\u1ecbch ch\u1ee9ng kho\u00e1n c\u1ee7a c\u00e1c th\u00e0nh vi\u00ean giao d\u1ecbch t\u1ea1i <\/span>Trung t\u00e2m giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/i>.<\/p>\n

6. Gi\u00e1m s\u00e1t ho\u1ea1t \u0111\u1ed9ng c\u00f4ng b\u1ed1 th\u00f4ng tin c\u1ee7a c\u00e1c t\u1ed5 ch\u1ee9c ni\u00eam y\u1ebft, th\u00e0nh vi\u00ean giao d\u1ecbch t\u1ea1i <\/span>Trung t\u00e2m giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/i>.<\/p>\n

7. Cung c\u1ea5p th\u00f4ng tin th\u1ecb tr\u01b0\u1eddng v\u00e0 c\u00e1c th\u00f4ng tin li\u00ean quan \u0111\u1ebfn ch\u1ee9ng kho\u00e1n ni\u00eam y\u1ebft.<\/p>\n

8. L\u00e0m trung gian ho\u00e0 gi\u1ea3i theo y\u00eau c\u1ea7u c\u1ee7a th\u00e0nh vi\u00ean giao d\u1ecbch khi ph\u00e1t sinh tranh ch\u1ea5p li\u00ean quan \u0111\u1ebfn ho\u1ea1t \u0111\u1ed9ng giao d\u1ecbch ch\u1ee9ng kho\u00e1n.<\/p>\n

9. Thu ph\u00ed theo qui \u0111\u1ecbnh<\/span> c\u1ee7a B\u1ed9 T\u00e0i ch\u00ednh.<\/p>\n

Ngh\u0129a v\u1ee5 c\u1ee7a Trung t\u00e2m giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/b><\/p>\n

1. B\u1ea3o \u0111\u1ea3m ho\u1ea1t \u0111\u1ed9ng giao d\u1ecbch ch\u1ee9ng kho\u00e1n tr\u00ean th\u1ecb tr\u01b0\u1eddng \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh c\u00f4ng khai, c\u00f4ng b\u1eb1ng, tr\u1eadt t\u1ef1 v\u00e0 hi\u1ec7u qu\u1ea3.<\/p>\n

2. Th\u1ef1c hi\u1ec7n ch\u1ebf \u0111\u1ed9 k\u1ebf to\u00e1n, ki\u1ec3m to\u00e1n, th\u1ed1ng k\u00ea, ngh\u0129a v\u1ee5 t\u00e0i ch\u00ednh theo qui \u0111\u1ecbnh<\/span> c\u1ee7a ph\u00e1p lu\u1eadt.<\/p>\n

3. Th\u1ef1c hi\u1ec7n c\u00f4ng b\u1ed1 th\u00f4ng tin theo qui \u0111\u1ecbnh<\/span>.<\/p>\n

4. Cung c\u1ea5p th\u00f4ng tin v\u00e0 ph\u1ed1i h\u1ee3p v\u1edbi c\u00e1c c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n trong c\u00f4ng t\u00e1c \u0111i\u1ec1u tra v\u00e0 ph\u00f2ng, ch\u1ed1ng c\u00e1c h\u00e0nh vi vi ph\u1ea1m ph\u00e1p lu\u1eadt v\u1ec1 ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n.<\/p>\n

5. Ph\u1ed1i h\u1ee3p th\u1ef1c hi\u1ec7n c\u00f4ng t\u00e1c tuy\u00ean truy\u1ec1n, ph\u1ed5 bi\u1ebfn ki\u1ebfn th\u1ee9c v\u1ec1 ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n cho nh\u00e0 \u0111\u1ea7u t\u01b0.<\/p>\n

6. B\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i cho th\u00e0nh vi\u00ean giao d\u1ecbch trong tr\u01b0\u1eddng h\u1ee3p <\/span>Trung t\u00e2m giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/b> g\u00e2y thi\u1ec7t h\u1ea1i cho th\u00e0nh vi\u00ean giao d\u1ecbch, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p b\u1ea5t kh\u1ea3 kh\u00e1ng. (Theo Lu\u1eadt ch\u1ee9ng kho\u00e1n n\u0103m 2006<\/i>)<\/p>\n<\/p><\/div>\n","protected":false},"excerpt":{"rendered":"

\n Trung t\u00e2m giao d\u1ecbch ch\u1ee9ng kho\u00e1n (ti\u1ebfng Anh: Securities trading centers) l\u00e0 t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00ed, \u0111i\u1ec1u h\u00e0nh v\u00e0 gi\u00e1m s\u00e1t c\u00e1c ho\u1ea1t \u0111\u1ed9ng mua b\u00e1n ch\u1ee9ng kho\u00e1n tr\u00ean th\u1ecb tr\u01b0\u1eddng giao d\u1ecbch ch\u1ee9ng kho\u00e1n t\u1eadp trung.\n <\/div>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[417],"tags":[],"_links":{"self":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31678"}],"collection":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/comments?post=31678"}],"version-history":[{"count":0,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31678\/revisions"}],"wp:attachment":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/media?parent=31678"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/categories?post=31678"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/tags?post=31678"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}