{"id":31684,"date":"2023-12-07T10:55:46","date_gmt":"2023-12-07T10:55:46","guid":{"rendered":"https:\/\/masterskills.org\/blog\/chung-khoan-hon-hop-la-gi-cac-loai-chung-khoan-hon-hop.html"},"modified":"2023-12-23T09:39:09","modified_gmt":"2023-12-23T02:39:09","slug":"chung-khoan-hon-hop-la-gi-cac-loai-chung-khoan-hon-hop","status":"publish","type":"post","link":"https:\/\/masterskills.org\/blog\/chung-khoan-hon-hop-la-gi-cac-loai-chung-khoan-hon-hop.html","title":{"rendered":"Ch\u1ee9ng kho\u00e1n h\u1ed7n h\u1ee3p l\u00e0 g\u00ec? C\u00e1c lo\u1ea1i ch\u1ee9ng kho\u00e1n h\u1ed7n h\u1ee3p"},"content":{"rendered":"
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H\u00ecnh minh ho\u1ea1 (Ngu\u1ed3n: dodsonlegal)<\/p>\n<\/div>\n<\/div>\n

Ch\u1ee9ng kho\u00e1n h\u1ed7n h\u1ee3p\u00a0<\/font><\/b><\/h2>\n

Kh\u00e1i ni\u1ec7m<\/b><\/p>\n

Ch\u1ee9ng kho\u00e1n h\u1ed7n h\u1ee3p<\/b> t\u1ea1m d\u1ecbch sang ti\u1ebfng Anh l\u00e0 Mixed securities<\/b>.<\/p>\n

Ch\u1ee9ng kho\u00e1n h\u1ed7n h\u1ee3p<\/b> l\u00e0 lo\u1ea1i ch\u1ee9ng kho\u00e1n v\u1eeba mang t\u00ednh ch\u1ea5t c\u1ee7a ch\u1ee9ng kho\u00e1n c\u00f3 thu nh\u1eadp c\u1ed1 \u0111\u1ecbnh, v\u1eeba mang t\u00ednh ch\u1ea5t c\u1ee7a ch\u1ee9ng kho\u00e1n c\u00f3 thu nh\u1eadp bi\u1ebfn \u0111\u1ed5i. Vi\u1ec7c ph\u00e1t h\u00e0nh lo\u1ea1i ch\u1ee9ng kho\u00e1n n\u00e0y nh\u1eb1m \u0111\u1ec3 th\u00edch \u1ee9ng v\u1edbi nhu c\u1ea7u \u0111\u1eb7c bi\u1ec7t c\u1ee7a th\u1ecb tr\u01b0\u1eddng v\u1ed1n.<\/p>\n

–\u00a0<\/b>Ch\u1ee9ng kho\u00e1n c\u00f3 thu nh\u1eadp c\u1ed1 \u0111\u1ecbnh\u00a0(<\/b>ti\u1ebfng Anh: fixed income securities<\/b>): Ch\u1ee9ng kho\u00e1n c\u00f3 thu nh\u1eadp c\u1ed1 \u0111\u1ecbnh l\u00e0 lo\u1ea1i ch\u1ee9ng kho\u00e1n c\u00f3 quy\u1ec1n y\u00eau c\u1ea7u thu nh\u1eadp c\u1ed1 \u0111\u1ecbnh kh\u00f4ng ph\u1ee5 thu\u1ed9c v\u00e0o k\u1ebft qu\u1ea3 ho\u1ea1t \u0111\u1ed9ng c\u1ee7a nh\u00e0 ph\u00e1t h\u00e0nh.\u00a0<\/p>\n

Nh\u1edd vi\u1ec7c ph\u00e1t h\u00e0nh ch\u1ee9ng kho\u00e1n c\u00f3 thu nh\u1eadp c\u1ed1 \u0111\u1ecbnh m\u00e0 Ch\u00ednh ph\u1ee7, c\u00e1c t\u1ed5 ch\u1ee9c c\u00f4ng c\u1ed9ng (c\u00f3 t\u01b0 c\u00e1ch ph\u00e1p nh\u00e2n), c\u00e1c c\u00f4ng ty c\u1ed5 ph\u1ea7n t\u1ea1o ra \u0111\u01b0\u1ee3c ngu\u1ed3n v\u1ed1n \u1ed5n \u0111\u1ecbnh.\u00a0<\/p>\n

– Ch\u1ee9ng kho\u00e1n c\u00f3 thu nh\u1eadp bi\u1ebfn \u0111\u1ed5i\u00a0<\/b>(ti\u1ebfng Anh:\u00a0variable-income security<\/b>): C\u1ed5 phi\u1ebfu th\u01b0\u1eddng \u0111\u1ea1i di\u1ec7n cho lo\u1ea1i ch\u1ee9ng kho\u00e1n c\u00f3 thu nh\u1eadp bi\u1ebfn \u0111\u1ed5i. Thu nh\u1eadp do vi\u1ec7c s\u1edf h\u1eefu c\u1ed5 phi\u1ebfu mang l\u1ea1i g\u1ecdi l\u00e0 c\u1ed5 t\u1ee9c (hay l\u1ee3i t\u1ee9c c\u1ed5 ph\u1ea7n), n\u00f3 bi\u1ebfn \u0111\u1ed9ng theo k\u1ebft qu\u1ea3 kinh doanh c\u1ee7a c\u00f4ng ty.\u00a0<\/p>\n

H\u00ecnh th\u1ee9c kh\u00e1c c\u1ee7a lo\u1ea1i ch\u1ee9ng kho\u00e1n n\u00e0y l\u00e0 phi\u1ebfu tham gia hay ch\u1ee9ng ch\u1ec9 \u0111\u1ea7u t\u01b0. Lo\u1ea1i n\u00e0y kh\u00e1c v\u1edbi c\u1ed5 phi\u1ebfu th\u00f4ng th\u01b0\u1eddng \u1edf ch\u1ed7, n\u00f3 kh\u00f4ng \u0111\u01b0\u1ee3c quy\u1ec1n tham gia gi\u00e1m s\u00e1t ho\u1ea1t \u0111\u1ed9ng c\u1ee7a c\u00f4ng ty.\u00a0<\/p>\n

Khi ph\u00e1t h\u00e0nh ch\u1ee9ng ch\u1ec9 \u0111\u1ea7u t\u01b0, c\u00f4ng ty c\u00f3 th\u1ec3 huy \u0111\u1ed9ng \u0111\u01b0\u1ee3c v\u1ed1n v\u00f4 th\u1eddi h\u1ea1n, kh\u00f4ng ch\u1ecbu r\u1ee7i ro v\u1ec1 chi tr\u1ea3 l\u1ee3i t\u1ee9c c\u1ed1 \u0111\u1ecbnh nh\u01b0 c\u1ed5 phi\u1ebfu \u01b0u \u0111\u00e3i hay tr\u00e1i phi\u1ebfu, song kh\u00f4ng b\u1ecb pha lo\u00e3ng quy\u1ec1n ki\u1ec3m so\u00e1t c\u1ee7a c\u00e1c c\u1ed5 \u0111\u00f4ng.<\/p>\n

Ch\u1ee9ng kho\u00e1n h\u1ed7n h\u1ee3p c\u00f3 nh\u1eefng lo\u1ea1i ch\u1ee7 y\u1ebfu sau<\/font><\/b><\/h3>\n

– Tr\u00e1i phi\u1ebfu c\u00f4ng ty c\u00f3 kh\u1ea3 n\u0103ng chuy\u1ec3n \u0111\u1ed5i:\u00a0<\/b>Lo\u1ea1i tr\u00e1i phi\u1ebfu n\u00e0y c\u0169ng c\u00f3 m\u1ed9t m\u1ee9c l\u00e3i su\u1ea5t c\u1ed1 \u0111\u1ecbnh, ngo\u00e0i ra n\u00f3 c\u00f2n b\u1ea3o \u0111\u1ea3m cho ng\u01b0\u1eddi s\u1edf h\u1eefu quy\u1ec1n \u0111\u1ed5i tr\u00e1i phi\u1ebfu th\u00e0nh c\u1ed5 phi\u1ebfu trong m\u1ed9t th\u1eddi h\u1ea1n v\u1edbi nh\u1eefng \u0111i\u1ec1u ki\u1ec7n \u0111\u00e3 x\u00e1c \u0111\u1ecbnh.\u00a0<\/p>\n

Gi\u00e1 tr\u1ecb c\u1ee7a quy\u1ec1n chuy\u1ec3n \u0111\u1ed5i kh\u00f4ng ch\u1ec9 ph\u1ee5 thu\u1ed9c v\u00e0o \u0111i\u1ec1u ki\u1ec7n chuy\u1ec3n \u0111\u1ed5i m\u00e0 c\u00f2n ph\u1ee5 thu\u1ed9c v\u00e0o ch\u1ea5t l\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu c\u1ee7a c\u00f4ng ty.<\/p>\n

– Tr\u00e1i phi\u1ebfu c\u00f3 quy\u1ec1n mua c\u1ed5 phi\u1ebfu<\/b>: Tr\u00e1i phi\u1ebfu c\u00f3 quy\u1ec1n mua c\u1ed5 phi\u1ebfu t\u01b0\u01a1ng t\u1ef1 nh\u01b0 tr\u00e1i phi\u1ebfu n\u00f3i chung nh\u01b0ng ngo\u00e0i kho\u1ea3n l\u1ee3i t\u1ee9c c\u1ed1 \u0111\u1ecbnh \u0111\u01b0\u1ee3c nh\u1eadn, n\u00f3 c\u00f2n c\u00f3 quy\u1ec1n \u0111\u01b0\u1ee3c mua m\u1ed9t s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu nh\u1ea5t \u0111\u1ecbnh c\u1ee7a c\u00f4ng ty \u0111ang ph\u00e1t h\u00e0nh v\u1edbi m\u1ed9t t\u1ec9 l\u1ec7 v\u00e0 th\u1eddi h\u1ea1n \u01b0u \u0111\u00e3i nh\u01b0 \u0111\u1ed1i v\u1edbi c\u00e1c c\u1ed5 \u0111\u00f4ng th\u1ef1c th\u1ee5.\u00a0<\/p>\n

Lo\u1ea1i tr\u00e1i kho\u00e1n n\u00e0y c\u00f3 m\u1ed9t “ch\u1ee9ng ch\u1ec9 quy\u1ec1n mua” ri\u00eang r\u1ebd t\u00e1ch kh\u1ecfi kho\u1ea3n vay. V\u1ec1 nguy\u00ean t\u1eafc “ch\u1ee9ng ch\u1ec9 quy\u1ec1n mua” \u0111\u01b0\u1ee3c t\u00e1ch ra sau khi ph\u00e1t h\u00e0nh ch\u1ee9ng kho\u00e1n sau m\u1ed9t th\u1eddi gian v\u00e0 \u0111\u01b0\u1ee3c l\u01b0u th\u00f4ng \u0111\u1ed9c l\u1eadp tr\u00ean th\u1ecb tr\u01b0\u1eddng.<\/p>\n

– Tr\u00e1i phi\u1ebfu c\u00f3 thu nh\u1eadp b\u1ed5 sung<\/b>: Lo\u1ea1i ch\u1ee9ng kho\u00e1n n\u00e0y \u0111\u1ea3m b\u1ea3o m\u1ed9t kho\u1ea3n l\u1ee3i t\u1ee9c c\u1ed1 \u0111\u1ecbnh nh\u01b0ng ng\u01b0\u1eddi s\u1edf h\u1eefu c\u00f3 th\u1ec3 nh\u1eadn \u0111\u01b0\u1ee3c m\u1ed9t kho\u1ea3n thu nh\u1eadp b\u1ed5 sung theo s\u1ef1 dao \u0111\u1ed9ng t\u0103ng c\u1ee7a c\u1ed5 t\u1ee9c m\u00e0 c\u00e1c c\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c h\u01b0\u1edfng.<\/p>\n

(T\u00e0i li\u1ec7u tham kh\u1ea3o: Gi\u00e1o tr\u00ecnh Th\u1ecb tr\u01b0\u1eddng Ch\u1ee9ng kho\u00e1n, Tr\u01b0\u1eddng \u0110H Kinh t\u1ebf Qu\u1ed1c d\u00e2n, , NXB T\u00e0i ch\u00ednh)<\/i><\/p>\n<\/p><\/div>\n","protected":false},"excerpt":{"rendered":"

\n Ch\u1ee9ng kho\u00e1n h\u1ed7n h\u1ee3p l\u00e0 m\u1ed9t lo\u1ea1i ch\u1ee9ng kho\u00e1n khi ph\u00e2n lo\u1ea1i ch\u1ee9ng kho\u00e1n theo thu nh\u1eadp. Trong ch\u1ee9ng kho\u00e1n h\u1ed7n h\u1ee3p l\u1ea1i \u0111\u01b0\u1ee3c ph\u00e2n th\u00e0nh nh\u1eefng lo\u1ea1i ch\u1ee9ng kho\u00e1n kh\u00e1c nhau c\u00f3 \u0111\u1eb7c \u0111i\u1ec3m ri\u00eang bi\u1ec7t.<\/p><\/div>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[417],"tags":[],"_links":{"self":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31684"}],"collection":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/comments?post=31684"}],"version-history":[{"count":0,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/posts\/31684\/revisions"}],"wp:attachment":[{"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/media?parent=31684"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/categories?post=31684"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/masterskills.org\/blog\/wp-json\/wp\/v2\/tags?post=31684"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}